DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
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Funds / S•• F•••• L•
S•• F•••• L•
Amounts, each with its basis
- Vintage
- 2014basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $50.0Mwhat may be sold, not what was raised; file 021-226344, sworn by the adviser or filed under this vehicle
- Form D sold
- $38.0Mas of the filing of Oct 14, 2014, 69 investors
- First sale
- Oct 1, 2014
- Reported GAV
- $243Mon the Form ADV filed Mar 29, 2024; the fund's assets, never its size or dry powder
- Owners (ADV)
- 82
- Reported on ADV
- May 24, 2018 to Mar 29, 2024
Fundraising evidence
Unknown
latest Form D 2014-10-14, older than 15 months (fr-1)
evidence dated Oct 14, 2014. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Harvest
vintage over 7 years, still reported
age years: 12first sale: 2014-10-01vintage year: $2,014adv gav as of: 2024-03-29vintage basis: form_d_first_saleform d sold usd: $38.0Mform d offering usd: $50.0Mform d latest filed at: 2014-10-14
The fund's own reporting through time
12 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| May 24, 2018 | Other Private Fund | $106M | 89 | 3% | yes | ||
| Mar 28, 2019 | Other Private Fund | $171M | 89 | 3% | yes | ||
| Mar 27, 2020 | Other Private Fund | $221M | 89 | 3% | yes | ||
| Mar 31, 2021 | Other Private Fund | $272M | 80 | 3% | yes | ||
| May 17, 2021 | Other Private Fund | $272M | 80 | 3% | yes | ||
| Mar 31, 2022 | Other Private Fund | $327M | 80 | 5% | yes | ||
| Jun 30, 2022 | Private Equity Fund | $309M | 80 | 5% | yes | ||
| Sep 26, 2022 | Private Equity Fund | $309M | 80 | 5% | yes | ||
| Jan 4, 2023 | Private Equity Fund | $309M | 80 | 5% | yes | ||
| Mar 30, 2023 | Private Equity Fund | $270M | 82 | 5% | yes | ||
| Apr 28, 2023 | Private Equity Fund | $270M | 82 | 5% | yes | ||
| Mar 29, 2024 | Private Equity Fund | $243M | 82 | 5% | yes |
Principals and agents
3 principals on Form D, 0 placement agents
- T••••• D••••• B••••• Executive Officer/Promoter
- H••••• W•••••• J•••• Executive Officer/Promoter
- G•• B••••• S••••• Executive Officer/Promoter
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
2 events
- May 24, 2018S•• F•••• L• first reported on Form ADV by S••••• B••••• J•••• & Co. (Other Private Fund), GAV $105,547,593Fund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Oct 14, 2014S•• F•••• L• filed Form D: $37,950,000 sold of $50,000,000, Other Investment FundForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
15 observations
Every observation on this vehicle
- Entity type: Limited Partnership Oct 14, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Other Investment Fund Oct 14, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Oct 14, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Oct 14, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Oct 14, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Oct 14, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $38.0M Oct 14, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $50.0M Oct 14, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b Oct 14, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2014-10-01 Oct 14, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 69 Oct 14, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 50,000 Oct 14, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Oct 14, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: 1350 TREAT BOULEVARD, SUITE 400, WALNUT CREEK, CA, 94597 Oct 14, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2014 Oct 14, 2014 Fact SEC EDGAR Form D data sets (quarterly)