DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get Venture Capital Intelligence at $199 a month for every name. Every figure, date and source on this page is public either way.
Funds / H••••••• C•••••• P••••••• 9•• L•••••• P•••••••••
H••••••• C•••••• P••••••• 9•• L•••••• P•••••••••
Amounts, each with its basis
- Vintage
- 2014basis: adv first reported
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $400Mwhat may be sold, not what was raised; file 021-195064, sworn by the adviser or filed under this vehicle
- Form D sold
- $0as of the filing of Apr 16, 2013
- First sale
- unknown
- Reported GAV
- $54.1Mon the Form ADV filed Mar 20, 2024; the fund's assets, never its size or dry powder
- Owners (ADV)
- 12
- Reported on ADV
- Mar 27, 2014 to Mar 20, 2024
Fundraising evidence
Unknown
latest Form D 2013-04-16, older than 15 months (fr-1)
evidence dated Apr 16, 2013. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Harvest
vintage over 7 years, still reported
age years: 12first sale: n/avintage year: $2,014adv gav as of: 2024-03-20vintage basis: adv_first_reportedform d sold usd: 0form d offering usd: $400Mform d latest filed at: 2013-04-16
The fund's own reporting through time
13 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Mar 27, 2014 | Venture Capital Fund | $116M | 9 | $5.0M | 3% | yes | |
| Mar 31, 2015 | Venture Capital Fund | $120M | 9 | $5.0M | 3% | yes | |
| Mar 24, 2016 | Venture Capital Fund | $136M | 9 | $1.0M | 3% | yes | |
| Mar 29, 2017 | Venture Capital Fund | $149M | 9 | $1.0M | 3% | yes | |
| Mar 30, 2018 | Venture Capital Fund | $170M | 9 | $1.0M | 2% | yes | |
| Mar 28, 2019 | Venture Capital Fund | $186M | 10 | $1.0M | 2% | yes | |
| Mar 26, 2020 | Venture Capital Fund | $193M | 10 | $1.0M | 2% | yes | |
| Apr 16, 2020 | Venture Capital Fund | $193M | 10 | $1.0M | 2% | yes | |
| Mar 22, 2021 | Venture Capital Fund | $191M | 12 | $1.0M | 2% | yes | |
| Mar 23, 2022 | Venture Capital Fund | $265M | 12 | $1.0M | 2% | yes | |
| Sep 20, 2022 | Venture Capital Fund | $265M | 12 | $1.0M | 2% | yes | |
| Mar 21, 2023 | Venture Capital Fund | $162M | 12 | $1.0M | 2% | yes | |
| Mar 20, 2024 | Venture Capital Fund | $54.1M | 12 | $1.0M | 2% | yes |
Principals and agents
2 principals on Form D, 0 placement agents
- L•••••• P••••••••• H••••••• M••••••••• P••••••• 9• Executive Officer
- L•• H••••••• M••••••••• P••••••• 9• Executive Officer
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
2 events
- Mar 27, 2014••• LockedFund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Apr 16, 2013••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
15 observations
Every observation on this vehicle
- Entity type: L•••••• P••••••••• Apr 16, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Apr 16, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Apr 16, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Apr 16, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Not Applicable Apr 16, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Apr 16, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Apr 16, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $0 Apr 16, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $400M Apr 16, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06, 3C, 3C.7 Apr 16, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 0 Apr 16, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Apr 16, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Apr 16, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Apr 16, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2013 Apr 16, 2013 Fact SEC EDGAR Form D data sets (quarterly)