DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
Funds / Swmf Life Science Venture Fund, Limited Partnership
Swmf Life Science Venture Fund, Limited Partnership
Amounts, each with its basis
- Vintage
- 2011basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $50.0Mwhat may be sold, not what was raised; file 021-158241, sworn by the adviser or filed under this vehicle
- Form D sold
- $15.0Mas of the filing of Apr 12, 2011, 3 investors
- First sale
- Mar 31, 2011
- Reported GAV
- $6.8Mon the Form ADV filed Jul 28, 2022; the fund's assets, never its size or dry powder
- Owners (ADV)
- 3
- Reported on ADV
- Mar 9, 2012 to Jul 28, 2022
Fundraising evidence
Unknown
latest Form D 2011-04-12, older than 15 months (fr-1)
evidence dated Apr 12, 2011. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Harvest
vintage over 7 years, still reported
age years: 15first sale: 2011-03-31vintage year: $2,011adv gav as of: 2022-07-28vintage basis: form_d_first_saleform d sold usd: $15.0Mform d offering usd: $50.0Mform d latest filed at: 2011-04-12
The fund's own reporting through time
12 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Mar 9, 2012 | Venture Capital Fund | $46.6M | 3 | $1.0M | 1% | yes | |
| Feb 14, 2013 | Venture Capital Fund | $46.6M | 3 | $1.0M | 1% | yes | |
| Mar 28, 2013 | Venture Capital Fund | $32.2M | 3 | $1.0M | 1% | yes | |
| Mar 26, 2014 | Venture Capital Fund | $32.8M | 3 | $1.0M | 1% | yes | |
| Mar 31, 2015 | Venture Capital Fund | $33.6M | 3 | $1.0M | 1% | yes | |
| Mar 28, 2016 | Venture Capital Fund | $30.4M | 3 | $1.0M | 1% | yes | |
| Mar 22, 2017 | Venture Capital Fund | $26.4M | 3 | $1.0M | 1% | yes | |
| Mar 31, 2018 | Venture Capital Fund | $15.8M | 3 | $1.0M | 1% | yes | |
| Mar 22, 2019 | Venture Capital Fund | $15.8M | 3 | $1.0M | 1% | yes | |
| Mar 27, 2020 | Venture Capital Fund | $6.8M | 3 | $1.0M | 1% | no | |
| Feb 18, 2021 | Venture Capital Fund | $6.8M | 3 | $1.0M | 1% | no | |
| Jul 28, 2022 | Venture Capital Fund | $6.8M | 3 | $1.0M | 1% | no |
Principals and agents
6 principals on Form D, 0 placement agents
- Douglas U. Morton, Jr. Director
- William U. Parfet Director
- Gregory J. Szpunar Director
- Patrick G. Morand Executive Officer
- William D. Johnston Director
- Goran U. Ando Director
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
2 events
- Mar 9, 2012Swmf Life Science Venture Fund, Limited Partnership first reported on Form ADV by Swmf Life Science Fund GP, LLC (Venture Capital Fund), GAV $46,618,116Fund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Apr 12, 2011SWMF Life Science Venture Fund, Limited Partnership filed Form D: $15,000,000 sold of $50,000,000, Pooled Investment FundForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
14 observations
Every observation on this vehicle
- Entity type: Limited Partnership Apr 12, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Other Apr 12, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Apr 12, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Decline to Disclose Apr 12, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: overFiveYears Apr 12, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: MICHIGAN Apr 12, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $15.0M Apr 12, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $50.0M Apr 12, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06 Apr 12, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2011-03-31 Apr 12, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 3 Apr 12, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 5,000,000 Apr 12, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: equity Apr 12, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: 241 East Michigan Avenue, Kalamazoo, MI, 49007 Apr 12, 2011 Fact SEC EDGAR Form D data sets (quarterly)