DFX Intelligence
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Funds / O••••••• ••••••••• i• O•••••• L•••
O••••••• ••••••••• i• O•••••• L•••
Amounts, each with its basis
- Vintage
- 2021basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- indefinitewhat may be sold, not what was raised; file 021-405908, 021-261625, 021-221601, sworn by the adviser or filed under this vehicle
- Form D sold
- $646,000as of the filing of Oct 12, 2021, 29 investors
- First sale
- Jun 30, 2021
- Reported GAV
- $2.8Mon the Form ADV filed Mar 27, 2024; the fund's assets, never its size or dry powder
- Owners (ADV)
- 98
- Reported on ADV
- Mar 31, 2022 to Mar 27, 2024
Fundraising evidence
Unknown
latest Form D 2021-10-12, older than 15 months (fr-1)
evidence dated Oct 12, 2021. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Mature
vintage 4 to 7 years
age years: 5first sale: 2021-06-30vintage year: $2,021adv gav as of: 2024-03-27vintage basis: form_d_first_saleform d sold usd: $646,000form d offering usd: n/aform d latest filed at: 2021-10-12
The fund's own reporting through time
4 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Mar 31, 2022 | Venture Capital Fund | $2.8M | 98 | $10,000 | 6% | no | |
| Mar 29, 2023 | Venture Capital Fund | $2.8M | 98 | $10,000 | 6% | no | |
| Aug 6, 2023 | Venture Capital Fund | $2.8M | 98 | $10,000 | 6% | no | |
| Mar 27, 2024 | Venture Capital Fund | $2.8M | 98 | $10,000 | 6% | no |
Principals and agents
6 principals on Form D, 0 placement agents
- R••••• C••••• Executive Officer
- J••••••• M••••• Executive Officer/Director
- S••••• B••••••• Executive Officer/Director
- J•• K••••• Executive Officer
- A••••• K••• Executive Officer
- C•••• C•••• Executive Officer
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
6 events
- Mar 29, 2023••• LockedFund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 31, 2022••• LockedFund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Oct 12, 2021••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- Jul 12, 2021••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- Apr 19, 2016••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- Jul 23, 2014••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
64 observations
Every observation on this vehicle
- Entity type: Limited Partnership Oct 12, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Partnership Jul 12, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Partnership Apr 19, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Partnership Jul 23, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Oct 12, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Jul 12, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Apr 19, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Jul 23, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Oct 12, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Jul 12, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Apr 19, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Jul 23, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true Oct 12, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Jul 12, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Apr 19, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Jul 23, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): No Revenues Oct 12, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): No Revenues Jul 12, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Not Applicable Apr 19, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): No Revenues Jul 23, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Oct 12, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Jul 12, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Apr 19, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Jul 23, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: VIRGIN ISLANDS, BRITISH Oct 12, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: VIRGIN ISLANDS, BRITISH Jul 12, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: VIRGIN ISLANDS, BRITISH Apr 19, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: VIRGIN ISLANDS, BRITISH Jul 23, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $646,000 Oct 12, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $86,800 Jul 12, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $84,700 Apr 19, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $782,300 Jul 23, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $500,000 Jul 12, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $84,700 Apr 19, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $782,300 Jul 23, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b Oct 12, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b Jul 12, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06c, 3C, 3C.1 Apr 19, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06c, 3C, 3C.1 Jul 23, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2021-06-30 Oct 12, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2021-06-30 Jul 12, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2016-01-21 Apr 19, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2014-07-13 Jul 23, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Indefinite offering: true Oct 12, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 29 Oct 12, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 9 Jul 12, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 45 Apr 19, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 45 Jul 23, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 10,000 Oct 12, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 10,000 Jul 12, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 10,000 Apr 19, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 10,000 Jul 23, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Oct 12, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Jul 12, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: equity,pooled Apr 19, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: equity,pooled Jul 23, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Oct 12, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Jul 12, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Apr 19, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Jul 23, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2021 Oct 12, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2021 Jul 12, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2014 Apr 19, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2014 Jul 23, 2014 Fact SEC EDGAR Form D data sets (quarterly)