DFX Intelligence
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Funds / P•••••• E••••••••• F••• V•••• L•••
P•••••• E••••••••• F••• V•••• L•••
Amounts, each with its basis
- Vintage
- 2017basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $14.5Mwhat may be sold, not what was raised; file 021-286616, sworn by the adviser or filed under this vehicle
- Form D sold
- $14.5Mas of the filing of May 12, 2017, 34 investors
- First sale
- May 2, 2017
- Reported GAV
- $2.6Mon the Form ADV filed Nov 12, 2018; the fund's assets, never its size or dry powder
- Owners (ADV)
- 36
- Reported on ADV
- Mar 30, 2018 to Nov 12, 2018
Fundraising evidence
Closed to new capital
Form D filed or amended 2017-05-12: the stated $14.5M offering reported fully sold (fr-1)
evidence dated May 12, 2017. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Harvest
vintage over 7 years, still reported
age years: 9first sale: 2017-05-02vintage year: $2,017adv gav as of: 2018-11-12vintage basis: form_d_first_saleform d sold usd: $14.5Mform d offering usd: $14.5Mform d latest filed at: 2017-05-12
The fund's own reporting through time
2 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Mar 30, 2018 | Venture Capital Fund | $2.6M | 36 | 16% | no | ||
| Nov 12, 2018 | Venture Capital Fund | $2.6M | 36 | 16% | no |
Principals and agents
4 principals on Form D, 0 placement agents
- B•••• D•••• Y••••••• Executive Officer
- A••• E• N••••• Executive Officer
- B•••• E• C••• Executive Officer
- D•••• G• B•••••• Executive Officer
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
2 events
- Mar 30, 2018••• LockedFund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- May 12, 2017••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
16 observations
Every observation on this vehicle
- Entity type: Limited Partnership May 12, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund May 12, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund May 12, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false May 12, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Not Applicable May 12, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears May 12, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE May 12, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $14.5M May 12, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $14.5M May 12, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.1 May 12, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2017-05-02 May 12, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 34 May 12, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 May 12, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled May 12, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked May 12, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2017 May 12, 2017 Fact SEC EDGAR Form D data sets (quarterly)