DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
Funds / Arboretum Ventures III, L.P.
Arboretum Ventures III, L.P.
Amounts, each with its basis
- Vintage
- 2011basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $137Mwhat may be sold, not what was raised; file 021-155067, sworn by the adviser or filed under this vehicle
- Form D sold
- $137Mas of the filing of Sep 28, 2011, 69 investors
- First sale
- Jan 28, 2011
- Reported GAV
- $67.2Mon the Form ADV filed Mar 13, 2023; the fund's assets, never its size or dry powder
- Owners (ADV)
- 70
- Reported on ADV
- Mar 28, 2012 to Mar 13, 2023
Fundraising evidence
Closed to new capital
Form D filed or amended 2011-09-28: the stated $136.8M offering reported fully sold (fr-1)
evidence dated Sep 28, 2011. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Harvest
vintage over 7 years, still reported
age years: 15first sale: 2011-01-28vintage year: $2,011adv gav as of: 2023-03-13vintage basis: form_d_first_saleform d sold usd: $137Mform d offering usd: $137Mform d latest filed at: 2011-09-28
The fund's own reporting through time
12 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Mar 28, 2012 | Venture Capital Fund | $135M | 70 | $50,000 | 1% | yes | |
| Mar 19, 2013 | Venture Capital Fund | $129M | 70 | $50,000 | 1% | yes | |
| Mar 19, 2014 | Venture Capital Fund | $128M | 70 | $50,000 | 1% | yes | |
| Mar 9, 2015 | Venture Capital Fund | $128M | 70 | $50,000 | 1% | yes | |
| Mar 22, 2016 | Venture Capital Fund | $139M | 70 | $50,000 | 1% | yes | |
| Mar 10, 2017 | Venture Capital Fund | $137M | 70 | $50,000 | 1% | yes | |
| Feb 26, 2018 | Venture Capital Fund | $115M | 70 | $50,000 | 1% | yes | |
| Mar 12, 2019 | Venture Capital Fund | $158M | 70 | $50,000 | 1% | yes | |
| Mar 23, 2020 | Venture Capital Fund | $165M | 70 | $50,000 | 1% | yes | |
| Mar 11, 2021 | Venture Capital Fund | $66.4M | 70 | $50,000 | 1% | yes | |
| Mar 9, 2022 | Venture Capital Fund | $67.2M | 70 | $50,000 | 1% | yes | |
| Mar 13, 2023 | Venture Capital Fund | $67.2M | 70 | $50,000 | 1% | yes |
Principals and agents
7 principals on Form D, 0 placement agents
- Timothy B. Petersen Director
- Arboretum Investment Manager III, LLC Director
- JAN L. Garfinkle Director
- Paul E. Mccreadie Director
- Marcy L. Marshall Director
- Amanda M. Heinrich Director
- Robert J. Cesaro Director
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
3 events
- Mar 28, 2012Arboretum Ventures III, L.P. first reported on Form ADV by Arboretum Ventures (Venture Capital Fund), GAV $135,425,437Fund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Sep 28, 2011Arboretum Ventures III, L.P. filed Form D/A: $136,770,000 sold of $136,770,000, Venture Capital FundForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- Feb 9, 2011Arboretum Ventures III, L.P. filed Form D: $70,200,000 sold of $125,000,000, Venture Capital FundForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
32 observations
Every observation on this vehicle
- Entity type: Limited Partnership Sep 28, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Partnership Feb 9, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Sep 28, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Feb 9, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Sep 28, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Feb 9, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true Sep 28, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Feb 9, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Decline to Disclose Sep 28, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Decline to Disclose Feb 9, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Sep 28, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Feb 9, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Sep 28, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Feb 9, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $137M Sep 28, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $70.2M Feb 9, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $137M Sep 28, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $125M Feb 9, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06, 3C, 3C.1 Sep 28, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06, 3C, 3C.1 Feb 9, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2011-01-28 Sep 28, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2011-01-28 Feb 9, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 69 Sep 28, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 40 Feb 9, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Sep 28, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Feb 9, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: equity,pooled Sep 28, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Feb 9, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: MARKET PLACE BLDG, 303 DETROIT STREET, SUITE 301, ANN ARBOR, MI, 48104 Sep 28, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: MARKET PLACE BLDG, 303 DETROIT STREET, SUITE 301, ANN ARBOR, MI, 48104 Feb 9, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2011 Sep 28, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2011 Feb 9, 2011 Fact SEC EDGAR Form D data sets (quarterly)