DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
Funds / DFJ Growth IV, LP
DFJ Growth IV, LP
Amounts, each with its basis
- Vintage
- 2020basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- indefinitewhat may be sold, not what was raised; file 021-366516, sworn by the adviser or filed under this vehicle
- Form D sold
- $810Mas of the filing of Apr 26, 2021, 128 investors
- First sale
- May 11, 2020
- Reported GAV
- $1.0Bon the Form ADV filed Aug 9, 2024; the fund's assets, never its size or dry powder
- Owners (ADV)
- 144
- Reported on ADV
- Mar 29, 2021 to Aug 9, 2024
Fundraising evidence
Unknown
latest Form D 2021-04-26, older than 15 months (fr-1)
evidence dated Apr 26, 2021. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Mature
vintage 4 to 7 years
age years: 6first sale: 2020-05-11vintage year: $2,020adv gav as of: 2024-08-09vintage basis: form_d_first_saleform d sold usd: $810Mform d offering usd: n/aform d latest filed at: 2021-04-26
The fund's own reporting through time
6 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Mar 29, 2021 | Venture Capital Fund | $565M | 110 | 0% | yes | ||
| Mar 29, 2022 | Venture Capital Fund | $1.1B | 145 | 0% | yes | ||
| May 20, 2022 | Venture Capital Fund | $1.1B | 145 | 0% | yes | ||
| Mar 29, 2023 | Venture Capital Fund | $1.0B | 144 | 0% | yes | ||
| Mar 29, 2024 | Venture Capital Fund | $1.0B | 144 | 0% | yes | ||
| Aug 9, 2024 | Venture Capital Fund | $1.0B | 144 | 0% | yes |
Principals and agents
3 principals on Form D, 1 placement agents
- John H.N. Fisher Executive Officer
- Randall S. Glein Executive Officer
- Barry M. Schuler Executive Officer
- J.P. Morgan Securities LLC placement agent
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
3 events
- Apr 26, 2021DFJ Growth IV, L.P. filed Form D/A: $809,615,000 sold (indefinite offering), Venture Capital FundForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- Mar 29, 2021DFJ Growth IV, LP first reported on Form ADV by DFJ Growth (Venture Capital Fund), GAV $564,697,269Fund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- May 7, 2020DFJ Growth IV, L.P. filed Form D: no sales yet of $700,000,000, Venture Capital FundForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
46 observations
Every observation on this vehicle
- Entity type: Limited Partnership Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Partnership Apr 26, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Partnership May 7, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Apr 26, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund May 7, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Apr 26, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund May 7, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true Apr 26, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false May 7, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Not Applicable Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Not Applicable Apr 26, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Not Applicable May 7, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Apr 26, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears May 7, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Apr 26, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE May 7, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $0 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $810M Apr 26, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $0 May 7, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $700M Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $700M May 7, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.7 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.7 Apr 26, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.7 May 7, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2020-05-11 Apr 26, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Indefinite offering: true Apr 26, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 0 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 128 Apr 26, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 0 May 7, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Apr 26, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 May 7, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Apr 26, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled May 7, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: 2882 SAND HILL ROAD, SUITE 150, MENLO PARK, CA, 94025 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: 2882 SAND HILL ROAD, SUITE 150, MENLO PARK, CA, 94025 Apr 26, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: 2882 SAND HILL ROAD, SUITE 150, MENLO PARK, CA, 94025 May 7, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2020 Apr 26, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2020 May 7, 2020 Fact SEC EDGAR Form D data sets (quarterly)