DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
Funds / DFJ Growth Spx Investors IV, L.P.
DFJ Growth Spx Investors IV, L.P.
Amounts, each with its basis
- Vintage
- 2022basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $104Mwhat may be sold, not what was raised; file 021-447592, sworn by the adviser or filed under this vehicle
- Form D sold
- $104Mas of the filing of Jul 1, 2022, 6 investors
- First sale
- May 23, 2022
- Reported GAV
- $143Mon the Form ADV filed Aug 9, 2024; the fund's assets, never its size or dry powder
- Owners (ADV)
- 6
- Reported on ADV
- Mar 29, 2023 to Aug 9, 2024
Fundraising evidence
Closed to new capital
Form D filed or amended 2022-07-01: the stated $103.5M offering reported fully sold (fr-1)
evidence dated Jul 1, 2022. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Active deployment
vintage 2 to 4 years
age years: 4first sale: 2022-05-23vintage year: $2,022adv gav as of: 2024-08-09vintage basis: form_d_first_saleform d sold usd: $104Mform d offering usd: $104Mform d latest filed at: 2022-07-01
The fund's own reporting through time
3 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Mar 29, 2023 | Venture Capital Fund | $103M | 6 | 0% | no | ||
| Mar 29, 2024 | Venture Capital Fund | $143M | 6 | 0% | no | ||
| Aug 9, 2024 | Venture Capital Fund | $143M | 6 | 0% | no |
Principals and agents
3 principals on Form D, 0 placement agents
- Barry M. Schuler Executive Officer
- Randall S. Glein Executive Officer
- John H.N. Fisher Executive Officer
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
3 events
- Mar 29, 2023DFJ Growth Spx Investors IV, L.P. first reported on Form ADV by DFJ Growth (Venture Capital Fund), GAV $103,437,246Fund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jul 1, 2022DFJ Growth SPX Investors IV, L.P. filed Form D/A: $103,500,000 sold of $103,500,000, Venture Capital FundForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- Jun 1, 2022DFJ Growth SPX Investors IV, L.P. filed Form D: $93,000,000 sold of $93,000,000, Venture Capital FundForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
32 observations
Every observation on this vehicle
- Entity type: Limited Partnership Jul 1, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Partnership Jun 1, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Jul 1, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Jun 1, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Jul 1, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Jun 1, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true Jul 1, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Jun 1, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Not Applicable Jul 1, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Not Applicable Jun 1, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Jul 1, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Jun 1, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Jul 1, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Jun 1, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $104M Jul 1, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $93.0M Jun 1, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $104M Jul 1, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $93.0M Jun 1, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.7 Jul 1, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.7 Jun 1, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2022-05-23 Jul 1, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2022-05-23 Jun 1, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 6 Jul 1, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 6 Jun 1, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Jul 1, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Jun 1, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Jul 1, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Jun 1, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: 2882 SAND HILL ROAD, SUITE 150, MENLO PARK, CA, 94025 Jul 1, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: 2882 SAND HILL ROAD, SUITE 150, MENLO PARK, CA, 94025 Jun 1, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2022 Jul 1, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2022 Jun 1, 2022 Fact SEC EDGAR Form D data sets (quarterly)