DFX Intelligence
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Funds / R•••• V••••••• F••• I• L••
R•••• V••••••• F••• I• L••
Amounts, each with its basis
- Vintage
- 2016basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $5.0Mwhat may be sold, not what was raised; joined by exact issuer name, corroborated by a person on the adviser's roster named on the filing, the adviser itself named on the filing, the general partner the adviser swears for this fund, the issuer filing from the adviser's state, not sworn by the adviser (confidence 0.85); file 021-264180
- Form D sold
- $1.0Mas of the filing of Feb 7, 2017, 13 investors
- First sale
- May 19, 2016
- Reported GAV
- $600,000on the Form ADV filed Jul 21, 2016; the fund's assets, never its size or dry powder
- Owners (ADV)
- 6
- Reported on ADV
- Jul 21, 2016 to Jul 21, 2016
Fundraising evidence
Unknown
latest Form D 2017-02-07, older than 15 months (fr-1)
evidence dated Feb 7, 2017. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Harvest
vintage over 7 years, still reported
age years: 10first sale: 2016-05-19vintage year: $2,016adv gav as of: 2016-07-21vintage basis: form_d_first_saleform d sold usd: $1.0Mform d offering usd: $5.0Mform d latest filed at: 2017-02-07
The fund's own reporting through time
1 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Jul 21, 2016 | Venture Capital Fund | $600,000 | 6 | $100,000 | 17% | no |
Principals and agents
4 principals on Form D, 0 placement agents
- R•••• V••••••• M••••••••• L•• Promoter
- H•••• D•••••• Director
- K••••••• W••••• Director
- R••• L•••• Director
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
4 events
- Feb 7, 2017••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- Nov 1, 2016••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- Jul 21, 2016••• LockedFund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jun 1, 2016••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
48 observations
Every observation on this vehicle
- Entity type: Limited Liability Company Feb 7, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Liability Company Nov 1, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Liability Company Jun 1, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Feb 7, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Nov 1, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Jun 1, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Feb 7, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Nov 1, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Jun 1, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true Feb 7, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true Nov 1, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Jun 1, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Decline to Disclose Feb 7, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Decline to Disclose Nov 1, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Decline to Disclose Jun 1, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Feb 7, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Nov 1, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Jun 1, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Feb 7, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Nov 1, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Jun 1, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $1.0M Feb 7, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $945,000 Nov 1, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $600,000 Jun 1, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $5.0M Feb 7, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $5.0M Nov 1, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $5.0M Jun 1, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.1 Feb 7, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.1 Nov 1, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.1 Jun 1, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2016-05-19 Feb 7, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2016-05-19 Nov 1, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2016-05-19 Jun 1, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 13 Feb 7, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 11 Nov 1, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 6 Jun 1, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Feb 7, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Nov 1, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Jun 1, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Feb 7, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Nov 1, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Jun 1, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Feb 7, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Nov 1, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Jun 1, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2016 Feb 7, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2016 Nov 1, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2016 Jun 1, 2016 Fact SEC EDGAR Form D data sets (quarterly)