DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
Funds / Alta Partners Ix, L.P.
Alta Partners Ix, L.P.
Amounts, each with its basis
- Vintage
- unknownno dated first sale or first report yet
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $200Mwhat may be sold, not what was raised; file 021-281257, sworn by the adviser or filed under this vehicle
- Form D sold
- $0as of the filing of Feb 24, 2017
- First sale
- unknown
- Reported GAV
- $384Mon the Form ADV filed Mar 21, 2024; the fund's assets, never its size or dry powder
- Owners (ADV)
- 25
- Reported on ADV
- Apr 25, 2017 to Mar 21, 2024
Fundraising evidence
Unknown
latest Form D 2017-02-24, older than 15 months (fr-1)
evidence dated Feb 24, 2017. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Unknown
no vintage and no recent Form D
first sale: n/avintage year: n/aadv gav as of: 2024-03-21vintage basis: n/aform d sold usd: 0form d offering usd: $200Mform d latest filed at: 2017-02-24
The fund's own reporting through time
8 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Apr 25, 2017 | Venture Capital Fund | $101M | 10 | $500,000 | 2% | yes | |
| Mar 6, 2018 | Venture Capital Fund | $128M | 10 | $500,000 | 2% | yes | |
| Mar 22, 2019 | Venture Capital Fund | $232M | 25 | $500,000 | 3% | yes | |
| Mar 27, 2020 | Venture Capital Fund | $427M | 25 | $500,000 | 3% | yes | |
| Mar 25, 2021 | Venture Capital Fund | $607M | 25 | $500,000 | 3% | yes | |
| Mar 22, 2022 | Venture Capital Fund | $362M | 25 | $500,000 | 3% | yes | |
| Mar 21, 2023 | Venture Capital Fund | $406M | 25 | $500,000 | 3% | yes | |
| Mar 21, 2024 | Venture Capital Fund | $384M | 25 | $500,000 | 3% | yes |
Principals and agents
5 principals on Form D, 0 placement agents
- Daniel S. Janney Executive Officer
- BOB S. More Executive Officer
- Alta Partners Management IX, LLC Promoter
- Pete S. Hudson Executive Officer
- Larry S. Randall Executive Officer
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
2 events
- Apr 25, 2017Alta Partners Ix, L.P. first reported on Form ADV by Alta Partners Management Company, L.P. (Venture Capital Fund), GAV $101,235,000Fund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Feb 24, 2017Alta Partners IX, L.P. filed Form D: no sales yet of $200,000,000, Venture Capital FundForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
15 observations
Every observation on this vehicle
- Entity type: Limited Partnership Feb 24, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Feb 24, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Feb 24, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Feb 24, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Decline to Disclose Feb 24, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Feb 24, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Feb 24, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $0 Feb 24, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $200M Feb 24, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.1 Feb 24, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 0 Feb 24, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Feb 24, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Feb 24, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ONE EMBARCADERO CENTER, 37TH FLOOR, SAN FRANCISCO, CA, 94111 Feb 24, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2017 Feb 24, 2017 Fact SEC EDGAR Form D data sets (quarterly)