DFX Intelligence
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Funds / S• B••••• L•• • F••••••• a• S••••• o• S• B••••• L••
S• B••••• L•• • F••••••• a• S••••• o• S• B••••• L••
Amounts, each with its basis
- Vintage
- 2022basis: adv first reported
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $4.6Mwhat may be sold, not what was raised; file 021-399228, sworn by the adviser or filed under this vehicle
- Form D sold
- $0as of the filing of May 13, 2021
- First sale
- unknown
- Reported GAV
- $66.0Mon the Form ADV filed Mar 28, 2024; the fund's assets, never its size or dry powder
- Owners (ADV)
- 13
- Reported on ADV
- Mar 25, 2022 to Mar 28, 2024
Fundraising evidenceWhat counts as raisingA Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Unknown
latest Form D 2021-05-13, older than 15 months (fr-1)
evidence dated May 13, 2021.
Lifecycle
Active deployment
vintage 2 to 4 years
age years: 4first sale: n/avintage year: $2,022adv gav as of: 2024-03-28vintage basis: adv_first_reportedform d sold usd: 0form d offering usd: $4.6Mform d latest filed at: 2021-05-13
The fund's own reporting through time
6 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Mar 25, 2022 | Private Equity Fund | $4.5M | 10 | 3% | yes | ||
| Mar 28, 2023 | Private Equity Fund | $35.4M | 13 | 16% | no | ||
| Jun 26, 2023 | Private Equity Fund | $41.9M | 13 | 16% | yes | ||
| Jul 25, 2023 | Private Equity Fund | $41.9M | 13 | 16% | yes | ||
| Mar 28, 2024 | Private Equity Fund | $66.0M | 13 | 16% | yes | ||
| Mar 31, 2026 | Private Equity Fund | $36.6M | 13 | 16% |
Principals and agents
2 principals on Form D, 0 placement agents
- S• M••••••••• L•• S• M••••••••• L•• Executive Officer/Director
- J•••• S•••• Executive Officer
Limited partners and their reported performanceWhose numbers these areEach row is the LP’s own number: its cash flows and its valuation policy as of its reporting date, not the fund’s. Net IRR is printed only when the LP prints one. The vintage is the LP’s definition (CalPERS: year of its first cash flow; WSIB: year of its initial investment).
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
2 events
- Mar 25, 2022••• LockedFund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- May 13, 2021••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
15 observations
Every observation on this vehicle
- Entity type: Limited Liability Company May 13, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Private Equity Fund May 13, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund May 13, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false May 13, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Not Applicable May 13, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears May 13, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE May 13, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $0 May 13, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $4.6M May 13, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.1 May 13, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 0 May 13, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 May 13, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled May 13, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked May 13, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2021 May 13, 2021 Fact SEC EDGAR Form D data sets (quarterly)