DFX Intelligence
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Funds / F•••••• H••••••••• V••• L•••
F•••••• H••••••••• V••• L•••
Amounts, each with its basis
- Vintage
- 2012basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $400Mwhat may be sold, not what was raised; joined by exact issuer name, corroborated by a person on the adviser's roster named on the filing, the general partner the adviser swears for this fund, the filing's signer sitting on the adviser's roster, the issuer filing from the adviser's state, not sworn by the adviser (confidence 0.85); file 021-180706
- Form D sold
- $294Mas of the filing of Sep 30, 2013, 37 investors
- First sale
- Jul 5, 2012
- Reported GAV
- $88.6Mon the Form ADV filed Mar 30, 2024; the fund's assets, never its size or dry powder
- Owners (ADV)
- 39
- Reported on ADV
- Mar 31, 2014 to Mar 30, 2024
Fundraising evidence
Unknown
latest Form D 2013-09-30, older than 15 months (fr-1)
evidence dated Sep 30, 2013. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Harvest
vintage over 7 years, still reported
age years: 14first sale: 2012-07-05vintage year: $2,012adv gav as of: 2024-03-30vintage basis: form_d_first_saleform d sold usd: $294Mform d offering usd: $400Mform d latest filed at: 2013-09-30
The fund's own reporting through time
20 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Mar 31, 2014 | Venture Capital Fund | $4.9M | 38 | $5.0M | 3% | yes | |
| May 1, 2014 | Venture Capital Fund | $4.9M | 38 | $5.0M | 3% | yes | |
| Mar 13, 2015 | Venture Capital Fund | $257M | 38 | $5.0M | 3% | yes | |
| Mar 29, 2016 | Venture Capital Fund | $483M | 38 | $5.0M | 3% | yes | |
| May 6, 2016 | Venture Capital Fund | $483M | 38 | $5.0M | 3% | yes | |
| Jun 29, 2016 | Venture Capital Fund | $483M | 38 | $5.0M | 3% | yes | |
| Jun 29, 2016 | Venture Capital Fund | $483M | 38 | $5.0M | 3% | yes | |
| Mar 31, 2017 | Venture Capital Fund | $374M | 38 | $5.0M | 3% | yes | |
| May 17, 2017 | Venture Capital Fund | $374M | 38 | $5.0M | 3% | yes | |
| Mar 30, 2018 | Private Equity Fund | $449M | 38 | $5.0M | 3% | yes | |
| Mar 29, 2019 | Private Equity Fund | $415M | 38 | $5.0M | 3% | yes | |
| Mar 30, 2020 | Private Equity Fund | $247M | 38 | $5.0M | 3% | yes | |
| Mar 31, 2021 | Private Equity Fund | $305M | 38 | $5.0M | 3% | yes | |
| Nov 2, 2021 | Private Equity Fund | $305M | 38 | $5.0M | 3% | yes | |
| Mar 31, 2022 | Private Equity Fund | $83.8M | 38 | $5.0M | 3% | yes | |
| Mar 31, 2022 | Private Equity Fund | $83.8M | 38 | $5.0M | 3% | yes | |
| May 5, 2022 | Private Equity Fund | $83.8M | 38 | $5.0M | 3% | yes | |
| May 19, 2022 | Private Equity Fund | $83.8M | 38 | $5.0M | 3% | yes | |
| Mar 31, 2023 | Private Equity Fund | $65.6M | 39 | $5.0M | 3% | yes | |
| Mar 30, 2024 | Private Equity Fund | $88.6M | 39 | $5.0M | 3% | yes |
Principals and agents
7 principals on Form D, 0 placement agents
- N••••• R• E•••• Executive Officer
- F•• V••• L••••• Executive Officer
- N•••• J• N•••• Executive Officer
- R••••• N• M••• Executive Officer
- A••• D• F•••••• Executive Officer
- P•••••• R• H•••• Executive Officer
- J•••• N• T••••• Executive Officer
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
3 events
- Mar 31, 2014••• LockedFund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Sep 30, 2013••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- Jul 3, 2012••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
31 observations
Every observation on this vehicle
- Entity type: Limited Partnership Sep 30, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Partnership Jul 3, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Sep 30, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Jul 3, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Sep 30, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Jul 3, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true Sep 30, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Jul 3, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Not Applicable Sep 30, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Not Applicable Jul 3, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Sep 30, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Jul 3, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Sep 30, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Jul 3, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $294M Sep 30, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $0 Jul 3, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $400M Sep 30, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $400M Jul 3, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.1, 3C.7 Sep 30, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06, 3C, 3C.1, 3C.7 Jul 3, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2012-07-05 Sep 30, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 37 Sep 30, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 0 Jul 3, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 50,000 Sep 30, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 1,000,000 Jul 3, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Sep 30, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Jul 3, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Sep 30, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Jul 3, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2012 Sep 30, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2012 Jul 3, 2012 Fact SEC EDGAR Form D data sets (quarterly)