DFX Intelligence
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Funds / R••• I• B••••• L••
R••• I• B••••• L••
Amounts, each with its basis
- Vintage
- 2014basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $25.0Mwhat may be sold, not what was raised; file 021-230036, sworn by the adviser or filed under this vehicle
- Form D sold
- $25.0Mas of the filing of Dec 12, 2014, 9 investors
- First sale
- May 5, 2014
- Reported GAV
- $30.0Mon the Form ADV filed Mar 19, 2019; the fund's assets, never its size or dry powder
- Owners (ADV)
- 9
- Reported on ADV
- May 11, 2015 to Mar 19, 2019
Fundraising evidence
Closed to new capital
Form D filed or amended 2014-12-12: the stated $25.0M offering reported fully sold (fr-1)
evidence dated Dec 12, 2014. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Harvest
vintage over 7 years, still reported
age years: 12first sale: 2014-05-05vintage year: $2,014adv gav as of: 2019-03-19vintage basis: form_d_first_saleform d sold usd: $25.0Mform d offering usd: $25.0Mform d latest filed at: 2014-12-12
The fund's own reporting through time
8 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| May 11, 2015 | Venture Capital Fund | $30.6M | 9 | 0% | no | ||
| Mar 4, 2016 | Venture Capital Fund | $30.6M | 9 | 0% | no | ||
| Jan 4, 2017 | Venture Capital Fund | $30.6M | 9 | 0% | no | ||
| Feb 27, 2017 | Venture Capital Fund | $30.6M | 9 | 0% | no | ||
| May 2, 2017 | Venture Capital Fund | $30.6M | 9 | 0% | no | ||
| Aug 10, 2018 | Venture Capital Fund | $30.0M | 9 | $5.0M | 0% | no | |
| Aug 10, 2018 | Venture Capital Fund | $30.0M | 9 | $5.0M | 0% | no | |
| Mar 19, 2019 | Venture Capital Fund | $30.0M | 9 | $5.0M | 0% | no |
Principals and agents
3 principals on Form D, 0 placement agents
- N••• C••••••• Executive Officer
- J••• D•••••• Executive Officer
- W•••••• L•• Executive Officer
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
2 events
- May 11, 2015••• LockedFund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Dec 12, 2014••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
16 observations
Every observation on this vehicle
- Entity type: Limited Liability Company Dec 12, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Dec 12, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Dec 12, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Dec 12, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Not Applicable Dec 12, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Dec 12, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Dec 12, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $25.0M Dec 12, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $25.0M Dec 12, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.7 Dec 12, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2014-05-05 Dec 12, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 9 Dec 12, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Dec 12, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Dec 12, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Dec 12, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2014 Dec 12, 2014 Fact SEC EDGAR Form D data sets (quarterly)