DFX Intelligence
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Funds / T•••••• X•• S••••••••• F•••• L•••
T•••••• X•• S••••••••• F•••• L•••
Amounts, each with its basis
- Vintage
- 2016basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $2.8Mwhat may be sold, not what was raised; file 021-259980, sworn by the adviser or filed under this vehicle
- Form D sold
- $2.8Mas of the filing of Mar 24, 2016, 10 investors
- First sale
- Mar 21, 2016
- Reported GAV
- $4.9Mon the Form ADV filed Mar 15, 2021; the fund's assets, never its size or dry powder
- Owners (ADV)
- 10
- Reported on ADV
- Aug 23, 2017 to Mar 15, 2021
Fundraising evidenceWhat counts as raisingA Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Closed to new capital
Form D filed or amended 2016-03-24: the stated $2.8M offering reported fully sold (fr-1)
evidence dated Mar 24, 2016.
Lifecycle
Harvest
vintage over 7 years, still reported
age years: 10first sale: 2016-03-21vintage year: $2,016adv gav as of: 2021-03-15vintage basis: form_d_first_saleform d sold usd: $2.8Mform d offering usd: $2.8Mform d latest filed at: 2016-03-24
The fund's own reporting through time
22 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Mar 25, 2016 | Venture Capital Fund | $0 | 10 | $50,000 | 100% | no | |
| Jan 3, 2017 | Venture Capital Fund | $0 | 10 | $50,000 | 100% | no | |
| Mar 21, 2017 | Venture Capital Fund | $279,277 | 10 | $50,000 | 100% | no | |
| Jul 13, 2017 | Venture Capital Fund | $279,277 | 10 | $50,000 | 100% | no | |
| Aug 23, 2017 | Venture Capital Fund | $914,727 | 10 | $50,000 | 100% | no | |
| Mar 26, 2018 | Venture Capital Fund | $2.7M | 10 | $50,000 | 100% | no | |
| Mar 26, 2018 | Venture Capital Fund | $2.7M | 10 | $50,000 | 100% | no | |
| Mar 27, 2019 | Venture Capital Fund | $3.9M | 10 | $50,000 | 100% | no | |
| Mar 28, 2019 | Venture Capital Fund | $3.9M | 10 | $50,000 | 100% | no | |
| Mar 20, 2020 | Venture Capital Fund | $4.9M | 10 | $50,000 | 100% | no | |
| Mar 23, 2020 | Venture Capital Fund | $4.9M | 10 | $50,000 | 100% | no | |
| Mar 9, 2021 | Venture Capital Fund | $6.5M | 10 | $50,000 | 100% | no | |
| Mar 15, 2021 | Venture Capital Fund | $4.9M | 10 | $50,000 | 100% | no | |
| Aug 17, 2021 | Venture Capital Fund | $6.5M | 10 | $50,000 | 100% | no | |
| Sep 8, 2021 | Venture Capital Fund | $6.5M | 10 | $50,000 | 100% | no | |
| Mar 15, 2022 | Venture Capital Fund | $9.8M | 10 | $50,000 | 100% | no | |
| Oct 7, 2022 | Venture Capital Fund | $9.8M | 10 | $50,000 | 100% | no | |
| Mar 17, 2023 | Venture Capital Fund | $6.8M | 10 | $50,000 | 100% | no | |
| Mar 31, 2024 | Venture Capital Fund | $4.1M | 10 | $50,000 | 66% | no | |
| Aug 23, 2024 | Venture Capital Fund | $4.3M | 10 | $50,000 | 50% | no | |
| Oct 7, 2024 | Venture Capital Fund | $4.3M | 10 | $50,000 | 50% | no | |
| May 5, 2026 | Venture Capital Fund | $4.2M | 10 | $50,000 | 41% |
Principals and agents
10 principals on Form D, 0 placement agents
- K•••• O• M••••••• Director
- T•••••• T•• X••• L•• Promoter
- E• T•• M••••••••• C••••••••• Promoter
- F••• O• W••• Director
- D••••• O• S•••••••• Director
- L••••••• K• O•• Director
- P••••••• E• N•••••• Director
- N••• C• L••••• Director
- A••• E• C••••• Director
- A••••••• O• T•• Director
Limited partners and their reported performanceWhose numbers these areEach row is the LP’s own number: its cash flows and its valuation policy as of its reporting date, not the fund’s. Net IRR is printed only when the LP prints one. The vintage is the LP’s definition (CalPERS: year of its first cash flow; WSIB: year of its initial investment).
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
3 events
- Aug 23, 2024••• LockedFund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 25, 2016••• LockedFund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 24, 2016••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
16 observations
Every observation on this vehicle
- Entity type: Limited Partnership Mar 24, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Mar 24, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Mar 24, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Mar 24, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Decline to Disclose Mar 24, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Mar 24, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Mar 24, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $2.8M Mar 24, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $2.8M Mar 24, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.1 Mar 24, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2016-03-21 Mar 24, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 10 Mar 24, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Mar 24, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Mar 24, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Mar 24, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2016 Mar 24, 2016 Fact SEC EDGAR Form D data sets (quarterly)