DFX Intelligence
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Funds / H••••• S••••• M••••• F••• I• L•
H••••• S••••• M••••• F••• I• L•
Amounts, each with its basis
- Vintage
- 2019basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- indefinitewhat may be sold, not what was raised; file 021-352901, sworn by the adviser or filed under this vehicle
- Form D sold
- $84.1Mas of the filing of Nov 12, 2020, 7 investors
- First sale
- Oct 1, 2019
- Reported GAV
- $120Mon the Form ADV filed Mar 28, 2024; the fund's assets, never its size or dry powder
- Owners (ADV)
- 73
- Reported on ADV
- Apr 11, 2022 to Mar 28, 2024
- Structure
- master
Fundraising evidence
Unknown
latest Form D 2020-11-12, older than 15 months (fr-1)
evidence dated Nov 12, 2020. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Mature
vintage 4 to 7 years
age years: 7first sale: 2019-10-01vintage year: $2,019adv gav as of: 2024-03-28vintage basis: form_d_first_saleform d sold usd: $84.1Mform d offering usd: n/aform d latest filed at: 2020-11-12
The fund's own reporting through time
6 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Apr 11, 2022 | Other Private Fund | $120M | 73 | $5.0M | 1% | yes | |
| Mar 30, 2023 | Other Private Fund | $120M | 73 | $5.0M | 1% | yes | |
| Jun 14, 2023 | Other Private Fund | $120M | 73 | $5.0M | 1% | yes | |
| Sep 13, 2023 | Other Private Fund | $120M | 73 | $5.0M | 1% | yes | |
| Mar 26, 2024 | Other Private Fund | $120M | 73 | $5.0M | 1% | yes | |
| Mar 28, 2024 | Other Private Fund | $120M | 73 | $5.0M | 1% | yes |
Principals and agents
6 principals on Form D, 1 placement agents
- P•••• H••••••• Executive Officer
- N••• J•••••• Executive Officer
- J•••• H••••••• Executive Officer
- H••••• S••••• M••••• F••• I• G•• L•• Promoter
- H••••• S••••• M••••• P••••••• I• L• Executive Officer
- A••••• P•••• Executive Officer
- H••••• C•••••• S••••••••• L•• placement agent
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
3 events
- Apr 11, 2022••• LockedFund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Nov 12, 2020••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- Nov 7, 2019••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
48 observations
Every observation on this vehicle
- Entity type: Limited Partnership Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Partnership Nov 12, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Partnership Nov 7, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Private Equity Fund Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Private Equity Fund Nov 12, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Private Equity Fund Nov 7, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Nov 12, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Nov 7, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true Nov 12, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Nov 7, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Decline to Disclose Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Decline to Disclose Nov 12, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Decline to Disclose Nov 7, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Nov 12, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Nov 7, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Nov 12, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Nov 7, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $70.5M Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $84.1M Nov 12, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $70.5M Nov 7, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.7 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.7 Nov 12, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.7 Nov 7, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2019-10-01 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2019-10-01 Nov 12, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2019-10-01 Nov 7, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Indefinite offering: true Fact SEC EDGAR Form D data sets (quarterly)
- Indefinite offering: true Nov 12, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Indefinite offering: true Nov 7, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 7 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 7 Nov 12, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 7 Nov 7, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 5,000,000 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 5,000,000 Nov 12, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 5,000,000 Nov 7, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Nov 12, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Nov 7, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Nov 12, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Nov 7, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2019 Nov 12, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2019 Nov 7, 2019 Fact SEC EDGAR Form D data sets (quarterly)