DFX Intelligence
AF Alpha Spv II, LLC
As of · the latest observation of this vehicle; each figure below carries its own filing date
MatureClosed to new capitalADV: Venture Capital FundSingle-purpose vehicle
A single-purpose vehicle, usually formed for one deal.
As of · the latest observation of this vehicle; each figure below carries its own filing date
Nothing material in the last 365 days. Last change: 28 Mar 2024, Reported gross assets fell from $4.12M to $488 between the Form ADV filings of 30 Mar 2023 and 28 Mar 2024.
Drawing the relationship network…
Amounts, each with its basis
- Vintage
- 2021basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $4.1Mwhat may be sold, not what was raised; file 021-409747, sworn by the adviser or filed under this vehicle
- Form D sold
- $4.1Mas of the filing of Aug 12, 2021, 5 investors
- First sale
- May 17, 2021
- Reported GAV
- $488on the Form ADV filed Mar 28, 2024; the fund's assets, never its size or dry powder
- Owners (ADV)
- 5
- Reported on ADV
- Mar 30, 2022 to Mar 28, 2024
Fundraising evidence
What counts as raisingA Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.Closed to new capital
Form D filed or amended 2021-08-12: the stated $4.1M offering reported fully sold (fr-1)
evidence dated Aug 12, 2021.
Lifecycle
Mature
Lifecycle
vintage 4 to 7 years
age years: 5first sale: May 17, 2021vintage year: 2021adv gav as of: Mar 28, 2024vintage basis: Form d first saleform d sold: $4.1Mform d offering: $4.1Mform d latest filed at: Aug 12, 2021
The fund's own reporting through time
3 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Mar 30, 2022 | Venture Capital Fund | $4.1M | 5 | 0% | no | ||
| Mar 30, 2023 | Venture Capital Fund | $4.1M | 5 | 0% | no | ||
| Mar 28, 2024 | Venture Capital Fund | $488 | 5 | 0% | no |
Principals and agents
2 principals on Form D, 0 placement agents
- AF Ugp, LLC Promoter
- Jordan Gaspar Executive Officer
Service providers
2 named on Form ADV Schedule D and Form D
- AdministratorGTCR-CELTIC ACQUISITION LLC D/B/A ULTIMUS LEVERPOINT · CLIFTON PARK, New York, United StatesForm ADV filed Mar 28, 2024 sec.gov
- CustodianPACIFIC WESTERN BANK · DURHAM, North Carolina, United StatesForm ADV filed Mar 28, 2024 sec.gov
Limited partners and their reported performance
Whose numbers these areEach row is the LP’s own number: its cash flows and its valuation policy as of its reporting date, not the fund’s. Net IRR is printed only when the LP prints one. The vintage is the LP’s definition (CalPERS: year of its first cash flow; WSIB: year of its initial investment).0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Known LPs and allocators
What these amounts and dates areA commitment date prints only when the source printed one; otherwise the row carries the date of the report that listed it. A foundation’s 990-PF line is a holding at fair value on its return, never a commitment.0 relationships, public pensions and the allocator graph, each counted once
No allocator names this vehicle in a public disclosure DFX holds: pension reports, foundation 990-PF returns or endowment disclosures.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
2 events
Evidence
16 observations
Every observation on this vehicle
- Entity type: Limited Liability Company Aug 12, 2021 Fact Form D
- Form D fund type: Venture Capital Fund Aug 12, 2021 Fact Form D
- Form D industry group: Pooled Investment Fund Aug 12, 2021 Fact Form D
- Amendment: false Aug 12, 2021 Fact Form D
- Revenue range (Form D): Decline to Disclose Aug 12, 2021 Fact Form D
- Incorporated: withinFiveYears Aug 12, 2021 Fact Form D
- Jurisdiction: Delaware Aug 12, 2021 Fact Form D
- Amount sold (Form D): $4.1M Aug 12, 2021 Fact Form D
- Offering amount (Form D): $4.1M Aug 12, 2021 Fact Form D
- Exemptions: 06b, 3C, 3C.7 Aug 12, 2021 Fact Form D
- First sale: 2021-05-17 Aug 12, 2021 Fact Form D
- Investors (Form D): 5 Aug 12, 2021 Fact Form D
- Minimum investment (Form D): 0 Aug 12, 2021 Fact Form D
- Securities offered: pooled Aug 12, 2021 Fact Form D
- Office address: Aug 12, 2021 Fact Form D
- Year of incorporation: 2021 Aug 12, 2021 Fact Form D
Relationships across DFX
on 1 other DFX graph
Across the graphs
AF Alpha Spv II, LLC is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
The joined record opens with the product, beside every other relationship on this page.
Checking your plan…
Record history
2 dated events on the change ledger, latest event first
- Fund first reported on ADV2022-03-30source on record
- Form D filed2021-08-12source on record
The ledger records every merge, rename and reclassification this record went through and the dated filings observed on it, so the identity on this page can be traced to the records it was built from. The ledger's own sentences name other records, so they show with the names.