DFX Intelligence
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Funds / M•• L• F••• C••••• L•• S••••• 1•
M•• L• F••• C••••• L•• S••••• 1•
Amounts, each with its basis
- Vintage
- 2019basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $2.0Mwhat may be sold, not what was raised; file 021-350181, sworn by the adviser or filed under this vehicle
- Form D sold
- $30,000as of the filing of Oct 2, 2019, 4 investors
- First sale
- Sep 30, 2019
- Reported GAV
- $170,000on the Form ADV filed Mar 30, 2024; the fund's assets, never its size or dry powder
- Owners (ADV)
- 19
- Reported on ADV
- Mar 31, 2021 to Mar 30, 2024
Fundraising evidence
Unknown
latest Form D 2019-10-02, older than 15 months (fr-1)
evidence dated Oct 2, 2019. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Mature
vintage 4 to 7 years
age years: 7first sale: 2019-09-30vintage year: $2,019adv gav as of: 2024-03-30vintage basis: form_d_first_saleform d sold usd: $30,000form d offering usd: $2.0Mform d latest filed at: 2019-10-02
The fund's own reporting through time
4 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Mar 31, 2021 | Private Equity Fund | $583,000 | 63 | $1,000 | 0% | no | |
| Mar 31, 2022 | Private Equity Fund | $583,000 | 63 | $1,000 | 0% | no | |
| Mar 31, 2023 | Private Equity Fund | $583,000 | 63 | $1,000 | 0% | no | |
| Mar 30, 2024 | Private Equity Fund | $170,000 | 19 | $10,000 | 0% | no |
Principals and agents
2 principals on Form D, 1 placement agents
- T•••• R•••••• G••• Executive Officer
- W•••••• M•••••• C•••• Executive Officer/Promoter
- M••••••••• M••••••••• I•• placement agent
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
2 events
- Mar 31, 2021••• LockedFund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Oct 2, 2019••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
32 observations
Every observation on this vehicle
- Entity type: Limited Liability Company Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Liability Company Oct 2, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Private Equity Fund Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Private Equity Fund Oct 2, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Oct 2, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Oct 2, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): No Revenues Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): No Revenues Oct 2, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Oct 2, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Oct 2, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $30,000 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $30,000 Oct 2, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $2.0M Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $2.0M Oct 2, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.1 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.1 Oct 2, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2019-09-30 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2019-09-30 Oct 2, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 4 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 4 Oct 2, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 10,000 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 10,000 Oct 2, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Oct 2, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Oct 2, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2019 Oct 2, 2019 Fact SEC EDGAR Form D data sets (quarterly)