DFX Intelligence
ROC Holdings Spv I, LP
As of · the latest observation of this vehicle; each figure below carries its own filing date
UnknownFundraising status unknownSingle-purpose vehicle
A single-purpose vehicle, usually formed for one deal.
As of · the latest observation of this vehicle; each figure below carries its own filing date
1 additional principal
Every relationship, signal and contact on this record, with the source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
Nothing material in the last 365 days. Last change: 19 Dec 2023, Latest Form D filed on 19 Dec 2023: no amount sold reported. A Form D amount is what was sold at the filing, never a final close.
Drawing the relationship network…
Amounts, each with its basis
- Vintage
- unknownno dated first sale or first report yet
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- indefinitewhat may be sold, not what was raised; file 021-500150, sworn by the adviser or filed under this vehicle
- Form D sold
- $0as of the filing of Dec 19, 2023
- First sale
- unknown
- Reported GAV
- $14.0Mon the Form ADV filed Sep 12, 2026; the fund's assets, never its size or dry powder
- Owners (ADV)
- 8
- Reported on ADV
- Sep 12, 2026 to Sep 12, 2026
Fundraising evidenceWhat counts as raisingA Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Unknown
latest Form D 2023-12-19, older than 15 months (fr-1)
evidence dated Dec 19, 2023.
LifecycleUnknown
no vintage and no recent Form D
first sale: n/avintage year: n/aadv gav as of: Sep 12, 2026vintage basis: n/aform d sold: $0form d offering: n/aform d latest filed at: Dec 19, 2023
The fund's own reporting through time
1 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Sep 12, 2026 | $14.0M | 8 | $1.5M | 5% |
Principals and agents
4 principals on Form D, 0 placement agents
- Readout Holdings GP, LLC Promoter
- Readout Capital, LP Promoter
- James Dahlman Executive Officer
Service providers
2 named on Form ADV Schedule D and Form D
- AdministratorNAV CONSULTING, INC. · OAKBROOK TERRACE, Illinois, United StatesForm ADV filed Jul 1, 2026 reports.adviserinfo.sec.gov
- CustodianWINTRUST FUNDS GROUP · CHICAGO, Illinois, United StatesForm ADV filed Jul 1, 2026 reports.adviserinfo.sec.gov
Limited partners and their reported performanceWhose numbers these areEach row is the LP’s own number: its cash flows and its valuation policy as of its reporting date, not the fund’s. Net IRR is printed only when the LP prints one. The vintage is the LP’s definition (CalPERS: year of its first cash flow; WSIB: year of its initial investment).
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Known LPs and allocatorsWhat these amounts and dates areA commitment date prints only when the source printed one; otherwise the row carries the date of the report that listed it. A foundation’s 990-PF line is a holding at fair value on its return, never a commitment.
0 relationships, public pensions and the allocator graph, each counted once
No allocator names this vehicle in a public disclosure DFX holds: pension reports, foundation 990-PF returns or endowment disclosures.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
3 events
- Sep 12, 2026ROC Holdings Spv I, LP first reported on Form ADV by Readout Capital, LP, GAV $14,046,948Fund first reported on Form ADV Fact Form ADV
- Mar 31, 2026Administrator changed: NAV CONSULTING, INC. replaced STONE COAST FUND SERVICES, first reported on the Form ADV filed March 31, 2026 (previous filing December 18, 2025)Administrator changed Fact Form ADV
- Dec 19, 2023ROC Holdings SPV I, LP filed Form D: no sales yet (indefinite offering), Other Investment FundForm D filed Fact Form D
Evidence
15 observations
Every observation on this vehicle
- Adv pdf fund: 14,046,948 Sep 12, 2026 Fact Form ADV
- Entity type: Limited Partnership Dec 19, 2023 Fact Form D
- Form D fund type: Other Investment Fund Dec 19, 2023 Fact Form D
- Form D industry group: Pooled Investment Fund Dec 19, 2023 Fact Form D
- Amendment: false Dec 19, 2023 Fact Form D
- Incorporated: withinFiveYears Dec 19, 2023 Fact Form D
- Jurisdiction: Delaware Dec 19, 2023 Fact Form D
- Amount sold (Form D): $0 Dec 19, 2023 Fact Form D
- Exemptions: 06b, 3C, 3C.7 Dec 19, 2023 Fact Form D
- Indefinite offering: true Dec 19, 2023 Fact Form D
- Investors (Form D): 0 Dec 19, 2023 Fact Form D
- Minimum investment (Form D): 1,500,000 Dec 19, 2023 Fact Form D
- Securities offered: pooled Dec 19, 2023 Fact Form D
- Office address: Dec 19, 2023 Fact Form D
- Year of incorporation: 2023 Dec 19, 2023 Fact Form D
Relationships across DFX
on 1 other DFX graph
Across the graphs
ROC Holdings Spv I, LP is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
The joined record opens with the product, beside every other relationship on this page.
Checking your plan…
Record history
2 dated events on the change ledger, latest event first
- Fund first reported on ADV2026-09-12source on record
- Form D filed2023-12-19source on record
The ledger records every merge, rename and reclassification this record went through and the dated filings observed on it, so the identity on this page can be traced to the records it was built from. The ledger's own sentences name other records, so they show with the names.