DFX Intelligence
SKK 9i Ventures, LLC Series Tr0
As of · the latest observation of this vehicle; each figure below carries its own filing date
FundraisingEvergreen or indefinite offeringADV: Venture Capital Fund
As of · the latest observation of this vehicle; each figure below carries its own filing date
2 additional principals, 4 additional placement agents, 5 events
Every relationship, signal and contact on this record, with the source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
What matters now
- $6.75Msold at the filing
Latest Form D filed on 24 Apr 2026: $6.75M sold, 134 investors. A Form D amount is what was sold at the filing, never a final close.
A new or amended Form D means the vehicle is taking money now.
- -22%reported GAV
Reported gross assets fell from $1.59M to $1.23M between the Form ADV filings of 28 Mar 2024 and 31 Mar 2026.
The fund's assets as the adviser swears them, never its size or dry powder.
- 4 agentsplacement
4 placement agents named on the vehicle's Form D filings.
A placement agent means the vehicle is marketed to outside LPs.
Drawing the relationship network…
Amounts, each with its basis
- Vintage
- 2019basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- indefinitewhat may be sold, not what was raised; file 021-352814, sworn by the adviser or filed under this vehicle
- Form D sold
- $6.7Mas of the filing of Apr 24, 2026, 134 investors
- First sale
- Nov 4, 2019
- Reported GAV
- $1.2Mon the Form ADV filed Mar 31, 2026; the fund's assets, never its size or dry powder
- Owners (ADV)
- 33
- Reported on ADV
- Mar 30, 2020 to Mar 31, 2026
Fundraising evidence
What counts as raisingA Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.Evergreen or indefinite offering
Form D filed or amended 2026-04-24: offering indefinite, sold $6.7M (fr-1)
evidence dated Apr 24, 2026.
Lifecycle
Fundraising
Lifecycle
Form D within 18 months and the offering is not sold out
first sale: Nov 4, 2019vintage year: 2019adv gav as of: Mar 31, 2026vintage basis: Form d first saleform d sold: $6.7Mform d offering: n/aform d latest filed at: Apr 24, 2026
The fund's own reporting through time
12 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Mar 30, 2020 | Venture Capital Fund | $175,000 | 5 | $250,000 | 59% | yes | |
| Jun 26, 2020 | Venture Capital Fund | $175,000 | 5 | $250,000 | 59% | yes | |
| Sep 30, 2020 | Venture Capital Fund | $175,000 | 5 | $250,000 | 59% | yes | |
| Mar 31, 2021 | Venture Capital Fund | $2.7M | 37 | $250,000 | 19% | yes | |
| Sep 22, 2021 | Venture Capital Fund | $2.7M | 37 | $250,000 | 19% | yes | |
| Jan 3, 2022 | Venture Capital Fund | $2.7M | 37 | $250,000 | 19% | yes | |
| Mar 30, 2022 | Venture Capital Fund | $3.2M | 37 | $250,000 | 12% | yes | |
| Jul 12, 2022 | Venture Capital Fund | $3.2M | 37 | $250,000 | 12% | yes | |
| Mar 31, 2023 | Venture Capital Fund | $3.2M | 38 | $250,000 | 12% | yes | |
| May 4, 2023 | Venture Capital Fund | $3.2M | 38 | $250,000 | 12% | yes | |
| Mar 28, 2024 | Venture Capital Fund | $1.6M | 38 | $250,000 | 11% | yes | |
| Mar 31, 2026 | Venture Capital Fund | $1.2M | 33 | $250,000 | 11% |
Principals and agents
5 principals on Form D, 4 placement agents
- -- SKK Ventures 9i Ventures Manager, LLC Executive Officer/Promoter
- -- Shepherd Kaplan Krochuk, LLC Executive Officer/Promoter
- -- Shepherd Kaplan Krochuk, LLC Executive Officer
- Sanders Morris Harris Inc. placement agent
- PCF Capital Markets, LLC placement agent
Show all 6principals, then placement agents
- -- SKK Ventures 9i Ventures Manager, LLC Executive Officer/Promoter
- -- Shepherd Kaplan Krochuk, LLC Executive Officer/Promoter
- -- Shepherd Kaplan Krochuk, LLC Executive Officer
- Sanders Morris Harris Inc. placement agent
- PCF Capital Markets, LLC placement agent
- The Leaders Group, Inc. placement agent
Service providers
6 named on Form ADV Schedule D and Form D
- AuditorPwC · GEORGE TOWN, Cayman IslandsForm ADV filed Mar 31, 2026 reports.adviserinfo.sec.gov
- AdministratorNAV CONSULTING, INC. · OAKBROOK TERRACE, Illinois, United StatesForm ADV filed Mar 31, 2026 reports.adviserinfo.sec.gov
- MarketerPCF CAPITAL MARKETS LLC · BOSTON, Massachusetts, United StatesForm ADV filed Mar 31, 2026 reports.adviserinfo.sec.gov
Limited partners and their reported performance
Whose numbers these areEach row is the LP’s own number: its cash flows and its valuation policy as of its reporting date, not the fund’s. Net IRR is printed only when the LP prints one. The vintage is the LP’s definition (CalPERS: year of its first cash flow; WSIB: year of its initial investment).0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Known LPs and allocators
What these amounts and dates areA commitment date prints only when the source printed one; otherwise the row carries the date of the report that listed it. A foundation’s 990-PF line is a holding at fair value on its return, never a commitment.0 relationships, public pensions and the allocator graph, each counted once
No allocator names this vehicle in a public disclosure DFX holds: pension reports, foundation 990-PF returns or endowment disclosures.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
10 events
- Apr 24, 2026SKK 9i Ventures, LLC filed Form D/A: $6,746,776 sold (indefinite offering), Private Equity FundForm D filed Fact Form D
- Apr 25, 2025SKK 9i Ventures, LLC filed Form D/A: $6,353,671 sold (indefinite offering), Private Equity FundForm D filed Fact Form D
- Apr 26, 2024SKK 9i Ventures, LLC filed Form D/A: $4,495,706 sold (indefinite offering), Private Equity FundForm D filed Fact Form D
- Apr 28, 2023SKK 9i Ventures, LLC filed Form D/A: $3,784,537 sold (indefinite offering), Private Equity FundForm D filed Fact Form D
- Apr 28, 2022SKK 9i Ventures, LLC filed Form D/A: $2,424,537 sold (indefinite offering), Private Equity FundForm D filed Fact Form D
Evidence
140 observations
Every observation on this vehicle
- Entity type: Limited Liability Company Fact Form D
- Entity type: Limited Liability Company Apr 24, 2026 Fact Form D
- Entity type: Limited Liability Company Apr 25, 2025 Fact Form D
- Entity type: Limited Liability Company Apr 26, 2024 Fact Form D
- Entity type: Limited Liability Company Apr 28, 2023 Fact Form D
- Entity type: Limited Liability Company Apr 28, 2022 Fact Form D
- Entity type: Limited Liability Company Nov 5, 2021 Fact Form D
- Entity type: Limited Liability Company Nov 6, 2020 Fact Form D
- Entity type: Limited Liability Company Nov 7, 2019 Fact Form D
- Form D fund type: Private Equity Fund Fact Form D
- Form D fund type: Private Equity Fund Apr 24, 2026 Fact Form D
- Form D fund type: Private Equity Fund Apr 25, 2025 Fact Form D
- Form D fund type: Private Equity Fund Apr 26, 2024 Fact Form D
- Form D fund type: Private Equity Fund Apr 28, 2023 Fact Form D
- Form D fund type: Private Equity Fund Apr 28, 2022 Fact Form D
- Form D fund type: Private Equity Fund Nov 5, 2021 Fact Form D
- Form D fund type: Private Equity Fund Nov 6, 2020 Fact Form D
- Form D fund type: Private Equity Fund Nov 7, 2019 Fact Form D
- Form D industry group: Pooled Investment Fund Fact Form D
- Form D industry group: Pooled Investment Fund Apr 24, 2026 Fact Form D
- Form D industry group: Pooled Investment Fund Apr 25, 2025 Fact Form D
- Form D industry group: Pooled Investment Fund Apr 26, 2024 Fact Form D
- Form D industry group: Pooled Investment Fund Apr 28, 2023 Fact Form D
- Form D industry group: Pooled Investment Fund Apr 28, 2022 Fact Form D
- Form D industry group: Pooled Investment Fund Nov 5, 2021 Fact Form D
- Form D industry group: Pooled Investment Fund Nov 6, 2020 Fact Form D
- Form D industry group: Pooled Investment Fund Nov 7, 2019 Fact Form D
- Amendment: false Fact Form D
- Amendment: true Apr 24, 2026 Fact Form D
- Amendment: true Apr 25, 2025 Fact Form D
- Amendment: true Apr 26, 2024 Fact Form D
- Amendment: true Apr 28, 2023 Fact Form D
- Amendment: true Apr 28, 2022 Fact Form D
- Amendment: true Nov 5, 2021 Fact Form D
- Amendment: true Nov 6, 2020 Fact Form D
- Amendment: false Nov 7, 2019 Fact Form D
- Revenue range (Form D): Decline to Disclose Fact Form D
- Revenue range (Form D): Decline to Disclose Apr 24, 2026 Fact Form D
- Revenue range (Form D): Decline to Disclose Apr 25, 2025 Fact Form D
- Revenue range (Form D): Decline to Disclose Apr 26, 2024 Fact Form D
- Revenue range (Form D): Decline to Disclose Apr 28, 2023 Fact Form D
- Revenue range (Form D): Decline to Disclose Apr 28, 2022 Fact Form D
- Revenue range (Form D): Decline to Disclose Nov 5, 2021 Fact Form D
- Revenue range (Form D): Decline to Disclose Nov 6, 2020 Fact Form D
- Revenue range (Form D): Decline to Disclose Nov 7, 2019 Fact Form D
- Incorporated: withinFiveYears Fact Form D
- Incorporated: overFiveYears Apr 24, 2026 Fact Form D
- Incorporated: overFiveYears Apr 25, 2025 Fact Form D
- Incorporated: withinFiveYears Apr 26, 2024 Fact Form D
- Incorporated: withinFiveYears Apr 28, 2023 Fact Form D
- Incorporated: withinFiveYears Apr 28, 2022 Fact Form D
- Incorporated: withinFiveYears Nov 5, 2021 Fact Form D
- Incorporated: withinFiveYears Nov 6, 2020 Fact Form D
- Incorporated: withinFiveYears Nov 7, 2019 Fact Form D
- Jurisdiction: Delaware Fact Form D
- Jurisdiction: Delaware Apr 24, 2026 Fact Form D
- Jurisdiction: Delaware Apr 25, 2025 Fact Form D
- Jurisdiction: Delaware Apr 26, 2024 Fact Form D
- Jurisdiction: Delaware Apr 28, 2023 Fact Form D
- Jurisdiction: Delaware Apr 28, 2022 Fact Form D
- Jurisdiction: Delaware Nov 5, 2021 Fact Form D
- Jurisdiction: Delaware Nov 6, 2020 Fact Form D
- Jurisdiction: Delaware Nov 7, 2019 Fact Form D
- Amount sold (Form D): $100,000 Fact Form D
- Amount sold (Form D): $6.7M Apr 24, 2026 Fact Form D
- Amount sold (Form D): $6.4M Apr 25, 2025 Fact Form D
- Amount sold (Form D): $4.5M Apr 26, 2024 Fact Form D
- Amount sold (Form D): $3.8M Apr 28, 2023 Fact Form D
- Amount sold (Form D): $2.4M Apr 28, 2022 Fact Form D
- Amount sold (Form D): $1.7M Nov 5, 2021 Fact Form D
- Amount sold (Form D): $771,000 Nov 6, 2020 Fact Form D
- Amount sold (Form D): $100,000 Nov 7, 2019 Fact Form D
- Exemptions: 06b, 3C, 3C.7 Fact Form D
- Exemptions: 06b, 3C, 3C.1 Apr 24, 2026 Fact Form D
- Exemptions: 06b, 3C, 3C.1 Apr 25, 2025 Fact Form D
- Exemptions: 06b, 3C, 3C.1 Apr 26, 2024 Fact Form D
- Exemptions: 06b, 3C, 3C.1 Apr 28, 2023 Fact Form D
- Exemptions: 06b, 3C, 3C.1 Apr 28, 2022 Fact Form D
- Exemptions: 06b, 3C, 3C.1 Nov 5, 2021 Fact Form D
- Exemptions: 06b, 3C, 3C.7 Nov 6, 2020 Fact Form D
- Exemptions: 06b, 3C, 3C.7 Nov 7, 2019 Fact Form D
- First sale: 2019-11-04 Apr 24, 2026 Fact Form D
- First sale: 2019-11-04 Apr 25, 2025 Fact Form D
- First sale: 2019-11-04 Apr 26, 2024 Fact Form D
- First sale: 2019-11-04 Apr 28, 2023 Fact Form D
- First sale: 2019-11-04 Apr 28, 2022 Fact Form D
- First sale: 2019-11-04 Nov 5, 2021 Fact Form D
- First sale: 2019-11-04 Nov 6, 2020 Fact Form D
- Indefinite offering: true Fact Form D
- Indefinite offering: true Apr 24, 2026 Fact Form D
- Indefinite offering: true Apr 25, 2025 Fact Form D
- Indefinite offering: true Apr 26, 2024 Fact Form D
- Indefinite offering: true Apr 28, 2023 Fact Form D
- Indefinite offering: true Apr 28, 2022 Fact Form D
- Indefinite offering: true Nov 5, 2021 Fact Form D
- Indefinite offering: true Nov 6, 2020 Fact Form D
- Indefinite offering: true Nov 7, 2019 Fact Form D
- Investors (Form D): 1 Fact Form D
- Investors (Form D): 134 Apr 24, 2026 Fact Form D
- Investors (Form D): 122 Apr 25, 2025 Fact Form D
- Investors (Form D): 73 Apr 26, 2024 Fact Form D
- Investors (Form D): 50 Apr 28, 2023 Fact Form D
- Investors (Form D): 37 Apr 28, 2022 Fact Form D
- Investors (Form D): 31 Nov 5, 2021 Fact Form D
- Investors (Form D): 14 Nov 6, 2020 Fact Form D
- Investors (Form D): 1 Nov 7, 2019 Fact Form D
- Minimum investment (Form D): 0 Fact Form D
- Minimum investment (Form D): 0 Apr 24, 2026 Fact Form D
- Minimum investment (Form D): 0 Apr 25, 2025 Fact Form D
- Minimum investment (Form D): 0 Apr 26, 2024 Fact Form D
- Minimum investment (Form D): 0 Apr 28, 2023 Fact Form D
- Minimum investment (Form D): 0 Apr 28, 2022 Fact Form D
- Minimum investment (Form D): 0 Nov 5, 2021 Fact Form D
- Minimum investment (Form D): 0 Nov 6, 2020 Fact Form D
- Minimum investment (Form D): 0 Nov 7, 2019 Fact Form D
- Securities offered: pooled Fact Form D
- Securities offered: pooled Apr 24, 2026 Fact Form D
- Securities offered: pooled Apr 25, 2025 Fact Form D
- Securities offered: pooled Apr 26, 2024 Fact Form D
- Securities offered: pooled Apr 28, 2023 Fact Form D
- Securities offered: pooled Apr 28, 2022 Fact Form D
- Securities offered: pooled Nov 5, 2021 Fact Form D
- Securities offered: pooled Nov 6, 2020 Fact Form D
- Securities offered: pooled Nov 7, 2019 Fact Form D
- Office address: Fact Form D
- Office address: Apr 24, 2026 Fact Form D
- Office address: Apr 25, 2025 Fact Form D
- Office address: Apr 26, 2024 Fact Form D
- Office address: Apr 28, 2023 Fact Form D
- Office address: Apr 28, 2022 Fact Form D
- Office address: Nov 5, 2021 Fact Form D
- Office address: Nov 6, 2020 Fact Form D
- Office address: Nov 7, 2019 Fact Form D
- Year of incorporation: 2019 Fact Form D
- Year of incorporation: 2019 Apr 26, 2024 Fact Form D
- Year of incorporation: 2019 Apr 28, 2023 Fact Form D
- Year of incorporation: 2019 Apr 28, 2022 Fact Form D
- Year of incorporation: 2019 Nov 5, 2021 Fact Form D
- Year of incorporation: 2019 Nov 6, 2020 Fact Form D
- Year of incorporation: 2019 Nov 7, 2019 Fact Form D
Relationships across DFX
on 2 other DFX graphs
Across the graphs
SKK 9i Ventures, LLC Series Tr0 is the same institution as 2 records in RIA and Wealth and Private Equity.
RIA and Wealth1Private Equity1
DFX found 2 relationships across 2 datasets
Which record it is in each graph, what it is called there, and how the two were matched.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
Checking your plan…
Record history
1 identity change, 17 dated events on the change ledger, latest event first
- Fund folded2026-09-14
- Form D filed2026-04-24source on record
- Form D filed2025-04-25source on record
+15 more changes on this record's ledger
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
The ledger records every merge, rename and reclassification this record went through and the dated filings observed on it, so the identity on this page can be traced to the records it was built from. The ledger's own sentences name other records, so they show with the names.