This provider
The service provider's name, 13 additional funds served, 2 provider changes
Every relationship, signal and contact on this record, with the source on each.
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What matters now
- Lost2 funds
Shepherd Kaplan Krochuk, LLC moved 2 funds from this provider to The Leaders Group, Inc. as placement agent.
A client that left; the filing names who replaced this provider.
- 0 / 1decisions won / lost
In the last 12 months advisers moved 0 funds to this provider (0 decisions) and 2 away (1 decision).
One adviser moving many vehicles on one filing is counted as one decision.
DerivedForm ADV and Form D filings, consecutive filings compared
Funds served
About this sectionA fund is served when its adviser names this provider in the role on the fund’s latest Form ADV, or names it as a sales compensation recipient on a Form D. Gross assets are the adviser’s own figure on Form ADV; an implausible figure is left out rather than printed.
| Fund | Manager | Role | Vintage | Gross assets | Latest filing |
|---|---|---|---|---|---|
| SKK 9i Ventures, LLC Series At0 | Shepherd Kaplan Krochuk, LLC | Placement agent | 2023 | $1.3M | Form D Apr 28, 2023 sec.gov |
| SKK 9i Ventures, LLC Series Tr0 | Shepherd Kaplan Krochuk, LLC | Marketer | 2019 | $1.2M | Form ADV Mar 31, 2026 reports.adviserinfo.sec.gov |
| SKK 9i Ventures, LLC Series Tr2 | Shepherd Kaplan Krochuk, LLC | Placement agent | 2024 | $1.1M | Form D Apr 28, 2023 sec.gov |
Managers served
- Shepherd Kaplan Krochuk, LLC15 funds, $3.6M reported gross assets
Change history
- Apr 24, 2026Lost Placement agent: The Leaders Group, Inc. replaced Sanders Morris Harris LLC, this provider at SKK 9i Ventures Qp, LLC Series At1 and 1 more of the same manager’s funds · Shepherd Kaplan Krochuk, LLCForm D, previous Apr 28, 2023 sec.gov
- Apr 26, 2024Rename Placement agent: First Dominion Capital Corp, Sanders Morris Harris LLC, Finalis Securities LLC replaced Aqueduct Capital Group, LLC, First Dominion Capital Corp, Old City Securities, LLC, this provider, The Leaders Group, Inc. at SKK Ventures Qp, LLC Series Ct0 · Shepherd Kaplan Krochuk, LLCForm D, previous Apr 28, 2023 sec.gov
- Apr 26, 2024Lost Placement agent: Sanders Morris Harris LLC replaced this provider at SKK 9i Ventures Qp, LLC Series Tr1 and 5 more of the same manager’s funds · Shepherd Kaplan Krochuk, LLCForm D, previous Apr 28, 2023 sec.gov
Competitive position
About this sectionA decision is one manager’s filing that names a different provider in the role with none carried over. An acquisition is shown as a succession and never counted as won or lost; two names of one firm family are neither.
Named as placement agent on 11 venture funds, 0.0% of the venture funds with a placement agent on record. Won 0 and lost 4 adviser decisions from 2024 to 2026: a net loss of 4.
Who it serves, by manager type
| Funds | Managers | |
|---|---|---|
| Institutional venture firm | 15 | 1 |
By fund size
| Funds | Managers | |
|---|---|---|
| Under $25M | 14 | 1 |
| $100M to $500M | 1 | 1 |
By manager state
| Funds | Managers | |
|---|---|---|
| Massachusetts | 15 | 1 |
Adviser decisions by year
| Filing year | Won (funds) | Lost (funds) | By acquisition |
|---|---|---|---|
| 2026 | 0 (0) | 2 (2) | none |
| 2024 | 0 (0) | 2 (6) | none |
Where it wins and loses: manager type
| Won | Lost | |
|---|---|---|
| Institutional venture firm | 0 | 4 |
Fund size
| Won | Lost | |
|---|---|---|
| Under $25M | 0 | 4 |
Manager state
| Won | Lost | |
|---|---|---|
| Massachusetts | 0 | 4 |
Loses most often to
- Sanders Morris Harris LLC2 decisions, 6 funds
- The Leaders Group, Inc.2 decisions, 2 funds
Wins most often from
No adviser moved a fund to this provider in the last three years.
Decisions since 2023 for the breakdowns and the lists, five filing years for the table. One manager’s filing is one decision however many funds it moves. No change to or from this provider is recorded as an acquisition.
Who to call
The managers to call are listed by name for a reader with the venture graph. See the placement agent opportunity list
Filing evidence
- First named
- Mar 30, 2020
- Latest filing
- Mar 31, 2026
- CRD
- 290765
- SEC file number
- 8-70040
Sources: SEC Form ADV Schedule D (Section 7.B.(1) items 23 to 28) and Form D sales compensation recipients, each row linked to its filing above.
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