DFX Intelligence

SKK 9i Ventures, LLC Series Tr0

Fundmanaged by Shepherd Kaplan Krochuk, LLC· Delaware

As of 2026-09-15 · the latest observation of this vehicle; each figure below carries its own filing date

Vintage: 2019
Form D sold: $6.7M
Reported gross assets: $1.2M

FundraisingEvergreen or indefinite offeringADV: Venture Capital Fund

Ask DFX about this View relationships Amounts Limited partners

As of 2026-09-15 · the latest observation of this vehicle; each figure below carries its own filing date

2 additional principals, 4 additional placement agents, 5 events

Every relationship, signal and contact on this record, with the source on each.

Includes 3 days of DFX Intelligence. Then $199/month unless canceled.

What matters now

$6.75M
sold at the filing
Latest Form D filed on 24 Apr 2026: $6.75M sold, 134 investors. A Form D amount is what was sold at the filing, never a final close.
A new or amended Form D means the vehicle is taking money now.
FactSEC Form DFor LPs, placement agentsFundraising evidence →
-22%
reported GAV
Reported gross assets fell from $1.59M to $1.23M between the Form ADV filings of 28 Mar 2024 and 31 Mar 2026.
The fund's assets as the adviser swears them, never its size or dry powder.
Derivedtwo Form ADV Schedule D filingsFor LPs, secondaries buyersReporting →
4 agents
placement
4 placement agents named on the vehicle's Form D filings.
A placement agent means the vehicle is marketed to outside LPs.
FactSEC Form D, sales compensation recipientsFor LPs, service providersPrincipals and agents →

Relationship network

8 connected entities6 observed investment records

From Form ADV and Form D (manager, principals, placement agents), investments attributed to this vehicle, and public pension LP disclosures.

Some relationships on this record are counted rather than named here. They open with the full profile.

Click any name or line for the investment records and sources behind it. Line weight is investment records together; dashed lines are inferred.

Reading the network

Organization

›How strength and recency are read

Venture relationships are not scored. Each line names its claim: a round led or joined, a board seat or a filing that names the firm, a listing on a portfolio page (dated by when DFX saw it, never by when the investment was made), a disclosed LP commitment, or a co-investor pair counted from observed participations. Observed means a named source says so; Derived means DFX counted it from observed rows; Inferred means a match that may be wrong.

Darker lines were active in the last 24 months or are current; lighter lines are older or undated.

Ask DFX about this network

Which LPs and companies are connected to SKK 9i Ventures, LLC Series Tr0?

Drawing the relationship network…

Amounts, each with its basis

Vintage: 2019basis: form d first sale
Target: unknownnot announced
First close: unknownnever inferred from a Form D
Final close: unknownonly from an announcement or an LP disclosure
Announced size: unknown
Form D offering: indefinitewhat may be sold, not what was raised; file 021-352814, sworn by the adviser or filed under this vehicle
Form D sold: $6.7Mas of the filing of Apr 24, 2026, 134 investors
First sale: Nov 4, 2019
Reported GAV: $1.2Mon the Form ADV filed Mar 31, 2026; the fund's assets, never its size or dry powder
Owners (ADV): 33
Reported on ADV: Mar 30, 2020 to Mar 31, 2026

Fundraising evidence

Evergreen or indefinite offering

Form D filed or amended 2026-04-24: offering indefinite, sold $6.7M (fr-1)

evidence dated Apr 24, 2026.

Lifecycle

Fundraising

Form D within 18 months and the offering is not sold out

first sale: Nov 4, 2019vintage year: 2019adv gav as of: Mar 31, 2026vintage basis: Form d first saleform d sold: $6.7Mform d offering: n/aform d latest filed at: Apr 24, 2026

The fund's own reporting through time

12 Form ADV filings

Filed	Type	Gross asset value	Owners	Min. investment	Adviser-owned	Audit
Mar 30, 2020	Venture Capital Fund	$175,000	5	$250,000	59%	yes
Jun 26, 2020	Venture Capital Fund	$175,000	5	$250,000	59%	yes
Sep 30, 2020	Venture Capital Fund	$175,000	5	$250,000	59%	yes
Mar 31, 2021	Venture Capital Fund	$2.7M	37	$250,000	19%	yes
Sep 22, 2021	Venture Capital Fund	$2.7M	37	$250,000	19%	yes
Jan 3, 2022	Venture Capital Fund	$2.7M	37	$250,000	19%	yes
Mar 30, 2022	Venture Capital Fund	$3.2M	37	$250,000	12%	yes
Jul 12, 2022	Venture Capital Fund	$3.2M	37	$250,000	12%	yes
Mar 31, 2023	Venture Capital Fund	$3.2M	38	$250,000	12%	yes
May 4, 2023	Venture Capital Fund	$3.2M	38	$250,000	12%	yes
Mar 28, 2024	Venture Capital Fund	$1.6M	38	$250,000	11%	yes
Mar 31, 2026	Venture Capital Fund	$1.2M	33	$250,000	11%

Principals and agents

5 principals on Form D, 4 placement agents

-- SKK Ventures 9i Ventures Manager, LLC Executive Officer/Promoter
-- Shepherd Kaplan Krochuk, LLC Executive Officer/Promoter
-- Shepherd Kaplan Krochuk, LLC Executive Officer
Sanders Morris Harris Inc. placement agent
PCF Capital Markets, LLC placement agent

Show all 6principals, then placement agents

-- SKK Ventures 9i Ventures Manager, LLC Executive Officer/Promoter
-- Shepherd Kaplan Krochuk, LLC Executive Officer/Promoter
-- Shepherd Kaplan Krochuk, LLC Executive Officer
Sanders Morris Harris Inc. placement agent
PCF Capital Markets, LLC placement agent
The Leaders Group, Inc. placement agent

Service providers

6 named on Form ADV Schedule D and Form D

AuditorPwC · GEORGE TOWN, Cayman IslandsForm ADV filed Mar 31, 2026 reports.adviserinfo.sec.gov
AdministratorNAV CONSULTING, INC. · OAKBROOK TERRACE, Illinois, United StatesForm ADV filed Mar 31, 2026 reports.adviserinfo.sec.gov
MarketerPCF CAPITAL MARKETS LLC · BOSTON, Massachusetts, United StatesForm ADV filed Mar 31, 2026 reports.adviserinfo.sec.gov

Limited partners and their reported performance

0 public LP reports

No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.

Known LPs and allocators

0 relationships, public pensions and the allocator graph, each counted once

No allocator names this vehicle in a public disclosure DFX holds: pension reports, foundation 990-PF returns or endowment disclosures.

Investments attributed to this vehicle

No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.

Timeline

10 events

Apr 24, 2026
SKK 9i Ventures, LLC filed Form D/A: $6,746,776 sold (indefinite offering), Private Equity Fund
Form D filed Fact Form D
Apr 25, 2025
SKK 9i Ventures, LLC filed Form D/A: $6,353,671 sold (indefinite offering), Private Equity Fund
Form D filed Fact Form D
Apr 26, 2024
SKK 9i Ventures, LLC filed Form D/A: $4,495,706 sold (indefinite offering), Private Equity Fund
Form D filed Fact Form D
Apr 28, 2023
SKK 9i Ventures, LLC filed Form D/A: $3,784,537 sold (indefinite offering), Private Equity Fund
Form D filed Fact Form D
Apr 28, 2022
SKK 9i Ventures, LLC filed Form D/A: $2,424,537 sold (indefinite offering), Private Equity Fund
Form D filed Fact Form D

Evidence

140 observations

Every observation on this vehicle

Entity type: Limited Liability Company Fact Form D
Entity type: Limited Liability Company Apr 24, 2026 Fact Form D
Entity type: Limited Liability Company Apr 25, 2025 Fact Form D
Entity type: Limited Liability Company Apr 26, 2024 Fact Form D
Entity type: Limited Liability Company Apr 28, 2023 Fact Form D
Entity type: Limited Liability Company Apr 28, 2022 Fact Form D
Entity type: Limited Liability Company Nov 5, 2021 Fact Form D
Entity type: Limited Liability Company Nov 6, 2020 Fact Form D
Entity type: Limited Liability Company Nov 7, 2019 Fact Form D
Form D fund type: Private Equity Fund Fact Form D
Form D fund type: Private Equity Fund Apr 24, 2026 Fact Form D
Form D fund type: Private Equity Fund Apr 25, 2025 Fact Form D
Form D fund type: Private Equity Fund Apr 26, 2024 Fact Form D
Form D fund type: Private Equity Fund Apr 28, 2023 Fact Form D
Form D fund type: Private Equity Fund Apr 28, 2022 Fact Form D
Form D fund type: Private Equity Fund Nov 5, 2021 Fact Form D
Form D fund type: Private Equity Fund Nov 6, 2020 Fact Form D
Form D fund type: Private Equity Fund Nov 7, 2019 Fact Form D
Form D industry group: Pooled Investment Fund Fact Form D
Form D industry group: Pooled Investment Fund Apr 24, 2026 Fact Form D
Form D industry group: Pooled Investment Fund Apr 25, 2025 Fact Form D
Form D industry group: Pooled Investment Fund Apr 26, 2024 Fact Form D
Form D industry group: Pooled Investment Fund Apr 28, 2023 Fact Form D
Form D industry group: Pooled Investment Fund Apr 28, 2022 Fact Form D
Form D industry group: Pooled Investment Fund Nov 5, 2021 Fact Form D
Form D industry group: Pooled Investment Fund Nov 6, 2020 Fact Form D
Form D industry group: Pooled Investment Fund Nov 7, 2019 Fact Form D
Amendment: false Fact Form D
Amendment: true Apr 24, 2026 Fact Form D
Amendment: true Apr 25, 2025 Fact Form D
Amendment: true Apr 26, 2024 Fact Form D
Amendment: true Apr 28, 2023 Fact Form D
Amendment: true Apr 28, 2022 Fact Form D
Amendment: true Nov 5, 2021 Fact Form D
Amendment: true Nov 6, 2020 Fact Form D
Amendment: false Nov 7, 2019 Fact Form D
Revenue range (Form D): Decline to Disclose Fact Form D
Revenue range (Form D): Decline to Disclose Apr 24, 2026 Fact Form D
Revenue range (Form D): Decline to Disclose Apr 25, 2025 Fact Form D
Revenue range (Form D): Decline to Disclose Apr 26, 2024 Fact Form D
Revenue range (Form D): Decline to Disclose Apr 28, 2023 Fact Form D
Revenue range (Form D): Decline to Disclose Apr 28, 2022 Fact Form D
Revenue range (Form D): Decline to Disclose Nov 5, 2021 Fact Form D
Revenue range (Form D): Decline to Disclose Nov 6, 2020 Fact Form D
Revenue range (Form D): Decline to Disclose Nov 7, 2019 Fact Form D
Incorporated: withinFiveYears Fact Form D
Incorporated: overFiveYears Apr 24, 2026 Fact Form D
Incorporated: overFiveYears Apr 25, 2025 Fact Form D
Incorporated: withinFiveYears Apr 26, 2024 Fact Form D
Incorporated: withinFiveYears Apr 28, 2023 Fact Form D
Incorporated: withinFiveYears Apr 28, 2022 Fact Form D
Incorporated: withinFiveYears Nov 5, 2021 Fact Form D
Incorporated: withinFiveYears Nov 6, 2020 Fact Form D
Incorporated: withinFiveYears Nov 7, 2019 Fact Form D
Jurisdiction: Delaware Fact Form D
Jurisdiction: Delaware Apr 24, 2026 Fact Form D
Jurisdiction: Delaware Apr 25, 2025 Fact Form D
Jurisdiction: Delaware Apr 26, 2024 Fact Form D
Jurisdiction: Delaware Apr 28, 2023 Fact Form D
Jurisdiction: Delaware Apr 28, 2022 Fact Form D
Jurisdiction: Delaware Nov 5, 2021 Fact Form D
Jurisdiction: Delaware Nov 6, 2020 Fact Form D
Jurisdiction: Delaware Nov 7, 2019 Fact Form D
Amount sold (Form D): $100,000 Fact Form D
Amount sold (Form D): $6.7M Apr 24, 2026 Fact Form D
Amount sold (Form D): $6.4M Apr 25, 2025 Fact Form D
Amount sold (Form D): $4.5M Apr 26, 2024 Fact Form D
Amount sold (Form D): $3.8M Apr 28, 2023 Fact Form D
Amount sold (Form D): $2.4M Apr 28, 2022 Fact Form D
Amount sold (Form D): $1.7M Nov 5, 2021 Fact Form D
Amount sold (Form D): $771,000 Nov 6, 2020 Fact Form D
Amount sold (Form D): $100,000 Nov 7, 2019 Fact Form D
Exemptions: 06b, 3C, 3C.7 Fact Form D
Exemptions: 06b, 3C, 3C.1 Apr 24, 2026 Fact Form D
Exemptions: 06b, 3C, 3C.1 Apr 25, 2025 Fact Form D
Exemptions: 06b, 3C, 3C.1 Apr 26, 2024 Fact Form D
Exemptions: 06b, 3C, 3C.1 Apr 28, 2023 Fact Form D
Exemptions: 06b, 3C, 3C.1 Apr 28, 2022 Fact Form D
Exemptions: 06b, 3C, 3C.1 Nov 5, 2021 Fact Form D
Exemptions: 06b, 3C, 3C.7 Nov 6, 2020 Fact Form D
Exemptions: 06b, 3C, 3C.7 Nov 7, 2019 Fact Form D
First sale: 2019-11-04 Apr 24, 2026 Fact Form D
First sale: 2019-11-04 Apr 25, 2025 Fact Form D
First sale: 2019-11-04 Apr 26, 2024 Fact Form D
First sale: 2019-11-04 Apr 28, 2023 Fact Form D
First sale: 2019-11-04 Apr 28, 2022 Fact Form D
First sale: 2019-11-04 Nov 5, 2021 Fact Form D
First sale: 2019-11-04 Nov 6, 2020 Fact Form D
Indefinite offering: true Fact Form D
Indefinite offering: true Apr 24, 2026 Fact Form D
Indefinite offering: true Apr 25, 2025 Fact Form D
Indefinite offering: true Apr 26, 2024 Fact Form D
Indefinite offering: true Apr 28, 2023 Fact Form D
Indefinite offering: true Apr 28, 2022 Fact Form D
Indefinite offering: true Nov 5, 2021 Fact Form D
Indefinite offering: true Nov 6, 2020 Fact Form D
Indefinite offering: true Nov 7, 2019 Fact Form D
Investors (Form D): 1 Fact Form D
Investors (Form D): 134 Apr 24, 2026 Fact Form D
Investors (Form D): 122 Apr 25, 2025 Fact Form D
Investors (Form D): 73 Apr 26, 2024 Fact Form D
Investors (Form D): 50 Apr 28, 2023 Fact Form D
Investors (Form D): 37 Apr 28, 2022 Fact Form D
Investors (Form D): 31 Nov 5, 2021 Fact Form D
Investors (Form D): 14 Nov 6, 2020 Fact Form D
Investors (Form D): 1 Nov 7, 2019 Fact Form D
Minimum investment (Form D): 0 Fact Form D
Minimum investment (Form D): 0 Apr 24, 2026 Fact Form D
Minimum investment (Form D): 0 Apr 25, 2025 Fact Form D
Minimum investment (Form D): 0 Apr 26, 2024 Fact Form D
Minimum investment (Form D): 0 Apr 28, 2023 Fact Form D
Minimum investment (Form D): 0 Apr 28, 2022 Fact Form D
Minimum investment (Form D): 0 Nov 5, 2021 Fact Form D
Minimum investment (Form D): 0 Nov 6, 2020 Fact Form D
Minimum investment (Form D): 0 Nov 7, 2019 Fact Form D
Securities offered: pooled Fact Form D
Securities offered: pooled Apr 24, 2026 Fact Form D
Securities offered: pooled Apr 25, 2025 Fact Form D
Securities offered: pooled Apr 26, 2024 Fact Form D
Securities offered: pooled Apr 28, 2023 Fact Form D
Securities offered: pooled Apr 28, 2022 Fact Form D
Securities offered: pooled Nov 5, 2021 Fact Form D
Securities offered: pooled Nov 6, 2020 Fact Form D
Securities offered: pooled Nov 7, 2019 Fact Form D
Office address: Fact Form D
Office address: Apr 24, 2026 Fact Form D
Office address: Apr 25, 2025 Fact Form D
Office address: Apr 26, 2024 Fact Form D
Office address: Apr 28, 2023 Fact Form D
Office address: Apr 28, 2022 Fact Form D
Office address: Nov 5, 2021 Fact Form D
Office address: Nov 6, 2020 Fact Form D
Office address: Nov 7, 2019 Fact Form D
Year of incorporation: 2019 Fact Form D
Year of incorporation: 2019 Apr 26, 2024 Fact Form D
Year of incorporation: 2019 Apr 28, 2023 Fact Form D
Year of incorporation: 2019 Apr 28, 2022 Fact Form D
Year of incorporation: 2019 Nov 5, 2021 Fact Form D
Year of incorporation: 2019 Nov 6, 2020 Fact Form D
Year of incorporation: 2019 Nov 7, 2019 Fact Form D

Relationships across DFX

on 2 other DFX graphs

Across the graphs

SKK 9i Ventures, LLC Series Tr0 is the same institution as 2 records in RIA and Wealth and Private Equity.

RIA and Wealth1Private Equity1

DFX found 2 relationships across 2 datasets

Which record it is in each graph, what it is called there, and how the two were matched.

Includes 3 days of DFX Intelligence. Then $199/month unless canceled.

Checking your plan…

Record history

1 identity change, 17 dated events on the change ledger, latest event first

Fund folded
2026-09-14
Form D filed
2026-04-24source on record
Form D filed
2025-04-25source on record

+15 more changes on this record's ledger

Includes 3 days of DFX Intelligence. Then $199/month unless canceled.

The ledger records every merge, rename and reclassification this record went through and the dated filings observed on it, so the identity on this page can be traced to the records it was built from. The ledger's own sentences name other records, so they show with the names.

What matters now

Relationship network

Amounts, each with its basis

Fundraising evidence

Lifecycle

The fund's own reporting through time

Principals and agents

Service providers

Limited partners and their reported performance

Known LPs and allocators

Investments attributed to this vehicle

Timeline

Evidence

▸Relationships across DFX

Record history

Relationship network

Relationships across DFX