DFX Intelligence
Hauser Private Equity Core Fund III, LLC
As of · the latest observation of this vehicle; each figure below carries its own filing date
HarvestFundraising status unknownother manager vehicleADV: Private Equity FundOutside venture scope
A private equity fund outside venture scope, shown because its manager is on the venture graph.
As of · the latest observation of this vehicle; each figure below carries its own filing date
What matters now
- -19%reported GAV
Reported gross assets fell from $176M to $143M between the Form ADV filings of 22 Mar 2024 and 17 Sep 2026.
The fund's assets as the adviser swears them, never its size or dry powder.
Drawing the relationship network…
Amounts, each with its basis
- Vintage
- 2017basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $150Mwhat may be sold, not what was raised; file 021-278499, sworn by the adviser or filed under this vehicle
- Form D sold
- $93.0Mas of the filing of Jan 17, 2017, 26 investors
- First sale
- Jan 3, 2017
- Reported GAV
- $143Mon the Form ADV filed Sep 17, 2026; the fund's assets, never its size or dry powder
- Owners (ADV)
- 89
- Reported on ADV
- Mar 28, 2018 to Sep 17, 2026
Fundraising evidenceWhat counts as raisingA Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Unknown
latest Form D 2017-01-17, older than 15 months (fr-1)
evidence dated Jan 17, 2017.
LifecycleHarvest
vintage over 7 years, still reported
age years: 9first sale: Jan 3, 2017vintage year: 2017adv gav as of: Sep 17, 2026vintage basis: Form d first saleform d sold: $93.0Mform d offering: $150Mform d latest filed at: Jan 17, 2017
The fund's own reporting through time
12 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Mar 28, 2018 | Private Equity Fund | $20.6M | 89 | $1.0M | 6% | yes | |
| Mar 28, 2019 | Private Equity Fund | $41.5M | 89 | $1.0M | 6% | yes | |
| Mar 29, 2019 | Private Equity Fund | $41.5M | 89 | $1.0M | 6% | yes | |
| Jun 28, 2019 | Private Equity Fund | $86.5M | 89 | $1.0M | 6% | yes | |
| Mar 25, 2020 | Private Equity Fund | $122M | 89 | $1.0M | 6% | yes | |
| Sep 18, 2020 | Private Equity Fund | $122M | 89 | $1.0M | 6% | yes | |
| Sep 29, 2020 | Private Equity Fund | $122M | 89 | $1.0M | 6% | yes | |
| Mar 31, 2021 | Private Equity Fund | $172M | 89 | $1.0M | 6% | yes | |
| Mar 29, 2022 | Private Equity Fund | $207M | 89 | $1.0M | 6% | yes | |
| Mar 28, 2023 | Private Equity Fund | $171M | 89 | $1.0M | 6% | yes | |
| Mar 22, 2024 | Private Equity Fund | $176M | 89 | $1.0M | 6% | yes | |
| Sep 17, 2026 | Private Equity Fund | $143M | 89 | $1.0M | 6% |
Principals and agents
2 principals on Form D, 0 placement agents
- Mark J. Hauser Director/Promoter
- Paul M. Swanson Director/Promoter
Service providers
3 named on Form ADV Schedule D and Form D
- AuditorBARNES DENNIG & COMPANY LTD · CINCINNATI, Ohio, United StatesForm ADV filed May 7, 2026 reports.adviserinfo.sec.gov
- AdministratorPIEDMONT FUND SERVICES, INC. · HERNDON, Virginia, United StatesForm ADV filed May 7, 2026 reports.adviserinfo.sec.gov
- CustodianCITIZENS BANK · PROVIDENCE, Rhode Island, United StatesForm ADV filed May 7, 2026 reports.adviserinfo.sec.gov
Limited partners and their reported performanceWhose numbers these areEach row is the LP’s own number: its cash flows and its valuation policy as of its reporting date, not the fund’s. Net IRR is printed only when the LP prints one. The vintage is the LP’s definition (CalPERS: year of its first cash flow; WSIB: year of its initial investment).
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Known LPs and allocatorsWhat these amounts and dates areA commitment date prints only when the source printed one; otherwise the row carries the date of the report that listed it. A foundation’s 990-PF line is a holding at fair value on its return, never a commitment.
0 relationships, public pensions and the allocator graph, each counted once
No allocator names this vehicle in a public disclosure DFX holds: pension reports, foundation 990-PF returns or endowment disclosures.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
3 events
- Mar 30, 2026Custodian changed: CITIZENS BANK replaced THE HUNTINGTON NATIONAL BANK, first reported on the Form ADV filed March 30, 2026 (previous filing March 12, 2026)Custodian changed Fact Form ADV
- Mar 28, 2018Hauser Private Equity Core Fund III, LLC first reported on Form ADV by HPE Capital Management II, LLC (Private Equity Fund), GAV $20,593,571Fund first reported on Form ADV Fact Form ADV
- Jan 17, 2017Hauser Private Equity Core Fund III, LLC filed Form D: $93,050,000 sold of $150,000,000, Other Investment FundForm D filed Fact Form D
Evidence
15 observations
Every observation on this vehicle
- Entity type: Limited Liability Company Jan 17, 2017 Fact Form D
- Form D fund type: Other Investment Fund Jan 17, 2017 Fact Form D
- Form D industry group: Pooled Investment Fund Jan 17, 2017 Fact Form D
- Amendment: false Jan 17, 2017 Fact Form D
- Incorporated: withinFiveYears Jan 17, 2017 Fact Form D
- Jurisdiction: Delaware Jan 17, 2017 Fact Form D
- Amount sold (Form D): $93.0M Jan 17, 2017 Fact Form D
- Offering amount (Form D): $150M Jan 17, 2017 Fact Form D
- Exemptions: 06b Jan 17, 2017 Fact Form D
- First sale: 2017-01-03 Jan 17, 2017 Fact Form D
- Investors (Form D): 26 Jan 17, 2017 Fact Form D
- Minimum investment (Form D): 1,000,000 Jan 17, 2017 Fact Form D
- Securities offered: pooled Jan 17, 2017 Fact Form D
- Office address: Jan 17, 2017 Fact Form D
- Year of incorporation: 2016 Jan 17, 2017 Fact Form D
Relationships across DFX
on 2 other DFX graphs
Across the graphs
Hauser Private Equity Core Fund III, LLC is the same institution as 2 records in Private Equity and RIA and Wealth.
Private Equity1RIA and Wealth1
DFX found 2 relationships across 2 datasets
Which record it is in each graph, what it is called there, and how the two were matched.
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Record history
2 dated events on the change ledger, latest event first
- Fund first reported on ADV2018-03-28source on record
- Form D filed2017-01-17source on record
The ledger records every merge, rename and reclassification this record went through and the dated filings observed on it, so the identity on this page can be traced to the records it was built from. The ledger's own sentences name other records, so they show with the names.