DFX Intelligence
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Funds / M• S•••••• F••• I•• L••• S••••• 4•
M• S•••••• F••• I•• L••• S••••• 4•
Amounts, each with its basis
- Vintage
- 2014basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $327,000what may be sold, not what was raised; file 021-208236, sworn by the adviser or filed under this vehicle
- Form D sold
- $327,000as of the filing of Mar 19, 2014, 28 investors
- First sale
- Mar 17, 2014
- Reported GAV
- $327,000on the Form ADV filed Mar 30, 2024; the fund's assets, never its size or dry powder
- Owners (ADV)
- 28
- Reported on ADV
- Apr 1, 2014 to Mar 30, 2024
Fundraising evidence
Closed to new capital
Form D filed or amended 2014-03-19: the stated $327,000 offering reported fully sold (fr-1)
evidence dated Mar 19, 2014. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Harvest
vintage over 7 years, still reported
age years: 12first sale: 2014-03-17vintage year: $2,014adv gav as of: 2024-03-30vintage basis: form_d_first_saleform d sold usd: $327,000form d offering usd: $327,000form d latest filed at: 2014-03-19
The fund's own reporting through time
12 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Apr 1, 2014 | Private Equity Fund | $327,000 | 28 | $5,000 | 0% | no | |
| Apr 14, 2014 | Private Equity Fund | $327,000 | 28 | $5,000 | 0% | no | |
| Mar 30, 2015 | Private Equity Fund | $327,000 | 28 | $5,000 | 0% | no | |
| Mar 30, 2016 | Private Equity Fund | $327,000 | 28 | $5,000 | 0% | no | |
| Mar 31, 2017 | Private Equity Fund | $327,000 | 28 | $5,000 | 0% | no | |
| Mar 31, 2018 | Private Equity Fund | $327,000 | 28 | $5,000 | 0% | no | |
| Mar 28, 2019 | Private Equity Fund | $327,000 | 28 | $5,000 | 0% | no | |
| Mar 25, 2020 | Private Equity Fund | $327,000 | 28 | $5,000 | 0% | no | |
| Mar 31, 2021 | Private Equity Fund | $327,000 | 28 | $5,000 | 0% | no | |
| Mar 31, 2022 | Private Equity Fund | $327,000 | 28 | $5,000 | 0% | no | |
| Mar 31, 2023 | Private Equity Fund | $327,000 | 28 | $5,000 | 0% | no | |
| Mar 30, 2024 | Private Equity Fund | $327,000 | 28 | $5,000 | 0% | no |
Principals and agents
2 principals on Form D, 4 placement agents
- W•••••• M•••••• C•••• Executive Officer
- W•••••• M•••••• C•••• Executive Officer/Promoter
- J••••• S••••• placement agent
- G•••••• P••• placement agent
- W•••••• C•••• placement agent
- M••••••••• M••••••••• I•• placement agent
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
3 events
- Apr 1, 2014••• LockedFund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 19, 2014••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- Dec 18, 2013••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
31 observations
Every observation on this vehicle
- Entity type: Limited Liability Company Mar 19, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Liability Company Dec 18, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Private Equity Fund Mar 19, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Dec 18, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Mar 19, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Dec 18, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true Mar 19, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Dec 18, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): No Revenues Mar 19, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): No Revenues Dec 18, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Mar 19, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Dec 18, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Mar 19, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Dec 18, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $327,000 Mar 19, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $0 Dec 18, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $327,000 Mar 19, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $250,000 Dec 18, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.1 Mar 19, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.7 Dec 18, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2014-03-17 Mar 19, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 28 Mar 19, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 0 Dec 18, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 5,000 Mar 19, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 5,000 Dec 18, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Mar 19, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Dec 18, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Mar 19, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Dec 18, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2013 Mar 19, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2013 Dec 18, 2013 Fact SEC EDGAR Form D data sets (quarterly)