DFX Intelligence
LAW Finance Group Fund III
As of · the latest observation of this vehicle; each figure below carries its own filing date
HarvestFundraising status unknownother manager vehicleADV: Private Equity FundOutside venture scope
A private equity fund outside venture scope, shown because its manager is on the venture graph.
As of · the latest observation of this vehicle; each figure below carries its own filing date
2 additional principals
Every relationship, signal and contact on this record, with the source on each.
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Nothing material in the last 365 days. Last change: 5 Dec 2014, Latest Form D filed on 5 Dec 2014: $34.5M sold of $50M offered, 55 investors. A Form D amount is what was sold at the filing, never a final close.
Drawing the relationship network…
Amounts, each with its basis
- Vintage
- 2014basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $50.0Mwhat may be sold, not what was raised; file 021-229574, sworn by the adviser or filed under this vehicle
- Form D sold
- $34.5Mas of the filing of Dec 5, 2014, 55 investors
- First sale
- Dec 2, 2014
- Reported GAV
- $3.1Mon the Form ADV filed Nov 21, 2024; the fund's assets, never its size or dry powder
- Owners (ADV)
- 80
- Reported on ADV
- Jan 30, 2015 to Nov 21, 2024
Fundraising evidenceWhat counts as raisingA Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Unknown
latest Form D 2014-12-05, older than 15 months (fr-1)
evidence dated Dec 5, 2014.
LifecycleHarvest
vintage over 7 years, still reported
age years: 12first sale: Dec 2, 2014vintage year: 2014adv gav as of: Nov 21, 2024vintage basis: Form d first saleform d sold: $34.5Mform d offering: $50.0Mform d latest filed at: Dec 5, 2014
The fund's own reporting through time
18 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Jan 30, 2015 | Private Equity Fund | $34.0M | 64 | $250,000 | 8% | yes | |
| Aug 18, 2015 | Private Equity Fund | $34.0M | 64 | $250,000 | 8% | yes | |
| Mar 30, 2016 | Private Equity Fund | $63.1M | 80 | $250,000 | 5% | yes | |
| Apr 5, 2016 | Private Equity Fund | $63.1M | 80 | $250,000 | 5% | yes | |
| Mar 31, 2017 | Private Equity Fund | $39.5M | 80 | $250,000 | 5% | yes | |
| Jun 29, 2017 | Private Equity Fund | $71.4M | 79 | $250,000 | 6% | yes | |
| Feb 8, 2018 | Private Equity Fund | $63.2M | 79 | $250,000 | 6% | yes | |
| Mar 29, 2018 | Private Equity Fund | $63.2M | 79 | $250,000 | 6% | yes | |
| Jun 4, 2018 | Private Equity Fund | $63.2M | 79 | $250,000 | 6% | yes | |
| Mar 30, 2019 | Private Equity Fund | $31.9M | 79 | $250,000 | 15% | yes | |
| Mar 30, 2020 | Private Equity Fund | $18.0M | 79 | $250,000 | 4% | yes | |
| Jun 17, 2020 | Private Equity Fund | $18.0M | 79 | $250,000 | 4% | yes | |
| Mar 29, 2021 | Private Equity Fund | $15.1M | 79 | $250,000 | 24% | yes | |
| Feb 10, 2022 | Private Equity Fund | $15.1M | 79 | $250,000 | 24% | yes | |
| Mar 30, 2022 | Private Equity Fund | $8.4M | 79 | $250,000 | 24% | yes | |
| Mar 30, 2023 | Private Equity Fund | $4.1M | 80 | $250,000 | 24% | yes | |
| Mar 22, 2024 | Private Equity Fund | $3.1M | 80 | $250,000 | 23% | yes | |
| Nov 21, 2024 | Private Equity Fund | $3.1M | 80 | $250,000 | 23% | yes |
Principals and agents
5 principals on Form D, 0 placement agents
- Kevin Mccaffrey Executive Officer/Director
- Alan Zimmerman Executive Officer/Director
- Robert Antelme Executive Officer
Service providers
3 named on Form ADV Schedule D and Form D
- AuditorBURR PILGER MAYER · SAN FRANCISCO, California, United StatesForm ADV filed Mar 31, 2025 reports.adviserinfo.sec.gov
- AdministratorULTIMUS LEVERPOINT · CLIFTON PARK, New York, United StatesForm ADV filed Mar 31, 2025 reports.adviserinfo.sec.gov
- CustodianJPMorgan · SAN FRANCISCO, California, United StatesForm ADV filed Mar 31, 2025 reports.adviserinfo.sec.gov
Limited partners and their reported performanceWhose numbers these areEach row is the LP’s own number: its cash flows and its valuation policy as of its reporting date, not the fund’s. Net IRR is printed only when the LP prints one. The vintage is the LP’s definition (CalPERS: year of its first cash flow; WSIB: year of its initial investment).
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Known LPs and allocatorsWhat these amounts and dates areA commitment date prints only when the source printed one; otherwise the row carries the date of the report that listed it. A foundation’s 990-PF line is a holding at fair value on its return, never a commitment.
0 relationships, public pensions and the allocator graph, each counted once
No allocator names this vehicle in a public disclosure DFX holds: pension reports, foundation 990-PF returns or endowment disclosures.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
4 events
- Mar 30, 2022Administrator changed: ULTIMUS LEVERPOINT replaced LEVERPOINT, first reported on the Form ADV filed March 30, 2022 (previous filing February 10, 2022)Administrator changed Fact Form ADV
- Mar 30, 2019Administrator changed: LEVERPOINT replaced CORTLAND CAPITAL MARKET SERVICES LLC, first reported on the Form ADV filed March 30, 2019 (previous filing June 4, 2018)Administrator changed Fact Form ADV
- Jan 30, 2015LAW Finance Group Fund III first reported on Form ADV by LAW Finance Group Inc. (Private Equity Fund), GAV $34,000,000Fund first reported on Form ADV Fact Form ADV
- Dec 5, 2014Law Finance Group Fund III, a series of LFG Special Investor Group, LLC filed Form D: $34,545,000 sold of $50,000,000, Other Investment FundForm D filed Fact Form D
Evidence
15 observations
Every observation on this vehicle
- Entity type: Other Dec 5, 2014 Fact Form D
- Form D fund type: Other Investment Fund Dec 5, 2014 Fact Form D
- Form D industry group: Pooled Investment Fund Dec 5, 2014 Fact Form D
- Amendment: false Dec 5, 2014 Fact Form D
- Incorporated: withinFiveYears Dec 5, 2014 Fact Form D
- Jurisdiction: Delaware Dec 5, 2014 Fact Form D
- Amount sold (Form D): $34.5M Dec 5, 2014 Fact Form D
- Offering amount (Form D): $50.0M Dec 5, 2014 Fact Form D
- Exemptions: 06b, 3C, 3C.1 Dec 5, 2014 Fact Form D
- First sale: 2014-12-02 Dec 5, 2014 Fact Form D
- Investors (Form D): 55 Dec 5, 2014 Fact Form D
- Minimum investment (Form D): 0 Dec 5, 2014 Fact Form D
- Securities offered: pooled Dec 5, 2014 Fact Form D
- Office address: Dec 5, 2014 Fact Form D
- Year of incorporation: 2012 Dec 5, 2014 Fact Form D
Relationships across DFX
on 2 other DFX graphs
Across the graphs
LAW Finance Group Fund III is the same institution as 2 records in Private Equity and RIA and Wealth.
Private Equity1RIA and Wealth1
DFX found 2 relationships across 2 datasets
Which record it is in each graph, what it is called there, and how the two were matched.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
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Record history
2 dated events on the change ledger, latest event first
- Fund first reported on ADV2015-01-30source on record
- Form D filed2014-12-05source on record
The ledger records every merge, rename and reclassification this record went through and the dated filings observed on it, so the identity on this page can be traced to the records it was built from. The ledger's own sentences name other records, so they show with the names.