DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
Funds / DFJ Growth IV Parallel Fund, LLC
DFJ Growth IV Parallel Fund, LLC
Amounts, each with its basis
- Vintage
- 2020basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $31.7Mwhat may be sold, not what was raised; file 021-367698, sworn by the adviser or filed under this vehicle
- Form D sold
- $31.7Mas of the filing of Apr 27, 2021, 31 investors
- First sale
- May 11, 2020
- Reported GAV
- $37.2Mon the Form ADV filed Aug 9, 2024; the fund's assets, never its size or dry powder
- Owners (ADV)
- 33
- Reported on ADV
- Mar 29, 2021 to Aug 9, 2024
Fundraising evidence
Closed to new capital
Form D filed or amended 2021-04-27: the stated $31.7M offering reported fully sold (fr-1)
evidence dated Apr 27, 2021. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Mature
vintage 4 to 7 years
age years: 6first sale: 2020-05-11vintage year: $2,020adv gav as of: 2024-08-09vintage basis: form_d_first_saleform d sold usd: $31.7Mform d offering usd: $31.7Mform d latest filed at: 2021-04-27
The fund's own reporting through time
6 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Mar 29, 2021 | Venture Capital Fund | $26.6M | 26 | 86% | no | ||
| Mar 29, 2022 | Venture Capital Fund | $37.4M | 26 | 86% | no | ||
| May 20, 2022 | Venture Capital Fund | $37.4M | 26 | 86% | no | ||
| Mar 29, 2023 | Venture Capital Fund | $36.4M | 33 | 52% | no | ||
| Mar 29, 2024 | Venture Capital Fund | $37.2M | 33 | 52% | no | ||
| Aug 9, 2024 | Venture Capital Fund | $37.2M | 33 | 52% | no |
Principals and agents
3 principals on Form D, 0 placement agents
- John H.N. Fisher Executive Officer
- Randall S. Glein Executive Officer
- Barry M. Schuler Executive Officer
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
3 events
- Apr 27, 2021DFJ Growth IV Parallel Fund, LLC filed Form D/A: $31,660,000 sold of $31,660,000, Venture Capital FundForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- Mar 29, 2021DFJ Growth IV Parallel Fund, LLC first reported on Form ADV by DFJ Growth (Venture Capital Fund), GAV $26,557,959Fund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- May 26, 2020DFJ Growth IV Parallel Fund, LLC filed Form D: $23,755,000 sold of $23,755,000, Venture Capital FundForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
48 observations
Every observation on this vehicle
- Entity type: Limited Liability Company Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Liability Company Apr 27, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Liability Company May 26, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Apr 27, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund May 26, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Apr 27, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund May 26, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true Apr 27, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false May 26, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Not Applicable Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Not Applicable Apr 27, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Not Applicable May 26, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Apr 27, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears May 26, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Apr 27, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE May 26, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $23.8M Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $31.7M Apr 27, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $23.8M May 26, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $23.8M Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $31.7M Apr 27, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $23.8M May 26, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.1 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.1 Apr 27, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.1 May 26, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2020-05-11 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2020-05-11 Apr 27, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2020-05-11 May 26, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 21 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 31 Apr 27, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 21 May 26, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Apr 27, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 May 26, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Apr 27, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled May 26, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: 2882 SAND HILL ROAD, SUITE 150, MENLO PARK, CA, 94025 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: 2882 SAND HILL ROAD, SUITE 150, MENLO PARK, CA, 94025 Apr 27, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: 2882 SAND HILL ROAD, SUITE 150, MENLO PARK, CA, 94025 May 26, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2020 Apr 27, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2020 May 26, 2020 Fact SEC EDGAR Form D data sets (quarterly)