DFX Intelligence
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Funds / S• B••••• L•• • A••• a• S••••• o• S• B••••• L••
S• B••••• L•• • A••• a• S••••• o• S• B••••• L••
Amounts, each with its basis
- Vintage
- 2022basis: adv first reported
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $8.3Mwhat may be sold, not what was raised; file 021-395533, sworn by the adviser or filed under this vehicle
- Form D sold
- $0as of the filing of Apr 13, 2021
- First sale
- unknown
- Reported GAV
- $106Mon the Form ADV filed Mar 28, 2024; the fund's assets, never its size or dry powder
- Owners (ADV)
- 35
- Reported on ADV
- Mar 25, 2022 to Mar 28, 2024
Fundraising evidence
Unknown
latest Form D 2021-04-13, older than 15 months (fr-1)
evidence dated Apr 13, 2021. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Active deployment
vintage 2 to 4 years
age years: 4first sale: n/avintage year: $2,022adv gav as of: 2024-03-28vintage basis: adv_first_reportedform d sold usd: 0form d offering usd: $8.3Mform d latest filed at: 2021-04-13
The fund's own reporting through time
5 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Mar 25, 2022 | Private Equity Fund | $34.5M | 32 | 0% | yes | ||
| Mar 28, 2023 | Private Equity Fund | $38.4M | 35 | 1% | no | ||
| Jun 26, 2023 | Private Equity Fund | $44.4M | 35 | 1% | yes | ||
| Jul 25, 2023 | Private Equity Fund | $44.4M | 35 | 1% | yes | ||
| Mar 28, 2024 | Private Equity Fund | $106M | 35 | 1% | yes |
Principals and agents
2 principals on Form D, 0 placement agents
- J•••• S•••• Executive Officer
- S• M••••••••• L•• S• M••••••••• L•• Executive Officer/Director
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
3 events
- Mar 25, 2022••• LockedFund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- May 3, 2021••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- Apr 13, 2021••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
30 observations
Every observation on this vehicle
- Entity type: Limited Liability Company May 3, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Liability Company Apr 13, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Private Equity Fund May 3, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Private Equity Fund Apr 13, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund May 3, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Apr 13, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true May 3, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Apr 13, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Not Applicable May 3, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Not Applicable Apr 13, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears May 3, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Apr 13, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE May 3, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Apr 13, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $0 May 3, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $0 Apr 13, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $8.3M May 3, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $8.3M Apr 13, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.1 May 3, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.1 Apr 13, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 0 May 3, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 0 Apr 13, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 May 3, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Apr 13, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled May 3, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Apr 13, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked May 3, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Apr 13, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2021 May 3, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2021 Apr 13, 2021 Fact SEC EDGAR Form D data sets (quarterly)