DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
Funds / BOW River Capital Oz III, LLC
BOW River Capital Oz III, LLC
Amounts, each with its basis
- Vintage
- 2020basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $38.0Mwhat may be sold, not what was raised; file 021-375919, sworn by the adviser or filed under this vehicle
- Form D sold
- $13.1Mas of the filing of Oct 27, 2020, 33 investors
- First sale
- Sep 14, 2020
- Reported GAV
- $37.6Mon the Form ADV filed Sep 12, 2026; the fund's assets, never its size or dry powder
- Owners (ADV)
- 68
- Reported on ADV
- Sep 12, 2026 to Sep 12, 2026
Fundraising evidence
Unknown
latest Form D 2020-10-27, older than 15 months (fr-1)
evidence dated Oct 27, 2020. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Mature
vintage 4 to 7 years
age years: 6first sale: 2020-09-14vintage year: $2,020adv gav as of: 2026-09-12vintage basis: form_d_first_saleform d sold usd: $13.1Mform d offering usd: $38.0Mform d latest filed at: 2020-10-27
The fund's own reporting through time
1 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Sep 12, 2026 | $37.6M | 68 | $250,000 | 10% |
Principals and agents
3 principals on Form D, 0 placement agents
- BRC Oz 3 LLC Promoter
- Blair E. Richardson Director
- BRC Oz 3 LLC general partner (ADV 7.B.(1).A.3)
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
3 events
- Sep 12, 2026BOW River Capital Oz III, LLC first reported on Form ADV by BOW River Capital, GAV $37,605,627Fund first reported on Form ADV Fact IAPD Form ADV Part 1 PDF per firm (current filing, Schedule D 7.B.(1) and Schedule A)
- Oct 27, 2020Bow River Capital Oz III LLC filed Form D/A: $13,050,000 sold of $38,000,000, Other Investment FundForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- Sep 18, 2020Bow River Capital Oz III LLC filed Form D: $1,450,000 sold of $19,000,000, Other Investment FundForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
31 observations
Every observation on this vehicle
- Adv pdf fund: BOW RIVER CAPITAL OZ III, LLC Sep 12, 2026 Fact IAPD Form ADV Part 1 PDF per firm (current filing, Schedule D 7.B.(1) and Schedule A)
- Entity type: Limited Liability Company Oct 27, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Liability Company Sep 18, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Other Investment Fund Oct 27, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Other Investment Fund Sep 18, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Oct 27, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Sep 18, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true Oct 27, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Sep 18, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Oct 27, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Sep 18, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Oct 27, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Sep 18, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $13.1M Oct 27, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $1.4M Sep 18, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $38.0M Oct 27, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $19.0M Sep 18, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C.1 Oct 27, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C.1 Sep 18, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2020-09-14 Oct 27, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2020-09-14 Sep 18, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 33 Oct 27, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 5 Sep 18, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Oct 27, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Sep 18, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: equity,pooled Oct 27, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: equity,pooled Sep 18, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: 205 N. DETROIT ST., SUITE 800, DENVER, CO, 80206 Oct 27, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: 205 N. DETROIT ST., SUITE 800, DENVER, CO, 80206 Sep 18, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2020 Oct 27, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2020 Sep 18, 2020 Fact SEC EDGAR Form D data sets (quarterly)