DFX Intelligence
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Funds / N••••• C•••••• F••• I•• L•••
N••••• C•••••• F••• I•• L•••
Amounts, each with its basis
- Vintage
- 2021basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $150Mwhat may be sold, not what was raised; file 021-414685, sworn by the adviser or filed under this vehicle
- Form D sold
- $117Mas of the filing of Jan 6, 2022, 125 investors
- First sale
- Sep 28, 2021
- Reported GAV
- $82.3Mon the Form ADV filed Mar 26, 2024; the fund's assets, never its size or dry powder
- Owners (ADV)
- 156
- Reported on ADV
- Mar 31, 2022 to Mar 26, 2024
Fundraising evidence
Unknown
latest Form D 2022-01-06, older than 15 months (fr-1)
evidence dated Jan 6, 2022. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Mature
vintage 4 to 7 years
age years: 5first sale: 2021-09-28vintage year: $2,021adv gav as of: 2024-03-26vintage basis: form_d_first_saleform d sold usd: $117Mform d offering usd: $150Mform d latest filed at: 2022-01-06
The fund's own reporting through time
4 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Mar 31, 2022 | Venture Capital Fund | $150M | 159 | 2% | yes | ||
| Mar 3, 2023 | Venture Capital Fund | $150M | 158 | 3% | yes | ||
| Apr 28, 2023 | Venture Capital Fund | $150M | 158 | 3% | yes | ||
| Mar 26, 2024 | Venture Capital Fund | $82.3M | 156 | 3% | yes |
Principals and agents
4 principals on Form D, 1 placement agents
- I•• L••••••• Executive Officer
- C•••••• B••••••• Executive Officer
- N••••• C•••••• I• G•• L•• Executive Officer
- C•••••• L••••••• Executive Officer
- P••••••• C•••••• L•• placement agent
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
4 events
- Mar 31, 2022••• LockedFund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jan 6, 2022••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- Nov 29, 2021••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- Sep 27, 2021••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
47 observations
Every observation on this vehicle
- Entity type: L•••••• Partnership Jan 6, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: L•••••• Partnership Nov 29, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: L•••••• Partnership Sep 27, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Jan 6, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Nov 29, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Sep 27, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Jan 6, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Nov 29, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Sep 27, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true Jan 6, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true Nov 29, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Sep 27, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Not Applicable Jan 6, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Not Applicable Nov 29, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Not Applicable Sep 27, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Jan 6, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Nov 29, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Sep 27, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Jan 6, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Nov 29, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Sep 27, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $117M Jan 6, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $95.1M Nov 29, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $0 Sep 27, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $150M Jan 6, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $100M Nov 29, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $100M Sep 27, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.7 Jan 6, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.7 Nov 29, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.1, 3C.7 Sep 27, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2021-09-28 Jan 6, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2021-09-28 Nov 29, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 125 Jan 6, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 97 Nov 29, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 0 Sep 27, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Jan 6, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Nov 29, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Sep 27, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Jan 6, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Nov 29, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Sep 27, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Jan 6, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Nov 29, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Sep 27, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2021 Jan 6, 2022 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2021 Nov 29, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2021 Sep 27, 2021 Fact SEC EDGAR Form D data sets (quarterly)