DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
Funds / Svoboda Capital Fund IV (SBIC), L.P.
Svoboda Capital Fund IV (SBIC), L.P.
HarvestClosed to new capitalFundother manager vehicleADV: Private Equity FundSvoboda Capital Partners LLCDelaware
Amounts, each with its basis
- Vintage
- 2016basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $51.3Mwhat may be sold, not what was raised; file 021-276995, sworn by the adviser or filed under this vehicle
- Form D sold
- $51.3Mas of the filing of Apr 12, 2018, 18 investors
- First sale
- Dec 27, 2016
- Reported GAV
- $42.1Mon the Form ADV filed Apr 9, 2024; the fund's assets, never its size or dry powder
- Owners (ADV)
- 25
- Reported on ADV
- Mar 29, 2018 to Apr 9, 2024
Fundraising evidence
Closed to new capital
Form D filed or amended 2018-04-12: the stated $51.3M offering reported fully sold (fr-1)
evidence dated Apr 12, 2018. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Harvest
vintage over 7 years, still reported
age years: 10first sale: 2016-12-27vintage year: $2,016adv gav as of: 2024-04-09vintage basis: form_d_first_saleform d sold usd: $51.3Mform d offering usd: $51.3Mform d latest filed at: 2018-04-12
The fund's own reporting through time
11 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Mar 29, 2018 | Private Equity Fund | $20.4M | 7 | $5.0M | 3% | yes | |
| Apr 2, 2019 | Private Equity Fund | $54.3M | 19 | $1.5M | 1% | yes | |
| Apr 16, 2019 | Private Equity Fund | $54.3M | 19 | $1.5M | 1% | yes | |
| Mar 27, 2020 | Private Equity Fund | $56.1M | 25 | $1.5M | 1% | yes | |
| Mar 30, 2021 | Private Equity Fund | $59.1M | 26 | $1.0M | 1% | yes | |
| Apr 15, 2021 | Private Equity Fund | $59.1M | 26 | $1.0M | 1% | yes | |
| Mar 31, 2022 | Private Equity Fund | $66.2M | 25 | $1.0M | 1% | yes | |
| May 3, 2022 | Private Equity Fund | $66.2M | 25 | $1.0M | 1% | yes | |
| Mar 31, 2023 | Private Equity Fund | $59.4M | 25 | $1.0M | 1% | yes | |
| Mar 27, 2024 | Private Equity Fund | $42.1M | 25 | $1.0M | 1% | yes | |
| Apr 9, 2024 | Private Equity Fund | $42.1M | 25 | $1.0M | 1% | yes |
Principals and agents
5 principals on Form D, 1 placement agents
- John A. Svoboda Executive Officer/Promoter
- Andrew B. Albert Executive Officer/Promoter
- Richard J. Harpster Executive Officer/Promoter
- Thomas G. Brooker Executive Officer/Promoter
- Jeffrey S Piper Executive Officer/Promoter
- Equus Financial Consulting, LLC placement agent
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
3 events
- Apr 12, 2018Svoboda Capital Fund IV (SBIC), L.P. filed Form D/A: $51,295,000 sold of $51,295,000, Private Equity FundForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- Mar 29, 2018Svoboda Capital Fund IV (SBIC), L.P. first reported on Form ADV by Svoboda Capital Partners LLC (Private Equity Fund), GAV $20,362,967Fund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Dec 23, 2016Svoboda Capital Fund IV (SBIC), L.P. filed Form D: no sales yet of $50,000,000, Private Equity FundForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
31 observations
Every observation on this vehicle
- Entity type: Limited Partnership Apr 12, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Partnership Dec 23, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Private Equity Fund Apr 12, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Private Equity Fund Dec 23, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Apr 12, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Dec 23, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true Apr 12, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Dec 23, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Decline to Disclose Apr 12, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Decline to Disclose Dec 23, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Apr 12, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Dec 23, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Apr 12, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Dec 23, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $51.3M Apr 12, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $0 Dec 23, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $51.3M Apr 12, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $50.0M Dec 23, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.1 Apr 12, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.1, 3C.7 Dec 23, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2016-12-27 Apr 12, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 18 Apr 12, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 0 Dec 23, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Apr 12, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Dec 23, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: equity,pooled Apr 12, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: equity,pooled Dec 23, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ONE NORTH FRANKLIN STREET, SUITE 1500, CHICAGO, IL, 60606 Apr 12, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ONE NORTH FRANKLIN STREET, SUITE 1500, CHICAGO, IL, 60606 Dec 23, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2016 Apr 12, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2016 Dec 23, 2016 Fact SEC EDGAR Form D data sets (quarterly)