DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get Venture Capital Intelligence at $199 a month for every name. Every figure, date and source on this page is public either way.
Funds / V•••••• S••• F••• I•• L•••
V•••••• S••• F••• I•• L•••
Amounts, each with its basis
- Vintage
- 2001basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $3.6Mwhat may be sold, not what was raised; file 021-175486, sworn by the adviser or filed under this vehicle
- Form D sold
- $3.6Mas of the filing of Mar 23, 2012, 16 investors
- First sale
- Oct 30, 2001
- Reported GAV
- $1.2Mon the Form ADV filed Mar 28, 2024; the fund's assets, never its size or dry powder
- Owners (ADV)
- 15
- Reported on ADV
- Mar 30, 2012 to Mar 28, 2024
Fundraising evidence
Closed to new capital
Form D filed or amended 2012-03-23: the stated $3.6M offering reported fully sold (fr-1)
evidence dated Mar 23, 2012. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Harvest
vintage over 7 years, still reported
age years: 25first sale: 2001-10-30vintage year: $2,001adv gav as of: 2024-03-28vintage basis: form_d_first_saleform d sold usd: $3.6Mform d offering usd: $3.6Mform d latest filed at: 2012-03-23
The fund's own reporting through time
15 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Mar 30, 2012 | Venture Capital Fund | $3.3M | 16 | 0% | no | ||
| Oct 17, 2012 | Venture Capital Fund | $3.3M | 16 | 0% | no | ||
| Mar 27, 2013 | Venture Capital Fund | $3.3M | 16 | 0% | no | ||
| Mar 27, 2014 | Venture Capital Fund | $3.1M | 16 | 0% | no | ||
| Nov 24, 2014 | Venture Capital Fund | $3.1M | 16 | 0% | no | ||
| Mar 24, 2015 | Venture Capital Fund | $2.9M | 16 | 0% | no | ||
| Mar 25, 2016 | Venture Capital Fund | $2.0M | 16 | 67% | no | ||
| Mar 29, 2017 | Venture Capital Fund | $1.5M | 16 | 67% | no | ||
| Mar 29, 2018 | Venture Capital Fund | $1.4M | 16 | 55% | no | ||
| Mar 28, 2019 | Venture Capital Fund | $1.3M | 16 | 55% | no | ||
| Mar 30, 2020 | Venture Capital Fund | $936,353 | 16 | 55% | no | ||
| Mar 30, 2021 | Venture Capital Fund | $1.0M | 16 | 55% | no | ||
| Mar 29, 2022 | Venture Capital Fund | $974,839 | 16 | 55% | no | ||
| Mar 29, 2023 | Venture Capital Fund | $1.2M | 15 | 55% | no | ||
| Mar 28, 2024 | Venture Capital Fund | $1.2M | 15 | 55% | no |
Principals and agents
11 principals on Form D, 0 placement agents
- B•••••• N• L••••• Director
- S••••• D• C•••••• Director
- B•••• G• A••••• Director
- R••• a• J•••• Director
- C•••••• D• S•••••• Director
- B•••••• J• B••••• Director
- V•••••• V••••••• I•• L•• Director
- C•••••• M• W••••• Director
- R•••••• B• R•••••••• Director
- W•••••• J• L••• Director
- D••••• B• M••••• Director
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
2 events
- Mar 30, 2012••• LockedFund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 23, 2012••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
15 observations
Every observation on this vehicle
- Entity type: Limited Partnership Mar 23, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Mar 23, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Mar 23, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Mar 23, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Decline to Disclose Mar 23, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: overFiveYears Mar 23, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Mar 23, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $3.6M Mar 23, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $3.6M Mar 23, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06, 3C, 3C.1 Mar 23, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2001-10-30 Mar 23, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 16 Mar 23, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Mar 23, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Mar 23, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Mar 23, 2012 Fact SEC EDGAR Form D data sets (quarterly)