DFX Intelligence
Octave Tech Investment G9 LLC
As of · the latest observation of this vehicle; each figure below carries its own filing date
UnknownFundraising status unknownADV: Venture Capital Fund
As of · the latest observation of this vehicle; each figure below carries its own filing date
Nothing material in the last 365 days. Last change: 20 Mar 2024, Reported gross assets fell from $994K to $677K between the Form ADV filings of 23 Mar 2023 and 20 Mar 2024.
Drawing the relationship network…
Amounts, each with its basis
- Vintage
- unknownno dated first sale or first report yet
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- unknownwhat may be sold, not what was raised
- Form D sold
- unknown
- First sale
- unknown
- Reported GAV
- $676,595on the Form ADV filed Mar 20, 2024; the fund's assets, never its size or dry powder
- Owners (ADV)
- 1
- Reported on ADV
- Mar 31, 2021 to Mar 20, 2024
Fundraising evidence
What counts as raisingA Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.Unknown
no Form D or close on record (fr-1)
Lifecycle
Unknown
Lifecycle
no vintage and no recent Form D
first sale: n/avintage year: n/aadv gav as of: Mar 20, 2024vintage basis: n/aform d sold: n/aform d offering: n/aform d latest filed at: n/a
The fund's own reporting through time
5 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Mar 31, 2021 | Venture Capital Fund | $6.8M | 1 | $100,000 | 0% | no | |
| Jun 25, 2021 | Venture Capital Fund | $4.6M | 1 | $100,000 | 0% | no | |
| Mar 29, 2022 | Venture Capital Fund | $3.4M | 1 | $100,000 | 0% | no | |
| Mar 23, 2023 | Venture Capital Fund | $993,812 | 1 | $100,000 | 0% | no | |
| Mar 20, 2024 | Venture Capital Fund | $676,595 | 1 | $100,000 | 0% | no |
Principals and agents
0 principals on Form D, 0 placement agents
No Form D related person on record.
Service providers
2 named on Form ADV Schedule D and Form D
- CustodianMorgan Stanley · MCLEAN, Virginia, United StatesForm ADV filed Mar 20, 2024 sec.gov
- MarketerCANTOR FITZGERALD · TOKYO, JapanForm ADV filed Mar 20, 2024 sec.gov
Limited partners and their reported performance
Whose numbers these areEach row is the LP’s own number: its cash flows and its valuation policy as of its reporting date, not the fund’s. Net IRR is printed only when the LP prints one. The vintage is the LP’s definition (CalPERS: year of its first cash flow; WSIB: year of its initial investment).0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Known LPs and allocators
What these amounts and dates areA commitment date prints only when the source printed one; otherwise the row carries the date of the report that listed it. A foundation’s 990-PF line is a holding at fair value on its return, never a commitment.0 relationships, public pensions and the allocator graph, each counted once
No allocator names this vehicle in a public disclosure DFX holds: pension reports, foundation 990-PF returns or endowment disclosures.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
3 events
- Mar 23, 2023Custodian changed: Morgan Stanley replaced FIDELITY BROKERAGE SERVICES LLC, first reported on the Form ADV filed March 23, 2023 (previous filing March 29, 2022)Custodian changed Fact Form ADV
- Jun 25, 2021Custodian changed: FIDELITY BROKERAGE SERVICES LLC replaced CONTINENTAL STOCK TRANSFER & TRUST COMPANY, first reported on the Form ADV filed June 25, 2021 (previous filing March 31, 2021)Custodian changed Fact Form ADV
- Mar 31, 2021Octave Tech Investment G9 LLC first reported on Form ADV by Octave Ventures LLC (Venture Capital Fund), GAV $6,826,000Fund first reported on Form ADV Fact Form ADV
Evidence
0 observations
Every observation on this vehicle
Relationships across DFX
on 1 other DFX graph
Across the graphs
Octave Tech Investment G9 LLC is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
The joined record opens with the product, beside every other relationship on this page.
Checking your plan…
Record history
1 dated event on the change ledger, latest event first
- Fund first reported on ADV2021-03-31source on record
The ledger records every merge, rename and reclassification this record went through and the dated filings observed on it, so the identity on this page can be traced to the records it was built from. The ledger's own sentences name other records, so they show with the names.