DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get Venture Capital Intelligence at $199 a month for every name. Every figure, date and source on this page is public either way.
Funds / P••• S••••• V•••••• G•••••• L••
P••• S••••• V•••••• G•••••• L••
Amounts, each with its basis
- Vintage
- 2013basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $150Mwhat may be sold, not what was raised; file 021-192890, sworn by the adviser or filed under this vehicle
- Form D sold
- $11.0Mas of the filing of Jun 3, 2014, 30 investors
- First sale
- May 15, 2013
- Reported GAV
- $13.4Mon the Form ADV filed Mar 22, 2019; the fund's assets, never its size or dry powder
- Owners (ADV)
- 71
- Reported on ADV
- Jan 27, 2017 to Mar 22, 2019
Fundraising evidence
Unknown
latest Form D 2014-06-03, older than 15 months (fr-1)
evidence dated Jun 3, 2014. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Harvest
vintage over 7 years, still reported
age years: 13first sale: 2013-05-15vintage year: $2,013adv gav as of: 2019-03-22vintage basis: form_d_first_saleform d sold usd: $11.0Mform d offering usd: $150Mform d latest filed at: 2014-06-03
The fund's own reporting through time
13 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Jan 27, 2017 | Venture Capital Fund | $15.0M | 71 | $250,000 | 0% | yes | |
| Mar 8, 2017 | Venture Capital Fund | $15.0M | 71 | $250,000 | 0% | yes | |
| Jul 14, 2017 | Venture Capital Fund | $16.0M | 71 | $250,000 | 0% | yes | |
| Aug 16, 2017 | Venture Capital Fund | $16.0M | 71 | $250,000 | 0% | yes | |
| Mar 28, 2018 | Venture Capital Fund | $14.0M | 71 | $250,000 | 0% | yes | |
| Jun 13, 2018 | Venture Capital Fund | $14.0M | 71 | $250,000 | 0% | yes | |
| Jun 13, 2018 | Venture Capital Fund | $14.0M | 71 | $250,000 | 0% | yes | |
| Dec 6, 2018 | Venture Capital Fund | $14.0M | 71 | $250,000 | 0% | yes | |
| Mar 22, 2019 | Venture Capital Fund | $13.4M | 71 | $250,000 | 0% | yes | |
| Mar 31, 2021 | Private Equity Fund | $10.7M | 71 | $250,000 | 0% | yes | |
| Apr 15, 2021 | Private Equity Fund | $10.7M | 71 | $250,000 | 0% | yes | |
| Jul 5, 2021 | Private Equity Fund | $10.7M | 71 | $250,000 | 0% | yes | |
| Mar 18, 2022 | Private Equity Fund | $7.2M | 71 | $250,000 | 0% | no |
Principals and agents
1 principals on Form D, 0 placement agents
- D••• A••• B••••••• Director
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
4 events
- Jul 22, 2022••• LockedFund no longer reported Inference SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 31, 2021••• LockedFund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jun 3, 2014••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- Mar 7, 2013••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
31 observations
Every observation on this vehicle
- Entity type: Limited Liability Company Jun 3, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Liability Company Mar 7, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Jun 3, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Mar 7, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Jun 3, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Mar 7, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true Jun 3, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Mar 7, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): No Revenues Jun 3, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): No Revenues Mar 7, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Jun 3, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Mar 7, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: CALIFORNIA Jun 3, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: CALIFORNIA Mar 7, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $11.0M Jun 3, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $0 Mar 7, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $150M Jun 3, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $150M Mar 7, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 3C, 3C.1, 3C.7 Jun 3, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 3C, 3C.1, 3C.7 Mar 7, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2013-05-15 Jun 3, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 30 Jun 3, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 0 Mar 7, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 250,000 Jun 3, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 250,000 Mar 7, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Jun 3, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Mar 7, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Jun 3, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Mar 7, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2012 Jun 3, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2012 Mar 7, 2013 Fact SEC EDGAR Form D data sets (quarterly)