DFX Intelligence
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Funds / C•••• B•••••• C•••••• S•••• C••••••••• L•
C•••• B•••••• C•••••• S•••• C••••••••• L•
HarvestUnknownSPV or co-invest vehicleother manager vehicleADV: Private Equity FundC•••• B•••••• C••••••United Kingdom
Amounts, each with its basis
- Vintage
- 2011basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- indefinitewhat may be sold, not what was raised; file 021-169337, sworn by the adviser or filed under this vehicle
- Form D sold
- $66.5Mas of the filing of Nov 19, 2012, 7 investors
- First sale
- Nov 14, 2011
- Reported GAV
- $62,335on the Form ADV filed Mar 30, 2020; the fund's assets, never its size or dry powder
- Owners (ADV)
- 7
- Reported on ADV
- Aug 20, 2012 to Mar 30, 2020
Fundraising evidence
Unknown
latest Form D 2012-11-19, older than 15 months (fr-1)
evidence dated Nov 19, 2012. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Harvest
vintage over 7 years, still reported
age years: 15first sale: 2011-11-14vintage year: $2,011adv gav as of: 2020-03-30vintage basis: form_d_first_saleform d sold usd: $66.5Mform d offering usd: n/aform d latest filed at: 2012-11-19
The fund's own reporting through time
10 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Aug 20, 2012 | Private Equity Fund | $59.8M | 7 | $1 | 0% | yes | |
| Feb 7, 2013 | Private Equity Fund | $59.8M | 7 | $1 | 0% | yes | |
| Jan 28, 2014 | Private Equity Fund | $59.8M | 7 | $1 | 0% | yes | |
| Jan 28, 2014 | Private Equity Fund | $59.8M | 7 | $1 | 0% | yes | |
| Feb 3, 2015 | Private Equity Fund | $59.8M | 7 | $1 | 0% | yes | |
| Feb 1, 2016 | Private Equity Fund | $59.8M | 7 | $1 | 0% | yes | |
| Jan 18, 2017 | Private Equity Fund | $59.8M | 7 | $1 | 0% | yes | |
| Jan 15, 2018 | Private Equity Fund | $803,771 | 7 | $1 | 0% | yes | |
| Jan 30, 2019 | Private Equity Fund | $62,335 | 7 | $1 | 0% | yes | |
| Mar 30, 2020 | Private Equity Fund | $62,335 | 7 | $1 | 0% | yes |
Principals and agents
8 principals on Form D, 0 placement agents
- A•••••••• A•••• S•••••• Executive Officer/Director
- S••••• G••••• P••••• Executive Officer/Director
- J•••• G••••• L••• Executive Officer/Director
- W•••••• A•••• T••••••• Executive Officer/Director
- K•••• G••••• M••••••• Executive Officer/Director
- K•••• A•••• G••••• Executive Officer/Director
- D•••••• G••••• H•••••• Executive Officer/Director
- J•••• A•••• M••••• Executive Officer/Director
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
3 events
- Nov 19, 2012••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- Aug 20, 2012••• LockedFund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Nov 29, 2011••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
32 observations
Every observation on this vehicle
- Entity type: Limited Partnership Nov 19, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Partnership Nov 29, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Private Equity Fund Nov 19, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Private Equity Fund Nov 29, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Nov 19, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Nov 29, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true Nov 19, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Nov 29, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Decline to Disclose Nov 19, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Decline to Disclose Nov 29, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Nov 19, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Nov 29, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: UNITED KINGDOM Nov 19, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: UNITED KINGDOM Nov 29, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $66.5M Nov 19, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $66.5M Nov 29, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $66.5M Nov 29, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06, 3C, 3C.7 Nov 19, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06, 3C, 3C.7 Nov 29, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2011-11-14 Nov 19, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2011-11-14 Nov 29, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Indefinite offering: true Nov 19, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 7 Nov 19, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 7 Nov 29, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Nov 19, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Nov 29, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Nov 19, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Nov 29, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Nov 19, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Nov 29, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2011 Nov 19, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2011 Nov 29, 2011 Fact SEC EDGAR Form D data sets (quarterly)