DFX Intelligence
Service provider opportunities
Funds and companies that just crossed a threshold that creates workHow triggers are readEvery row is a dated filing or announcement. The date is the source’s own (the filing date, the announcement date); a lifecycle state is dated by the filing that reports it, and a person no longer listed at an adviser is an inference from the filing or the team page that dropped them.A company Form D is the SEC offering, not a venture round: it names the issuer, the amount and the people, never the stage, the lead or the investors.
218 triggers dated in the last 90 days, newest first.
- Fund in harvestSep 25, 2026 state as of filing
- Why it matters
- The fund's lifecycle is harvest: exits, distributions and possibly a continuation vehicle.
- Likely need
- Secondaries and continuation advisers, counsel, audit
- Existing provider
- Administrator: DYNAMO SOFTWARE, LLC; Auditor: ERNST & YOUNG LLP; Custodian: CITY NATIONAL BANK; Custodian: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED; Custodian: J.P. MORGAN SECURITIES LLC; Custodian: MORGAN STANLEY SMITH BARNEY LLC; Prime broker: MORGAN STANLEY; Prime broker: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (this fund, Form ADV Schedule D)
- Potential decision maker
- III Joseph Patrick Hanson, Chief Compliance Officer & Chief Administrative Officer (Form ADV Schedule A)
- Evidence
- Lifecycle harvest, vintage 2018 · $581M gross assets on Form ADV · SEC Form ADV
- Fund in harvestSep 25, 2026 state as of filing
- Why it matters
- The fund's lifecycle is harvest: exits, distributions and possibly a continuation vehicle.
- Likely need
- Secondaries and continuation advisers, counsel, audit
- Existing provider
- Administrator: DYNAMO SOFTWARE, LLC; Auditor: ERNST & YOUNG LLP; Custodian: CITY NATIONAL BANK; Custodian: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED; Custodian: J.P. MORGAN SECURITIES LLC; Custodian: MORGAN STANLEY SMITH BARNEY LLC; Prime broker: MORGAN STANLEY; Prime broker: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (this fund, Form ADV Schedule D)
- Potential decision maker
- III Joseph Patrick Hanson, Chief Compliance Officer & Chief Administrative Officer (Form ADV Schedule A)
- Evidence
- Lifecycle harvest, vintage 2017 · $332M gross assets on Form ADV · SEC Form ADV
- Fund in harvestSep 25, 2026 state as of filing
- Why it matters
- The fund's lifecycle is harvest: exits, distributions and possibly a continuation vehicle.
- Likely need
- Secondaries and continuation advisers, counsel, audit
- Existing provider
- Administrator: DYNAMO SOFTWARE, LLC; Auditor: ERNST & YOUNG LLP; Custodian: CITY NATIONAL BANK; Custodian: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED; Custodian: J.P. MORGAN SECURITIES LLC; Custodian: MORGAN STANLEY SMITH BARNEY LLC; Prime broker: MORGAN STANLEY; Prime broker: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (this fund, Form ADV Schedule D)
- Potential decision maker
- III Joseph Patrick Hanson, Chief Compliance Officer & Chief Administrative Officer (Form ADV Schedule A)
- Evidence
- Lifecycle harvest, vintage 2018 · $184M gross assets on Form ADV · SEC Form ADV
- Fund in harvestSep 25, 2026 state as of filing
- Why it matters
- The fund's lifecycle is harvest: exits, distributions and possibly a continuation vehicle.
- Likely need
- Secondaries and continuation advisers, counsel, audit
- Existing provider
- Administrator: DYNAMO SOFTWARE, LLC; Auditor: ERNST & YOUNG LLP; Custodian: CITY NATIONAL BANK; Custodian: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED; Custodian: J.P. MORGAN SECURITIES LLC; Custodian: MORGAN STANLEY SMITH BARNEY LLC; marketer: CSP SECURITIES, LP; marketer: HAMILTON MILLER INVESTMENTS, LLC; Prime broker: MORGAN STANLEY; Prime broker: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (this fund, Form ADV Schedule D)
- Potential decision maker
- III Joseph Patrick Hanson, Chief Compliance Officer & Chief Administrative Officer (Form ADV Schedule A)
- Evidence
- Lifecycle harvest, vintage 2010 · $81.5M gross assets on Form ADV · SEC Form ADV
- Fund in harvestSep 25, 2026 state as of filing
- Why it matters
- The fund's lifecycle is harvest: exits, distributions and possibly a continuation vehicle.
- Likely need
- Secondaries and continuation advisers, counsel, audit
- Existing provider
- Administrator: DYNAMO SOFTWARE, LLC; Auditor: ERNST & YOUNG LLP; Custodian: CITY NATIONAL BANK; Custodian: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED; Custodian: J.P. MORGAN SECURITIES LLC; Custodian: MORGAN STANLEY SMITH BARNEY LLC; Prime broker: MORGAN STANLEY; Prime broker: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (this fund, Form ADV Schedule D)
- Potential decision maker
- III Joseph Patrick Hanson, Chief Compliance Officer & Chief Administrative Officer (Form ADV Schedule A)
- Evidence
- Lifecycle harvest, vintage 2016 · $298M gross assets on Form ADV · SEC Form ADV
+213 additional service provider triggers match these filters
Among the next 75: 70 Fund in harvest, 5 Continuation vehicle
Every name, figure and source on each row, the record behind it, and exports of 50 rows a file during the 3 days.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
Contact values are on each person’s record, where they print only when their display rights are established. Existing providers are those the adviser names on Form ADV Schedule D for the fund, or on most of the manager’s funds. Emerging managers and fund cycles