DFX Intelligence

Venture Capital Intelligence

Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.

People / James William Spann

James William Spann

PartnerShareholderESP Investment Advisors LLCTX

Roles

2 current, 1 past

ESC Investment Advisors LLC Shareholder
Oct 1, 1997 to present · “Schedule A: SPANN, JAMES, WILLIAM, SHAREHOLDER, since 10/1997, ownership C, control person Y”
Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
ESP Investment Advisors LLC Shareholder
Oct 1, 1997 to present · “Schedule A: SPANN, JAMES, WILLIAM, SHAREHOLDER, since 10/1997, ownership C, control person Y”
Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
ETC Investment Advisors LLC Deputy Compliance Officer
Jan 1, 2023 to Mar 29, 2023 · “Listed on Schedule A of filing 2023-01-17 as DEPUTY COMPLIANCE OFFICER, absent from filing 2023-03-29”
Inference SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)

Investments attributed to this person

No investment attributed yet. Attribution needs a source naming this person on the deal: a quote, a board seat, a portfolio page credit.

Board seats and vehicles

0 boards, 0 vehicles

None on record.

Timeline

Mar 29, 2023
James William Spann (Deputy Compliance Officer) no longer on Schedule A of ETC Investment Advisors LLC
Person left Inference SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)