Tracy Kate Abbott

Chief Compliance Officerat Oxford Finance Advisors, LLC· VA
Current roles
2
Investments attributed
0
Board seats
0
Form D directors and board-seat deals
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As of · this person's identity; each section below carries its own date

What matters now

  1. 2023
    since

    Chief Compliance Officer at Newview Capital Management, LLC since 1 Oct 2023.

    Tenure says how settled this partner is at the firm.

    FactForm ADV Schedule A and the firm's team pageFor Founders, LPsRoles →
Drawing the relationship network…
Roles
2 current, 1 past
  • Newview Capital Management, LLC Chief Compliance Officer
    Oct 1, 2023 to present · “Schedule A: ABBOTT, TRACY, KATE, CHIEF COMPLIANCE OFFICER, since 10/2023, ownership NA, control person Y”
  • Oxford Finance Advisors, LLC Chief Compliance Officer
    Aug 1, 2023 to present · “Schedule A: ABBOTT, TRACY, KATE, CHIEF COMPLIANCE OFFICER, since 08/2023, ownership NA, control person N”
  • Rethink Capital Partners, LLC Chief Compliance Officer / Chief Compliance And Risk Officer, Rethink Capital Partners Llc
    Jul 1, 2019 to Mar 31, 2023 · “Listed on Schedule A of filing 2022-10-07 as CHIEF COMPLIANCE OFFICER / CHIEF COMPLIANCE AND RISK OFFICER, RETHINK CAPITAL PARTNERS LLC, absent from filing 2023”
    Inference Form ADV
Investments attributed to this person
0
No investment attributed yet. Attribution needs a source naming this person on the deal: a quote, a board seat, a portfolio page credit.
Board seats and vehicles
0 boards, 0 vehicles
None on record.
Timeline
8 dated entries: events, attributed deals, board seats and role changes
  1. Oct 1, 2023
    Tracy Kate Abbott joined Schedule A of Newview Capital Management, LLC as Chief Compliance Officer
    Person joined Fact Newview Capital Management, LLC Form ADV
  2. Oct 1, 2023
    Joined Newview Capital Management, LLC as Chief Compliance Officer
    Role began Fact Newview Capital Management, LLC Form ADV
  3. Aug 1, 2023
    Tracy Kate Abbott joined Schedule A of Oxford Finance Advisors, LLC as Chief Compliance Officer
    Person joined Fact Oxford Finance Advisors, LLC Form ADV
  4. Aug 1, 2023
    Joined Oxford Finance Advisors, LLC as Chief Compliance Officer
    Role began Fact Oxford Finance Advisors, LLC Form ADV
  5. Mar 31, 2023
    Tracy Kate Abbott (Chief Compliance Officer / Chief Compliance And Risk Officer, Rethink Capital Partners Llc) no longer on Schedule A of Rethink Capital Partners, LLC
    Person left Inference Rethink Capital Partners, LLC Form ADV
Full timeline · 8 entriesnewest first
  1. Oct 1, 2023
    Tracy Kate Abbott joined Schedule A of Newview Capital Management, LLC as Chief Compliance Officer
    Person joined Fact Newview Capital Management, LLC Form ADV
  2. Oct 1, 2023
    Joined Newview Capital Management, LLC as Chief Compliance Officer
    Role began Fact Newview Capital Management, LLC Form ADV
  3. Aug 1, 2023
    Tracy Kate Abbott joined Schedule A of Oxford Finance Advisors, LLC as Chief Compliance Officer
    Person joined Fact Oxford Finance Advisors, LLC Form ADV
  4. Aug 1, 2023
    Joined Oxford Finance Advisors, LLC as Chief Compliance Officer
    Role began Fact Oxford Finance Advisors, LLC Form ADV
  5. Mar 31, 2023
    Tracy Kate Abbott (Chief Compliance Officer / Chief Compliance And Risk Officer, Rethink Capital Partners Llc) no longer on Schedule A of Rethink Capital Partners, LLC
    Person left Inference Rethink Capital Partners, LLC Form ADV
  6. Mar 31, 2023
    Left Rethink Capital Partners, LLC as Chief Compliance Officer / Chief Compliance And Risk Officer, Rethink Capital Partners Llc
    Role ended Inference Rethink Capital Partners, LLC Form ADV
  7. Jul 1, 2019
    Tracy Kate Abbott joined Schedule A of Seavest Investment Group, LLC as Chief Compliance Officer / Seavest Investment Group Llc
    Person joined Fact Rethink Capital Partners, LLC Form ADV
  8. Jul 1, 2019
    Joined Rethink Capital Partners, LLC as Chief Compliance Officer / Chief Compliance And Risk Officer, Rethink Capital Partners Llc
    Role began Inference Rethink Capital Partners, LLC Form ADV

Relationships across DFX

on 2 other DFX graphs
Across the graphs

Tracy Kate Abbott is the same institution as 2 records in Private Equity and Real Estate Funds.

Private Equity1Real Estate Funds1

DFX found 2 relationships across 2 datasets

Which record it is in each graph, what it is called there, and how the two were matched.

Includes 3 days of DFX Intelligence. Then $199/month unless canceled.

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Record history

4 dated events on the change ledger, latest event first
  • Person joined
    2023-10-01source on record
  • Person joined
    2023-08-01source on record
  • Person left
    2023-03-31source on record

+1 more change on this record's ledger

Includes 3 days of DFX Intelligence. Then $199/month unless canceled.

The ledger records every merge, rename and reclassification this record went through and the dated filings observed on it, so the identity on this page can be traced to the records it was built from. The ledger's own sentences name other records, so they show with the names.