DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
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People / D••••• K• L••
D••••• K• L••
Roles
1 current, 1 past
- A•• B••• L••• Chief Compliance Officer For Investment AdvisorJun 1, 2021 to present · “Schedule A: LAI, DANIEL K, CHIEF COMPLIANCE OFFICER FOR INVESTMENT ADVISOR, since 06/2021, ownership NA, control person Y”
- A•• B••• L••• Chief Operations OfficerJun 1, 2021 to Jul 26, 2022 · “Listed on Schedule A of filing 2022-06-29 as CHIEF OPERATIONS OFFICER, absent from filing 2022-07-26”
Investments attributed to this person
0
No investment attributed yet. Attribution needs a source naming this person on the deal: a quote, a board seat, a portfolio page credit.
Board seats and vehicles
0 boards, 0 vehicles
None on record.
Timeline
2
- Jul 26, 2022D••••• K• L•• (Chief Operations Officer) no longer on Schedule A of A•• B••• L•••
- Jun 1, 2021D••••• K• L•• joined Schedule A of A•• B••• L••• as Chief Operations Officer Of The Broker-Dealer, Chief Compliance Officer Of The Registered Investment Advisor