This provider
The service provider's name, 12 additional funds served, 3 provider changes
Every relationship, signal and contact on this record, with the source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
Nothing material in the last 365 days.
Funds served
About this sectionA fund is served when its adviser names this provider in the role on the fund’s latest Form ADV, or names it as a sales compensation recipient on a Form D. Gross assets are the adviser’s own figure on Form ADV; an implausible figure is left out rather than printed.
| Fund | Manager | Role | Vintage | Gross assets | Latest filing |
|---|---|---|---|---|---|
| SKK 9i Ventures, LLC Series At1 | Shepherd Kaplan Krochuk, LLC | Placement agent | 2024 | $1.4M | Form D Apr 24, 2026 sec.gov |
| SKK 9i Ventures, LLC Series Tr0 | Shepherd Kaplan Krochuk, LLC | Placement agent | 2019 | $1.2M | Form D Apr 24, 2026 sec.gov |
| SKK 9i Ventures, LLC Series Et1 | Shepherd Kaplan Krochuk, LLC | Placement agent | 2024 | $533,784 | Form D Apr 24, 2026 sec.gov |
Managers served
- Shepherd Kaplan Krochuk, LLC15 funds, $4.5M reported gross assets
Change history
- Apr 26, 2024Rename Placement agent: First Dominion Capital Corp, Sanders Morris Harris LLC, The Leaders Group, Inc., Old City Securities, LLC, this provider, Finalis Securities LLC replaced Aqueduct Capital Group, LLC, First Dominion Capital Corp at SKK Ventures Qp, LLC Series Bd2 · Shepherd Kaplan Krochuk, LLCForm D, previous Apr 28, 2023 sec.gov
- Apr 26, 2024Rename Placement agent: First Dominion Capital Corp, Sanders Morris Harris LLC, Aqueduct Capital Group, LLC, this provider, Finalis Securities LLC replaced First Dominion Capital Corp, Old City Securities, LLC, The Leaders Group, Inc. at SKK Ventures Qp, LLC Series Ct1 and 1 more of the same manager’s funds · Shepherd Kaplan Krochuk, LLCForm D, previous Apr 28, 2023 sec.gov
- Apr 26, 2024Won Placement agent: this provider replaced Sanders Morris Harris LLC at SKK 9i Ventures Qp, LLC Series Tr0 and 3 more of the same manager’s funds · Shepherd Kaplan Krochuk, LLCForm D, previous Apr 28, 2023 sec.gov
Competitive position
About this sectionA decision is one manager’s filing that names a different provider in the role with none carried over. An acquisition is shown as a succession and never counted as won or lost; two names of one firm family are neither.
Named as placement agent on 15 venture funds, 0.1% of the venture funds with a placement agent on record. Won 2 and lost 0 adviser decisions from 2024 to 2026: a net gain of 2.
Who it serves, by manager type
| Funds | Managers | |
|---|---|---|
| Institutional venture firm | 15 | 1 |
By fund size
| Funds | Managers | |
|---|---|---|
| Under $25M | 13 | 1 |
| $25M to $100M | 2 | 1 |
By manager state
| Funds | Managers | |
|---|---|---|
| Massachusetts | 15 | 1 |
Adviser decisions by year
| Filing year | Won (funds) | Lost (funds) | By acquisition |
|---|---|---|---|
| 2024 | 2 (4) | 0 (0) | none |
Where it wins and loses: manager type
| Won | Lost | |
|---|---|---|
| Institutional venture firm | 2 | 0 |
Fund size
| Won | Lost | |
|---|---|---|
| Under $25M | 2 | 0 |
Manager state
| Won | Lost | |
|---|---|---|
| Massachusetts | 2 | 0 |
Loses most often to
No adviser moved a fund from this provider in the last three years.
Wins most often from
- Sanders Morris Harris LLC2 decisions, 4 funds
Decisions since 2023 for the breakdowns and the lists, five filing years for the table. One manager’s filing is one decision however many funds it moves. No change to or from this provider is recorded as an acquisition.
Who to call
The managers to call are listed by name for a reader with the venture graph. See the placement agent opportunity list
Filing evidence
- First named
- Apr 26, 2024
- Latest filing
- Apr 24, 2026
- CRD
- 000290765
Sources: SEC Form ADV Schedule D (Section 7.B.(1) items 23 to 28) and Form D sales compensation recipients, each row linked to its filing above.
Ask and follow
A provider can be followed from its named record.