This provider
The service provider's name, 16 additional funds served
Every relationship, signal and contact on this record, with the source on each.
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What matters now
- Won2 funds
Shepherd Kaplan Krochuk, LLC moved 2 funds to this provider as placement agent, from Sanders Morris Harris LLC, PCF Capital Markets LLC.
A new client relationship, first shown on this filing.
- 1 / 0decisions won / lost
In the last 12 months advisers moved 2 funds to this provider (1 decision) and 0 away (0 decisions).
One adviser moving many vehicles on one filing is counted as one decision.
DerivedForm ADV and Form D filings, consecutive filings compared
Funds served
About this sectionA fund is served when its adviser names this provider in the role on the fund’s latest Form ADV, or names it as a sales compensation recipient on a Form D. Gross assets are the adviser’s own figure on Form ADV; an implausible figure is left out rather than printed.
| Fund | Manager | Role | Vintage | Gross assets | Latest filing |
|---|---|---|---|---|---|
| SKK 9i Ventures, LLC Series At1 | Shepherd Kaplan Krochuk, LLC | Placement agent | 2024 | $1.4M | Form D Apr 24, 2026 sec.gov |
| SKK 9i Ventures, LLC Series At0 | Shepherd Kaplan Krochuk, LLC | Placement agent | 2023 | $1.3M | Form D Apr 24, 2026 sec.gov |
| SKK 9i Ventures, LLC Series Tr0 | Shepherd Kaplan Krochuk, LLC | Placement agent | 2019 | $1.2M | Form D Apr 24, 2026 sec.gov |
Managers served
- Shepherd Kaplan Krochuk, LLC19 funds, $6.8M reported gross assets
Change history
- Apr 24, 2026Won Placement agent: this provider replaced Sanders Morris Harris LLC, PCF Capital Markets LLC at SKK 9i Ventures Qp, LLC Series At1 and 1 more of the same manager’s funds · Shepherd Kaplan Krochuk, LLCForm D, previous Apr 28, 2023 sec.gov
- Apr 26, 2024Rename Placement agent: First Dominion Capital Corp, Sanders Morris Harris LLC, this provider, Old City Securities, LLC, PCF Capital Markets, LLC, Finalis Securities LLC replaced Aqueduct Capital Group, LLC, First Dominion Capital Corp at SKK Ventures Qp, LLC Series Bd2 · Shepherd Kaplan Krochuk, LLCForm D, previous Apr 28, 2023 sec.gov
- Apr 26, 2024Rename Placement agent: First Dominion Capital Corp, this provider, Old City Securities, LLC, PCF Capital Markets, LLC, Finalis Securities LLC replaced Aqueduct Capital Group, LLC, First Dominion Capital Corp, Sanders Morris Harris LLC at SKK Ventures Qp, LLC Series Wg5 · Shepherd Kaplan Krochuk, LLCForm D, previous Apr 28, 2023 sec.gov
Competitive position
About this sectionA decision is one manager’s filing that names a different provider in the role with none carried over. An acquisition is shown as a succession and never counted as won or lost; two names of one firm family are neither.
Named as placement agent on 19 venture funds, 0.1% of the venture funds with a placement agent on record. Won 2 and lost 0 adviser decisions from 2024 to 2026: a net gain of 2.
Who it serves, by manager type
| Funds | Managers | |
|---|---|---|
| Institutional venture firm | 19 | 1 |
By fund size
| Funds | Managers | |
|---|---|---|
| Under $25M | 18 | 1 |
| $25M to $100M | 1 | 1 |
By manager state
| Funds | Managers | |
|---|---|---|
| Massachusetts | 19 | 1 |
Adviser decisions by year
| Filing year | Won (funds) | Lost (funds) | By acquisition |
|---|---|---|---|
| 2026 | 2 (2) | 0 (0) | none |
Where it wins and loses: manager type
| Won | Lost | |
|---|---|---|
| Institutional venture firm | 2 | 0 |
Fund size
| Won | Lost | |
|---|---|---|
| Under $25M | 2 | 0 |
Manager state
| Won | Lost | |
|---|---|---|
| Massachusetts | 2 | 0 |
Loses most often to
No adviser moved a fund from this provider in the last three years.
Wins most often from
- Sanders Morris Harris LLC2 decisions, 2 funds
- PCF Capital Markets LLC2 decisions, 2 funds
Decisions since 2023 for the breakdowns and the lists, five filing years for the table. One manager’s filing is one decision however many funds it moves. No change to or from this provider is recorded as an acquisition.
Who to call
The managers to call are listed by name for a reader with the venture graph. See the placement agent opportunity list
Filing evidence
- First named
- Apr 26, 2024
- Latest filing
- Apr 24, 2026
- CRD
- 000037157
Sources: SEC Form ADV Schedule D (Section 7.B.(1) items 23 to 28) and Form D sales compensation recipients, each row linked to its filing above.
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