DFX Intelligence
Allocator Intelligence
The capital-owner graph behind private markets. Who owns the capital, who decides, how much, under what policy, on whose advice, to which managers, and what changed, with a source and a date behind every row. A target is never an actual, a disclosed holding is never an approval, and an estimate says so.
Taft-Hartley plan
Employers and Laborers Locals 100 & 397 Pension Fund
Taft-Hartley planSaint Louis, MO
Assets
$136M
Total assets, Jul 31, 2025 reported
Funded
103.1%
Aug 1, 2024
Private markets target
n/a
policy Jul 31, 2025
Commitments
30
none on the tape
Plan sponsor: Employers and Laborers Locals 100 & 397 Pension Fund
Allocation policy
Form 5500, as of Jul 31, 2025
Actual allocation lines without a target (as filed)
- Interest-bearing cash 1.4%
- Non-interest-bearing cash 0.6%
- Corporate debt instruments (other) 5.6%
- U.S. Government securities 6.9%
- Other investments 0.0%
- Partnership/joint venture interests 7.8%
- 103-12 investment entities 9.1%
- Common/collective trusts 28.7%
- Pooled separate accounts 2.3%
- Registered investment companies 25.7%
- Common stock 11.0%
Consultants and advisers
3 firms
- Marquette Associates Inc. Investment adviser (plan)through Jul 31, 2023 Form 5500
- Ekon Benefits Actuarythrough Jul 31, 2023 Form 5500
- Commerce Bank Custodianthrough Jul 31, 2023 Form 5500
People
No investment staff or executives have been read for this allocator yet.
Manager roster
7 managers on the commitment tape
From the plan’s own commitment disclosures
- BNY Mellon6 rows, latest Jul 31, 2025
- Great Gray Trust Company3 rows, latest Jul 31, 2025
- Ullico Investment Advisors3 rows, latest Jul 31, 2025
- Principal3 rows, latest Jul 31, 2025
- Neuberger Berman2 rows, latest Jul 31, 2025
- Parametric Defensive Equity Fund2 rows, latest Jul 31, 2025
- Connor, Clark & Lunn Investment2 rows, latest Jul 31, 2025
From Schedule C (investment management, code 28)
- Principalplan years 2024
- Ullico Investment Advisors, Inc.plan years 2023
- Monetary Management Group, Incplan years 2023
Commitments
30 rows, 0 dated closings
Disclosed holdings (from the plan’s performance or holdings report, as of the report date)
| Date | Fund | Manager | Bucket | Amount | Vintage | Status | Source |
|---|---|---|---|---|---|---|---|
| as of Jul 31, 2025 | Afl-Cio Building Investment Trustcollective trust | Great Gray Trust Company | Pooled vehicles | $1.7M held | Disclosed holding | askebsa.dol.gov | |
| as of Jul 31, 2025 | Mackay Shields Collective Investmencollective trust | SEI Trust Company | Pooled vehicles | $12.6M held | Disclosed holding | askebsa.dol.gov | |
| as of Jul 31, 2025 | Bnym Mellon Afl-Cio Sl Stock Indexcollective trust | BNY Mellon | Public equity | $13.9M held | Disclosed holding | askebsa.dol.gov | |
| as of Jul 31, 2025 | Ullico Infrastructure Tax Exempt Fu103 12 ie | Ullico Investment Advisors | Infrastructure | $2.6M held | Disclosed holding | askebsa.dol.gov | |
| as of Jul 31, 2025 | Habourvest 2018 Global Feeder Fund103 12 ie | Harbourvest Partners LLC | Pooled vehicles | $4.1M held | Disclosed holding | askebsa.dol.gov | |
| as of Jul 31, 2025 | Mesirow Collective Investment Mastecollective trust | SEI Trust Company | Pooled vehicles | $6.8M held | Disclosed holding | askebsa.dol.gov | |
| as of Jul 31, 2025 | Principal U.S. Property Sa-Zseparate account | Principal | Real estate | $3.2M held | Disclosed holding | askebsa.dol.gov | |
| as of Jul 31, 2025 | Bnym Mellon Afl-Cio Sl Mid Capcollective trust | BNY Mellon | Pooled vehicles | $4.0M held | Disclosed holding | askebsa.dol.gov | |
| as of Jul 31, 2025 | Neuberger Berman U.S. Equity Index103 12 ie | Neuberger Berman | Public equity | $1.4M held | Disclosed holding | askebsa.dol.gov | |
| as of Jul 31, 2025 | Parametric Defensive Equity Fund103 12 ie | Parametric Defensive Equity Fund | Public equity | $1.5M held | Disclosed holding | askebsa.dol.gov | |
| as of Jul 31, 2025 | Cc&l Q Emerging Markets Equity Fund103 12 ie | Connor, Clark & Lunn Investment | Public equity | $2.8M held | Disclosed holding | askebsa.dol.gov | |
| as of Jul 31, 2024 | Afl-Cio Building Investment Trustcollective trust | Great Gray Trust Company | Pooled vehicles | $1.6M held | Disclosed holding | askebsa.dol.gov | |
| as of Jul 31, 2024 | Mackay Shields Collective Investmencollective trust | SEI Trust Company | Pooled vehicles | $11.8M held | Disclosed holding | askebsa.dol.gov | |
| as of Jul 31, 2024 | Bnym Mellon Afl-Cio Sl Stock Indexcollective trust | BNY Mellon | Public equity | $12.6M held | Disclosed holding | askebsa.dol.gov | |
| as of Jul 31, 2024 | Ullico Infrastructure Tax Exempt Fu103 12 ie | Ullico Investment Advisors | Infrastructure | $2.4M held | Disclosed holding | askebsa.dol.gov | |
| as of Jul 31, 2024 | Habourvest 2018 Global Feeder Fund103 12 ie | Harbourvest Partners LLC | Pooled vehicles | $4.2M held | Disclosed holding | askebsa.dol.gov | |
| as of Jul 31, 2024 | Mesirow Collective Investment Mastecollective trust | SEI Trust Company | Pooled vehicles | $6.1M held | Disclosed holding | askebsa.dol.gov | |
| as of Jul 31, 2024 | Principal U.S. Property Sa-Zseparate account | Principal | Real estate | $3.2M held | Disclosed holding | askebsa.dol.gov | |
| as of Jul 31, 2024 | Bnym Mellon Afl-Cio Sl Mid Capcollective trust | BNY Mellon | Pooled vehicles | $3.9M held | Disclosed holding | askebsa.dol.gov | |
| as of Jul 31, 2024 | Neuberger Berman U.S. Equity Index103 12 ie | Neuberger Berman | Public equity | $1.1M held | Disclosed holding | askebsa.dol.gov | |
| as of Jul 31, 2024 | Parametric Defensive Equity Fund103 12 ie | Parametric Defensive Equity Fund | Public equity | $1.1M held | Disclosed holding | askebsa.dol.gov | |
| as of Jul 31, 2024 | Cc&l Q Emerging Markets Equity Fund103 12 ie | Connor, Clark & Lunn Investment | Public equity | $2.1M held | Disclosed holding | askebsa.dol.gov | |
| as of Jul 31, 2023 | Afl-Cio Building Investment Trustcollective trust | Great Gray Trust Company | Pooled vehicles | $1.8M held | Disclosed holding | askebsa.dol.gov | |
| as of Jul 31, 2023 | Mackay Shields Core Plus Bond Citcollective trust | SEI Trust Company | Fixed income | $14.6M held | Disclosed holding | askebsa.dol.gov | |
| as of Jul 31, 2023 | Bnym Mellon Afl-Cio Sl Stock Indexcollective trust | BNY Mellon | Public equity | $11.5M held | Disclosed holding | askebsa.dol.gov | |
| as of Jul 31, 2023 | Ullico Infrastructure Tax Exempt Fu103 12 ie | Ullico Investment Advisors | Infrastructure | $3.7M held | Disclosed holding | askebsa.dol.gov | |
| as of Jul 31, 2023 | Habourvest 2018 Global Feeder Fund103 12 ie | Harbourvest Partners LLC | Pooled vehicles | $4.4M held | Disclosed holding | askebsa.dol.gov | |
| as of Jul 31, 2023 | Habourvest 2020 Global Feeder Fund103 12 ie | Harbourvest Partners LLC | Pooled vehicles | $1.6M held | Disclosed holding | askebsa.dol.gov | |
| as of Jul 31, 2023 | Principal U.S. Property Sa-Zseparate account | Principal | Real estate | $3.6M held | Disclosed holding | askebsa.dol.gov | |
| as of Jul 31, 2023 | Bnym Mellon Afl-Cio Sl Mid Capcollective trust | BNY Mellon | Pooled vehicles | $3.4M held | Disclosed holding | askebsa.dol.gov |
Size and funding
30 readings
Investment management fees
$339,036 (2024-07) · $405,405 (2023-07)
Form 5500 filings
3 plan years
| Plan year | Participants | Assets (SB market) | Funding target | FTAP | Total assets (H) | Partnerships / JV | Master trust | Real estate |
|---|---|---|---|---|---|---|---|---|
| 2024 to Jul 31, 2025 | 861 | n/a | n/a | n/a | $136M | $10.6M | n/a | n/a |
| 2023 to Jul 31, 2024 | 841 | n/a | n/a | n/a | $126M | $9.6M | n/a | n/a |
| 2022 to Jul 31, 2023 | 851 | n/a | n/a | n/a | $116M | $594,020 | n/a | $6.8M |
Service providers and investment entities as filed (Schedule C and D, latest year first)
- Ullico Investment Advisors Inc. codes 28 51 $132,812 PY2024
- Ekon Benefits codes 11 15 17 38 50 $89,100 PY2024
- Commerce Trust Comapny codes 19 28 33 50 59 60 63 $75,890 PY2024
- Monetary Management Group, Inc. codes 28 51 $60,768 PY2024
- Marquette Associates codes 27 51 $59,063 PY2024
- Scheffel Boyle codes 10 50 $23,780 PY2024
- Cavanagh & O'Hara LLP codes 29 50 $15,566 PY2024
- Principal Life Insurance Company codes 32 51 PY2024
- Afl-Cio Sl Mid Cap Stock Index Fund Sched. D C $4.0M PY2024
- Neuberger Berman US Eq Ind Putwrite Sched. D E $1.4M PY2024
- Parametric Defensive Eq Fund LLC Sched. D E $1.5M PY2024
- Cc&l Q Emerging Markets Equity Fund Sched. D E $2.8M PY2024
- Afl-Cio Building Investment Trust Sched. D C $1.7M PY2024
- Mackay Shields Core Plus Bond Cit Sched. D C $12.6M PY2024
- Afl-Cio Sl Stock Index Fund Sched. D C $13.9M PY2024
- Ullico Infrastructure Tax Exempt Sched. D E $2.6M PY2024
- Habourvest 2018 Global Feeder Fund Sched. D E $4.1M PY2024
- Metlife Collective Investment Trust Sched. D C $6.8M PY2024
- Principal Real Estate Investment Sched. D P $3.2M PY2024
- Ekon Benefits codes 11 PY2024
- Commerce Trust Comapny codes 19 28 33 50 59 60 63 $64,004 PY2023
- Monetary Management Group, Inc. codes 28 51 $60,019 PY2023
- Ullico Investment Advisors Inc. codes 28 51 $54,512 PY2023
- Ekon Benefits codes 11 15 17 38 50 $52,189 PY2023
- Marquette Associates codes 27 51 $46,304 PY2023
- Scheffel Boyle codes 10 50 $39,750 PY2023
- Cavanagh & O'Hara LLP codes 29 50 $31,969 PY2023
- Principal Life Insurance Company codes 32 51 PY2023
- Principal Real Estate Investment Sched. D P $3.2M PY2023
- Afl-Cio Sl Mid Cap Stock Index Fund Sched. D C $3.9M PY2023
- Neuberger Berman US Eq Ind Putwrite Sched. D E $1.1M PY2023
- Parametric Defensive Eq Fund LLC Sched. D E $1.1M PY2023
- Cc&l Q Emerging Markets Equity Fund Sched. D E $2.1M PY2023
- Afl-Cio Building Investment Trust Sched. D C $1.6M PY2023
- Mackay Shields Core Plus Bond Cit Sched. D C $11.8M PY2023
- Afl-Cio Sl Stock Index Fund Sched. D C $12.6M PY2023
- Ullico Infrastructure Tax Exempt Sched. D E $2.4M PY2023
- Habourvest 2018 Global Feeder Fund Sched. D E $4.2M PY2023
- Mesirow Collective Invst Mst Trust Sched. D C $6.1M PY2023
- Ekon Benefits codes 11 PY2023
- Ekon Benefits codes 11 15 17 38 50 $75,860 PY2022
- Ullico Investment Advisors Inc. codes 28 51 $59,327 PY2022
- Commerce Trust Comapny codes 19 28 33 50 59 63 $58,427 PY2022
- Monetary Management Group, Inc. codes 28 51 $48,943 PY2022
- Marquette Associates codes 27 51 $44,674 PY2022
- Cavanagh & O'Hara LLP codes 29 50 $14,951 PY2022
- Habourvest 2020 Global Feeder Fund Sched. D E $1.6M PY2022
- Principal Real Estate Investment Sched. D P $3.6M PY2022
- Afl-Cio Sl Mid Cap Stock Index Fund Sched. D C $3.4M PY2022
- Afl-Cio Building Investment Trust Sched. D C $1.8M PY2022
- Mackay Shields Core Plus Bond Cit Sched. D C $14.6M PY2022
- Afl-Cio Sl Stock Index Fund Sched. D C $11.5M PY2022
- Ullico Infrastructure Tax Exempt Sched. D E $3.7M PY2022
- Habourvest 2018 Global Feeder Fund Sched. D E $4.4M PY2022
- Ekon Benefits codes 11 PY2022
What changed
7 events
- Jul 31, 2024Holding endedinferenceEmployers and Laborers Locals 100 & 397 Pension Fund no longer reports Habourvest 2020 Global Feeder Fund (last held $2M at 2023-07-31; absent from the 2024-07-31 filing)with Habourvest 2020 Global Feeder Fundaskebsa.dol.gov
- Jul 31, 2024Holding endedinferenceEmployers and Laborers Locals 100 & 397 Pension Fund no longer reports Mackay Shields Core Plus Bond Cit (last held $15M at 2023-07-31; absent from the 2024-07-31 filing)with Mackay Shields Core Plus Bond Citaskebsa.dol.gov
- Jul 31, 2024Holding startedEmployers and Laborers Locals 100 & 397 Pension Fund first reports an interest in Cc&l Q Emerging Markets Equity Fund (Connor, Clark & Lunn Investment): $2M at 2024-07-31with Connor, Clark & Lunn Investmentaskebsa.dol.gov
- Jul 31, 2024Holding startedEmployers and Laborers Locals 100 & 397 Pension Fund first reports an interest in Neuberger Berman U.S. Equity Index (Neuberger Berman): $1M at 2024-07-31with Neuberger Bermanaskebsa.dol.gov
- Jul 31, 2024Holding startedEmployers and Laborers Locals 100 & 397 Pension Fund first reports an interest in Mesirow Collective Investment Maste: $6M at 2024-07-31with Mesirow Collective Investment Masteaskebsa.dol.gov
- Jul 31, 2024Holding startedEmployers and Laborers Locals 100 & 397 Pension Fund first reports an interest in Mackay Shields Collective Investmen: $12M at 2024-07-31with Mackay Shields Collective Investmenaskebsa.dol.gov
- Jul 31, 2024Holding startedEmployers and Laborers Locals 100 & 397 Pension Fund first reports an interest in Parametric Defensive Equity Fund (Parametric Defensive Equity Fund): $1M at 2024-07-31with Parametric Defensive Equity Fundaskebsa.dol.gov
Board record: approvals, recommendations, searches, terminations and re-up prospects for this system.
Provenance
Identifiers: EIN-PN 376085017-001
Cross-graph: no entry on another DFX graph
First observed Sep 15, 2026, last observed Sep 15, 2026. Classification confirmed. Every row above carries its source; a reported figure is the subject’s own, a derived one is arithmetic on reported figures, an estimated one is a model or a survey imputation and is never summed into a headline.