DFX Intelligence
Allocator Intelligence
The capital-owner graph behind private markets. Who owns the capital, who decides, how much, under what policy, on whose advice, to which managers, and what changed, with a source and a date behind every row. A target is never an actual, a disclosed holding is never an approval, and an estimate says so.
Corporate pension
Nasdaq Pension Plan
Corporate pensionRockville, MD
Assets
$61.1M
Total assets, Dec 31, 2023 reported
Funded
98.4%
Jan 1, 2023
Private markets target
n/a
policy Dec 31, 2023
Commitments
7
none on the tape
Plan sponsor: Nasdaq, Inc.
Allocation policy
Form 5500, as of Dec 31, 2023
Actual allocation lines without a target (as filed)
- Non-interest-bearing cash 1.7%
- Corporate debt instruments (other) 24.0%
- U.S. Government securities 20.0%
- Pooled separate accounts 46.1%
Consultants and advisers
2 firms
- Principal Global Investors LLC Investment adviser (plan)through Dec 31, 2022 Form 5500
- Principal Financial Group Actuarythrough Dec 31, 2022 Form 5500
People
No investment staff or executives have been read for this allocator yet.
Manager roster
1 managers on the commitment tape
From the plan’s own commitment disclosures
- Principal7 rows, latest Dec 31, 2023
Commitments
7 rows, 0 dated closings
Disclosed holdings (from the plan’s performance or holdings report, as of the report date)
| Date | Fund | Manager | Bucket | Amount | Vintage | Status | Source |
|---|---|---|---|---|---|---|---|
| as of Dec 31, 2023 | Prin Liquid Assets Sep Acct-Zseparate account | Principal | Pooled vehicles | $1.2M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2023 | Prin Ldi Long Duration Sa-Zseparate account | Principal | Fixed income | $26.9M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2022 | Prin Liquid Assets Sep Acct-Zseparate account | Principal | Pooled vehicles | $1.1M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2022 | Prin Lgcp S&p 500 Index Sa-Zseparate account | Principal | Pooled vehicles | $4.4M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2022 | Prin Smcap S&p 600 Index Sa-Zseparate account | Principal | Pooled vehicles | $229,714 held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2022 | Prin Midcap S&p 400 Idx Sa-Zseparate account | Principal | Pooled vehicles | $387,699 held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2022 | Prin Intl Equity Index Sa-Zseparate account | Principal | Public equity | $2.8M held | Disclosed holding | askebsa.dol.gov |
Size and funding
22 readings
Form 5500 filings
2 plan years
| Plan year | Participants | Assets (SB market) | Funding target | FTAP | Total assets (H) | Partnerships / JV | Master trust | Real estate |
|---|---|---|---|---|---|---|---|---|
| 2023 to Dec 31, 2023 | 609 | $78.5M | $79.8M | 98.4% | $61.1M | n/a | n/a | n/a |
| 2022 to Dec 31, 2022 | 882 | $111M | $79.2M | 139.7% | $78.5M | n/a | n/a | n/a |
Service providers and investment entities as filed (Schedule C and D, latest year first)
- Principal Life Insurance Company codes 13 50 64 $350,850 PY2023
- Principal Global Investors, LLC codes 27 50 $221,382 PY2023
- Prin Lgcp S&p 500 Index Sa-Z Sched. D P PY2023
- Prin Smcap S&p 600 Index Sa-Z Sched. D P PY2023
- Prin Midcap S&p 400 Idx Sa-Z Sched. D P PY2023
- Prin Ldi Long Duration Sa-Z Sched. D P $26.9M PY2023
- Prin Intl Equity Index Sa-Z Sched. D P PY2023
- Prin Ldi Intrm Dur Sep Acct-Z Sched. D P PY2023
- Prin Liquid Assets Sep Acct-Z Sched. D P $1.2M PY2023
- Principal Financial Group codes 11 PY2023
- Principal Global Investors, LLC codes 27 50 $296,403 PY2022
- Principal Life Insurance Company codes 13 50 64 $185,743 PY2022
- Prin Smcap S&p 600 Index Sa-Z Sched. D P $229,714 PY2022
- Prin Midcap S&p 400 Idx Sa-Z Sched. D P $387,699 PY2022
- Prin Intl Equity Index Sa-Z Sched. D P $2.8M PY2022
- Prin Liquid Assets Sep Acct-Z Sched. D P $1.1M PY2022
- Prin Lgcp S&p 500 Index Sa-Z Sched. D P $4.4M PY2022
- Principal Financial Group codes 11 PY2022
What changed
8 events
- Dec 31, 2023Holding endedinferenceNasdaq Pension Plan no longer reports Prin Lgcp S&p 500 Index Sa-Z (Principal) (last held $4M at 2022-12-31; absent from the 2023-12-31 filing)with Principalaskebsa.dol.gov
- Dec 31, 2023Holding endedinferenceNasdaq Pension Plan no longer reports Prin Intl Equity Index Sa-Z (Principal) (last held $3M at 2022-12-31; absent from the 2023-12-31 filing)with Principalaskebsa.dol.gov
- Dec 31, 2023Holding endedinferenceNasdaq Pension Plan no longer reports Prin Smcap S&p 600 Index Sa-Z (Principal) (last held $229,714 at 2022-12-31; absent from the 2023-12-31 filing)with Principalaskebsa.dol.gov
- Dec 31, 2023Holding startedNasdaq Pension Plan first reports an interest in Prin Ldi Long Duration Sa-Z (Principal): $27M at 2023-12-31with Principalaskebsa.dol.gov
- Dec 31, 2023Holding endedinferenceNasdaq Pension Plan no longer reports Prin Midcap S&p 400 Idx Sa-Z (Principal) (last held $387,699 at 2022-12-31; absent from the 2023-12-31 filing)with Principalaskebsa.dol.gov
- Dec 31, 2023Assets changedNasdaq Pension Plan total assets $79M -> $61M (-22.2%, 2022-12-31 to 2023-12-31)
- Jan 1, 2023Funded status changedNasdaq Pension Plan funded ratio 139.7% -> 98.4% (2022-01-01 to 2023-01-01)
- Jan 1, 2023Assets changedNasdaq Pension Plan plan assets $111M -> $79M (-29.0%, 2022-01-01 to 2023-01-01)
Board record: approvals, recommendations, searches, terminations and re-up prospects for this system.
Provenance
Identifiers: EIN-PN 521165937-002
Cross-graph: no entry on another DFX graph
First observed Sep 15, 2026, last observed Sep 15, 2026. Classification confirmed. Every row above carries its source; a reported figure is the subject’s own, a derived one is arithmetic on reported figures, an estimated one is a model or a survey imputation and is never summed into a headline.