DFX Intelligence
Allocator Intelligence
The capital-owner graph behind private markets. Who owns the capital, who decides, how much, under what policy, on whose advice, to which managers, and what changed, with a source and a date behind every row. A target is never an actual, a disclosed holding is never an approval, and an estimate says so.
Corporate pension
Pension Plan for Employees of Easter Seals, Inc.
Corporate pensionChicago, IL
Assets
$26.0M
Total assets, Aug 31, 2025 reported
Funded
102.7%
Sep 1, 2024
Private markets target
n/a
policy Aug 31, 2025
Commitments
10
none on the tape
Plan sponsor: Easter Seals, Inc.
Allocation policy
Form 5500, as of Aug 31, 2025
Actual allocation lines without a target (as filed)
- Pooled separate accounts 100.0%
Consultants and advisers
2 firms
- Principal Global Investors LLC Investment adviser (plan)through Aug 31, 2025 Form 5500
- Principal Financial Group Actuarythrough Aug 31, 2023 Form 5500
People
No investment staff or executives have been read for this allocator yet.
Manager roster
1 managers on the commitment tape
From the plan’s own commitment disclosures
- Principal10 rows, latest Aug 31, 2025
Commitments
10 rows, 0 dated closings
Disclosed holdings (from the plan’s performance or holdings report, as of the report date)
| Date | Fund | Manager | Bucket | Amount | Vintage | Status | Source |
|---|---|---|---|---|---|---|---|
| as of Aug 31, 2025 | Prin Ldi Long Duration Sa-Zseparate account | Principal | Fixed income | $8.4M held | Disclosed holding | askebsa.dol.gov | |
| as of Aug 31, 2025 | Prin Ldi Intrm Dur Sep Acct-Zseparate account | Principal | Pooled vehicles | $17.7M held | Disclosed holding | askebsa.dol.gov | |
| as of Aug 31, 2024 | Prin Lgcp S&p 500 Index Sa-Zseparate account | Principal | Pooled vehicles | $1,669 held | Disclosed holding | askebsa.dol.gov | |
| as of Aug 31, 2024 | Prin Ldi Long Duration Sa-Zseparate account | Principal | Fixed income | $2.1M held | Disclosed holding | askebsa.dol.gov | |
| as of Aug 31, 2024 | Prin Ldi Short Dur Sep Acct-Zseparate account | Principal | Pooled vehicles | $3.2M held | Disclosed holding | askebsa.dol.gov | |
| as of Aug 31, 2024 | Prin Ldi Intrm Dur Sep Acct-Zseparate account | Principal | Pooled vehicles | $5.4M held | Disclosed holding | askebsa.dol.gov | |
| as of Aug 31, 2023 | Prin Lgcp S&p 500 Index Sa-Zseparate account | Principal | Pooled vehicles | $259,497 held | Disclosed holding | askebsa.dol.gov | |
| as of Aug 31, 2023 | Prin Ldi Long Duration Sa-Zseparate account | Principal | Fixed income | $3.8M held | Disclosed holding | askebsa.dol.gov | |
| as of Aug 31, 2023 | Prin Ldi Short Dur Sep Acct-Zseparate account | Principal | Pooled vehicles | $3.0M held | Disclosed holding | askebsa.dol.gov | |
| as of Aug 31, 2023 | Prin Ldi Intrm Dur Sep Acct-Zseparate account | Principal | Pooled vehicles | $5.3M held | Disclosed holding | askebsa.dol.gov |
Size and funding
31 readings
Net investment income
$616,929 (2024-08) · $-108,344 (2023-08)
Investment management fees
Form 5500 filings
3 plan years
| Plan year | Participants | Assets (SB market) | Funding target | FTAP | Total assets (H) | Partnerships / JV | Master trust | Real estate |
|---|---|---|---|---|---|---|---|---|
| 2024 to Aug 31, 2025 | 174 | $25.6M | $24.9M | 102.7% | $26.0M | n/a | n/a | n/a |
| 2023 to Aug 31, 2024 | 193 | $24.9M | $27.1M | 101.3% | $25.6M | n/a | n/a | n/a |
| 2022 to Aug 31, 2023 | 197 | $25.0M | $27.4M | 100.6% | $25.0M | n/a | n/a | n/a |
Service providers and investment entities as filed (Schedule C and D, latest year first)
- Principal Life Insurance Company codes 13 50 64 $99,692 PY2024
- Topel Forman LLC codes 10 50 $11,500 PY2024
- Principal Global Investors, LLC codes 27 50 $1,500 PY2024
- Prin Lgcp S&p 500 Index Sa-Z Sched. D P PY2024
- Prin Ldi Short Dur Sep Acct-Z Sched. D P PY2024
- Prin Ldi Intrm Dur Sep Acct-Z Sched. D P $17.7M PY2024
- Prin Ldi Long Duration Sa-Z Sched. D P $8.4M PY2024
- Principal Financial Group codes 11 PY2024
- Principal Life Insurance Company codes 13 50 64 $114,835 PY2023
- Prin Lgcp S&p 500 Index Sa-Z Sched. D P $1,669 PY2023
- Prin Ldi Long Duration Sa-Z Sched. D P $2.1M PY2023
- Prin Ldi Short Dur Sep Acct-Z Sched. D P $3.2M PY2023
- Prin Ldi Intrm Dur Sep Acct-Z Sched. D P $5.4M PY2023
- Principal Financial Group codes 11 PY2023
- Principal Life Insurance Company codes 13 50 64 $93,035 PY2022
- Topel Forman LLC codes 10 50 $10,000 PY2022
- Prin Ldi Short Dur Sep Acct-Z Sched. D P $3.0M PY2022
- Prin Lgcp S&p 500 Index Sa-Z Sched. D P $259,497 PY2022
- Prin Ldi Intrm Dur Sep Acct-Z Sched. D P $5.3M PY2022
- Prin Ldi Long Duration Sa-Z Sched. D P $3.8M PY2022
- Principal Financial Group codes 11 PY2022
What changed
3 events
- Aug 31, 2025Holding endedinferencePension Plan for Employees of Easter Seals, Inc. no longer reports Prin Lgcp S&p 500 Index Sa-Z (Principal) (last held $1,669 at 2024-08-31; absent from the 2025-08-31 filing)with Principalaskebsa.dol.gov
- Aug 31, 2025Holding endedinferencePension Plan for Employees of Easter Seals, Inc. no longer reports Prin Ldi Short Dur Sep Acct-Z (Principal) (last held $3M at 2024-08-31; absent from the 2025-08-31 filing)with Principalaskebsa.dol.gov
- Dec 31, 2024Consultant changedinferencePrincipal Global Investors, LLC appears on Pension Plan for Employees of Easter Seals, Inc.'s Schedule C as investment adviser (plan) (plan year 2024 vs 2023)with Principal Global Investors LLCaskebsa.dol.gov
Board record: approvals, recommendations, searches, terminations and re-up prospects for this system.
Provenance
Identifiers: EIN-PN 362171729-001
Cross-graph: no entry on another DFX graph
First observed Sep 15, 2026, last observed Sep 15, 2026. Classification confirmed. Every row above carries its source; a reported figure is the subject’s own, a derived one is arithmetic on reported figures, an estimated one is a model or a survey imputation and is never summed into a headline.