DFX Intelligence

Allocator Intelligence

The capital-owner graph behind private markets. Who owns the capital, who decides, how much, under what policy, on whose advice, to which managers, and what changed, with a source and a date behind every row. A target is never an actual, a disclosed holding is never an approval, and an estimate says so.

Corporate pension

Rotor Clip Company, Inc. Retirement Plan

Corporate pensionSomerset, NJ
Assets
$4.8M
Total assets, Nov 30, 2024 reported
Funded
66.4%
Dec 1, 2023
Private markets target
n/a
policy Nov 30, 2024
Commitments
28
none on the tape
Plan sponsor: Rotor Clip Company, Inc.
Allocation policy
Form 5500, as of Nov 30, 2024
Actual allocation lines without a target (as filed)
  • Pooled separate accounts 91.8%
Consultants and advisers
1 firms
People
No investment staff or executives have been read for this allocator yet.
Manager roster
1 managers on the commitment tape
From the plan’s own commitment disclosures
Commitments
28 rows, 0 dated closings
Disclosed holdings (from the plan’s performance or holdings report, as of the report date)
DateFundManagerBucketAmountVintageStatusSource
as of Nov 30, 2024Prin Equity Income Sa-Zseparate accountPrincipalFixed income$630,139 heldDisclosed holdingaskebsa.dol.gov
as of Nov 30, 2024Prin Liquid Assets Sep Acct-Zseparate accountPrincipalPooled vehicles$186,778 heldDisclosed holdingaskebsa.dol.gov
as of Nov 30, 2024Prin Blue Chip Sa-Zseparate accountPrincipalPooled vehicles$598,897 heldDisclosed holdingaskebsa.dol.gov
as of Nov 30, 2024Prin Ldi Long Duration Sa-Zseparate accountPrincipalFixed income$386,274 heldDisclosed holdingaskebsa.dol.gov
as of Nov 30, 2024Prin Intl Smallcap Sep Acct-Zseparate accountPrincipalPooled vehicles$198,565 heldDisclosed holdingaskebsa.dol.gov
as of Nov 30, 2024Prin Midcap Growth III Sa-Zseparate accountPrincipalPooled vehicles$187,135 heldDisclosed holdingaskebsa.dol.gov
as of Nov 30, 2024Prin Smcap Growth I Sep Acct-Zseparate accountPrincipalPooled vehicles$171,167 heldDisclosed holdingaskebsa.dol.gov
as of Nov 30, 2024Prin Glbl Emerg Markets Sa-Zseparate accountPrincipalPooled vehicles$107,018 heldDisclosed holdingaskebsa.dol.gov
as of Nov 30, 2024Prin Ldi Short Dur Sep Acct-Zseparate accountPrincipalPooled vehicles$214,819 heldDisclosed holdingaskebsa.dol.gov
as of Nov 30, 2024Prin Smcap Value II Sep Acct-Zseparate accountPrincipalPooled vehicles$175,075 heldDisclosed holdingaskebsa.dol.gov
as of Nov 30, 2024Prin Diversified Intl Sa-Zseparate accountPrincipalHedge / diversifiers$317,844 heldDisclosed holdingaskebsa.dol.gov
as of Nov 30, 2024Prin Spec Pref Cap Sec Inc R4separate accountPrincipalPooled vehicles$333,352 heldDisclosed holdingaskebsa.dol.gov
as of Nov 30, 2024Prin Ldi Intrm Dur Sep Acct-Zseparate accountPrincipalPooled vehicles$710,498 heldDisclosed holdingaskebsa.dol.gov
as of Nov 30, 2024Prin Midcap Value I Sa-Zseparate accountPrincipalPooled vehicles$175,739 heldDisclosed holdingaskebsa.dol.gov
as of Nov 30, 2023Prin Equity Income Sa-Zseparate accountPrincipalFixed income$474,975 heldDisclosed holdingaskebsa.dol.gov
as of Nov 30, 2023Prin Liquid Assets Sep Acct-Zseparate accountPrincipalPooled vehicles$213,701 heldDisclosed holdingaskebsa.dol.gov
as of Nov 30, 2023Prin Blue Chip Sa-Zseparate accountPrincipalPooled vehicles$455,440 heldDisclosed holdingaskebsa.dol.gov
as of Nov 30, 2023Prin Ldi Long Duration Sa-Zseparate accountPrincipalFixed income$433,774 heldDisclosed holdingaskebsa.dol.gov
as of Nov 30, 2023Prin Intl Smallcap Sep Acct-Zseparate accountPrincipalPooled vehicles$227,177 heldDisclosed holdingaskebsa.dol.gov
as of Nov 30, 2023Prin Midcap Growth III Sa-Zseparate accountPrincipalPooled vehicles$147,435 heldDisclosed holdingaskebsa.dol.gov
as of Nov 30, 2023Prin Smcap Growth I Sep Acct-Zseparate accountPrincipalPooled vehicles$125,219 heldDisclosed holdingaskebsa.dol.gov
as of Nov 30, 2023Prin Glbl Emerg Markets Sa-Zseparate accountPrincipalPooled vehicles$140,551 heldDisclosed holdingaskebsa.dol.gov
as of Nov 30, 2023Prin Ldi Short Dur Sep Acct-Zseparate accountPrincipalPooled vehicles$198,370 heldDisclosed holdingaskebsa.dol.gov
as of Nov 30, 2023Prin Smcap Value II Sep Acct-Zseparate accountPrincipalPooled vehicles$134,967 heldDisclosed holdingaskebsa.dol.gov
as of Nov 30, 2023Prin Diversified Intl Sa-Zseparate accountPrincipalHedge / diversifiers$338,148 heldDisclosed holdingaskebsa.dol.gov
as of Nov 30, 2023Prin Spec Pref Cap Sec Inc R4separate accountPrincipalPooled vehicles$289,874 heldDisclosed holdingaskebsa.dol.gov
as of Nov 30, 2023Prin Ldi Intrm Dur Sep Acct-Zseparate accountPrincipalPooled vehicles$796,850 heldDisclosed holdingaskebsa.dol.gov
as of Nov 30, 2023Prin Midcap Value I Sa-Zseparate accountPrincipalPooled vehicles$136,518 heldDisclosed holdingaskebsa.dol.gov
Size and funding
20 readings
Total assets
$4.8M Nov 30, 2024 reported Form 5500
$4.4M (2023-11)
Plan assets
$4.4M Dec 1, 2023 reported Form 5500
$4.4M (2022-12)
Net assets
$4.8M Nov 30, 2024 reported Form 5500
$4.4M (2023-11)
Funded ratio
66.4% Dec 1, 2023 reported Form 5500
68.3% (2022-12)
Funding target
$7.2M Dec 1, 2023 reported Form 5500
$7.0M (2022-12)
Discount rate
5.26% Dec 1, 2023 reported Form 5500
5.44% (2022-12)
Participants
117 Dec 1, 2023 reported Form 5500
120 (2022-12)
Contributions
$391,274 Nov 30, 2024 reported Form 5500
$326,641 (2023-11)
Benefits paid
$573,713 Nov 30, 2024 reported Form 5500
$383,391 (2023-11)
Net investment income
$380,053 Nov 30, 2024 reported Form 5500
$38,728 (2023-11)
Form 5500 filings
2 plan years
Plan yearParticipantsAssets (SB market)Funding targetFTAPTotal assets (H)Partnerships / JVMaster trustReal estate
2023 to Nov 30, 2024117$4.4M$7.2M66.4%$4.8Mn/an/an/a
2022 to Nov 30, 2023120$4.4M$7.0M68.3%$4.4Mn/an/an/a
Service providers and investment entities as filed (Schedule C and D, latest year first)
  • Principal Life Insurance Company codes 13 50 64 $94,550 PY2023
  • Prin Equity Income Sa-Z Sched. D P $630,139 PY2023
  • Prin Liquid Assets Sep Acct-Z Sched. D P $186,778 PY2023
  • Prin Blue Chip Sa-Z Sched. D P $598,897 PY2023
  • Prin Ldi Long Duration Sa-Z Sched. D P $386,274 PY2023
  • Prin Intl Smallcap Sep Acct-Z Sched. D P $198,565 PY2023
  • Prin Midcap Growth III Sa-Z Sched. D P $187,135 PY2023
  • Prin Smcap Growth I Sep Acct-Z Sched. D P $171,167 PY2023
  • Prin Intl Emerg Markets Sa-Z Sched. D P $107,018 PY2023
  • Prin Ldi Short Dur Sep Acct-Z Sched. D P $214,819 PY2023
  • Prin Smcap Value II Sep Acct-Z Sched. D P $175,075 PY2023
  • Prin Diversified Intl Sa-Z Sched. D P $317,844 PY2023
  • Prin Spec Pref Cap Sec Inc Pem Sched. D P $333,352 PY2023
  • Prin Ldi Intrm Dur Sep Acct-Z Sched. D P $710,498 PY2023
  • Prin Midcap Value I Sa-Z Sched. D P $175,739 PY2023
  • CSB Associates, Inc. codes 11 PY2023
  • Principal Life Insurance Company codes 13 50 64 $98,800 PY2022
  • Prin Midcap Value I Sa-Z Sched. D P $136,518 PY2022
  • Prin Equity Income Sa-Z Sched. D P $474,975 PY2022
  • Prin Liquid Assets Sep Acct-Z Sched. D P $213,701 PY2022
  • Prin Blue Chip Sa-Z Sched. D P $455,440 PY2022
  • Prin Ldi Long Duration Sa-Z Sched. D P $433,774 PY2022
  • Prin Intl Smallcap Sep Acct-Z Sched. D P $227,177 PY2022
  • Prin Midcap Growth III Sa-Z Sched. D P $147,435 PY2022
  • Prin Smcap Growth I Sep Acct-Z Sched. D P $125,219 PY2022
  • Prin Intl Emerg Markets Sa-Z Sched. D P $140,551 PY2022
  • Prin Ldi Short Dur Sep Acct-Z Sched. D P $198,370 PY2022
  • Prin Smcap Value II Sep Acct-Z Sched. D P $134,967 PY2022
  • Prin Diversified Intl Sa-Z Sched. D P $338,148 PY2022
  • Prin Spec Pref Cap Sec Inc Pem Sched. D P $289,874 PY2022
  • Prin Ldi Intrm Dur Sep Acct-Z Sched. D P $796,850 PY2022
  • CSB Associates, Inc. codes 11 PY2022
What changed
No dated events yet.
Board record: approvals, recommendations, searches, terminations and re-up prospects for this system.
Provenance
Identifiers: EIN-PN 223615709-001
Cross-graph: no entry on another DFX graph
First observed Sep 15, 2026, last observed Sep 15, 2026. Classification confirmed. Every row above carries its source; a reported figure is the subject’s own, a derived one is arithmetic on reported figures, an estimated one is a model or a survey imputation and is never summed into a headline.