DFX Intelligence
Allocator Intelligence
The capital-owner graph behind private markets. Who owns the capital, who decides, how much, under what policy, on whose advice, to which managers, and what changed, with a source and a date behind every row. A target is never an actual, a disclosed holding is never an approval, and an estimate says so.
Corporate pension
Spectrum Brands, Inc. Merged Pension Plan
Corporate pensionMiddleton, WI
Assets
$50.2M
Total assets, Dec 31, 2024 reported
Funded
96.2%
Jan 1, 2024
Private markets target
n/a
policy Dec 31, 2024
Commitments
16
1 managers on Schedule C
Plan sponsor: Spectrum Brands, Inc.
Allocation policy
Form 5500, as of Dec 31, 2024
Actual allocation lines without a target (as filed)
- Common/collective trusts 13.1%
- Pooled separate accounts 10.4%
- Registered investment companies 76.5%
Consultants and advisers
2 firms
- UBS Financial Services Inc. Investment adviser (plan)through Dec 31, 2022 Form 5500
- Empower Actuarythrough Dec 31, 2022 Form 5500
People
No investment staff or executives have been read for this allocator yet.
Manager roster
2 managers on the commitment tape
From the plan’s own commitment disclosures
- Prudential Retirement & Annuity Ins13 rows, latest Dec 31, 2024
- Prudential Trust Co.3 rows, latest Dec 31, 2024
From Schedule C (investment management, code 28)
- Prudential Trust Co.plan years 2024
Commitments
16 rows, 0 dated closings
Disclosed holdings (from the plan’s performance or holdings report, as of the report date)
| Date | Fund | Manager | Bucket | Amount | Vintage | Status | Source |
|---|---|---|---|---|---|---|---|
| as of Dec 31, 2024 | Prudential Short-Termseparate account | Prudential Retirement & Annuity Ins | Cash | $669,346 held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2024 | Mid Growth / Westfield Capitalseparate account | Prudential Retirement & Annuity Ins | Pooled vehicles | $891,949 held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2024 | Small Cap Value/victory Fundseparate account | Prudential Retirement & Annuity Ins | Public equity | $770,754 held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2024 | Large Cap Growth/jp Morganseparate account | Prudential Retirement & Annuity Ins | Public equity | $2.9M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2024 | Prudential Long Duration Governmentcollective trust | Prudential Trust Co. | Fixed income | $6.6M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2023 | Prudential Short-Termseparate account | Prudential Retirement & Annuity Ins | Cash | $2.7M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2023 | Mid Growth / Westfield Capitalseparate account | Prudential Retirement & Annuity Ins | Pooled vehicles | $1.0M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2023 | Small Cap Value/victory Fundseparate account | Prudential Retirement & Annuity Ins | Public equity | $1.0M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2023 | Prudential Long Duration Governmentcollective trust | Prudential Trust Co. | Fixed income | $3.6M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2023 | Large Cap Growth/jp Morganseparate account | Prudential Retirement & Annuity Ins | Public equity | $3.9M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2022 | Prudential Short-Termseparate account | Prudential Retirement & Annuity Ins | Cash | $520,686 held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2022 | Mid Growth / Westfield Capitalseparate account | Prudential Retirement & Annuity Ins | Pooled vehicles | $1.1M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2022 | Small Cap Value/victory Fundseparate account | Prudential Retirement & Annuity Ins | Public equity | $1.2M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2022 | Large Cap Growth III Fdseparate account | Prudential Retirement & Annuity Ins | Public equity | $3.9M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2022 | Western Asset Cr Pls Bd (is)separate account | Prudential Retirement & Annuity Ins | Pooled vehicles | $4.8M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2022 | Prudential Long Duration Governmentcollective trust | Prudential Trust Co. | Fixed income | $3.6M held | Disclosed holding | askebsa.dol.gov |
Size and funding
32 readings
Form 5500 filings
3 plan years
| Plan year | Participants | Assets (SB market) | Funding target | FTAP | Total assets (H) | Partnerships / JV | Master trust | Real estate |
|---|---|---|---|---|---|---|---|---|
| 2024 to Dec 31, 2024 | 1,291 | $52.4M | $53.3M | 96.2% | $50.2M | n/a | n/a | n/a |
| 2023 to Dec 31, 2023 | 1,334 | $51.3M | $54.9M | 92.9% | $52.4M | n/a | n/a | n/a |
| 2022 to Dec 31, 2022 | 1,382 | $70.0M | $54.9M | 110.8% | $51.3M | n/a | n/a | n/a |
Service providers and investment entities as filed (Schedule C and D, latest year first)
- Empower Annuity Insurance Company codes 15 $216,587 PY2024
- UBS Financial codes 27 $47,740 PY2024
- Prudential Trust Co codes 28 $6,045 PY2024
- MID Growth / Westfield Capital Sched. D P $891,949 PY2024
- Prudential Short-Term Sched. D P $669,346 PY2024
- Small Cap Value/victory Fund Sched. D P $770,754 PY2024
- Large Cap Growth / Jp Morgan Sched. D P $2.9M PY2024
- PRU Long Dur Govt/credit Bd Fd(8712 Sched. D C $6.6M PY2024
- Empower codes 11 PY2024
- Empower Annuity Insurance Company codes 13 $196,530 PY2023
- UBS Financial codes 27 $54,854 PY2023
- Small Cap Value/victory Fund Sched. D P $1.0M PY2023
- Prudential Short-Term Sched. D P $2.7M PY2023
- Mid Growth / Westfield Capital Sched. D P $1.0M PY2023
- Large Cap Growth III Fd Sched. D P PY2023
- Western Asset Cr Pls Bd (is) Sched. D P PY2023
- PRU Long Dur Govt/credit Bd Fd(8712 Sched. D C $3.6M PY2023
- Large Cap Growth / Jp Morgan Sched. D P $3.9M PY2023
- Empower codes 11 PY2023
- Prudential Retirement Ins & Annuity codes 13 $215,528 PY2022
- UBS Financial codes 27 $53,516 PY2022
- Baker Tilly US LLP codes 10 $25,788 PY2022
- Western Asset Cr Pls Bd (is) Sched. D P $4.8M PY2022
- Prudential Short-Term Sched. D P $520,686 PY2022
- Mid Growth / Westfield Capital Sched. D P $1.1M PY2022
- PRU Long Dur Govt/credit Bd Fd(8712 Sched. D C $3.6M PY2022
- Small Cap Value/victory Fund Sched. D P $1.2M PY2022
- T. Rowe Price Growth Stk Stgy Sched. D P $3.9M PY2022
- Empower codes 11 PY2022
What changed
7 events
- Dec 31, 2024Manager relationship startedPrudential Trust Co appears on Spectrum Brands, Inc. Merged Pension Plan's Schedule C as investment manager (plan year 2024 vs 2023)with Prudential Trust Co.askebsa.dol.gov
- Jan 1, 2024Funded status changedSpectrum Brands, Inc. Merged Pension Plan funded ratio 92.9% -> 96.2% (2023-01-01 to 2024-01-01)
- Dec 31, 2023Holding endedinferenceSpectrum Brands, Inc. Merged Pension Plan no longer reports Large Cap Growth III Fd (Prudential Retirement & Annuity Ins) (last held $4M at 2022-12-31; absent from the 2023-12-31 filing)with Prudential Retirement & Annuity Insaskebsa.dol.gov
- Dec 31, 2023Holding endedinferenceSpectrum Brands, Inc. Merged Pension Plan no longer reports Western Asset Cr Pls Bd (is) (Prudential Retirement & Annuity Ins) (last held $5M at 2022-12-31; absent from the 2023-12-31 filing)with Prudential Retirement & Annuity Insaskebsa.dol.gov
- Dec 31, 2023Holding startedSpectrum Brands, Inc. Merged Pension Plan first reports an interest in Large Cap Growth/jp Morgan (Prudential Retirement & Annuity Ins): $4M at 2023-12-31with Prudential Retirement & Annuity Insaskebsa.dol.gov
- Jan 1, 2023Funded status changedSpectrum Brands, Inc. Merged Pension Plan funded ratio 110.8% -> 92.9% (2022-01-01 to 2023-01-01)
- Jan 1, 2023Assets changedSpectrum Brands, Inc. Merged Pension Plan plan assets $70M -> $51M (-26.7%, 2022-01-01 to 2023-01-01)
Board record: approvals, recommendations, searches, terminations and re-up prospects for this system.
Provenance
Identifiers: EIN-PN 222423556-023
Cross-graph: no entry on another DFX graph
First observed Sep 15, 2026, last observed Sep 15, 2026. Classification confirmed. Every row above carries its source; a reported figure is the subject’s own, a derived one is arithmetic on reported figures, an estimated one is a model or a survey imputation and is never summed into a headline.