DFX Intelligence
Allocator Intelligence
The capital-owner graph behind private markets. Who owns the capital, who decides, how much, under what policy, on whose advice, to which managers, and what changed, with a source and a date behind every row. A target is never an actual, a disclosed holding is never an approval, and an estimate says so.
Taft-Hartley plan
Sheet Metal Workers' Local No. 40 Pension Fund
Taft-Hartley planNEW York, NY
Assets
$56.9M
Total assets, Dec 31, 2024 reported
Funded
42.9%
Jan 1, 2024
Private markets target
n/a
policy Dec 31, 2024
Commitments
9
1 managers on Schedule C
Plan sponsor: Board of Trustees Sheet Metal Workers' Local No. 40 Pension Fund
Allocation policy
Form 5500, as of Dec 31, 2024
Actual allocation lines without a target (as filed)
- Interest-bearing cash 0.5%
- Non-interest-bearing cash 1.9%
- Common/collective trusts 18.6%
- Registered investment companies 76.6%
Consultants and advisers
4 firms
- The Segal Group, Inc. Actuarythrough Dec 31, 2024 Form 5500
- Segal Actuarythrough Dec 31, 2022 Form 5500
- The Segal Co. (eastern States) Inc. Actuarythrough Dec 31, 2022 Form 5500
- Wells Fargo Bank Custodianthrough Dec 31, 2022 Form 5500
People
No investment staff or executives have been read for this allocator yet.
Manager roster
2 managers on the commitment tape
From the plan’s own commitment disclosures
- SEI Core Property Collective Fund3 rows, latest Dec 31, 2024
- SEI Structrued Credit Collective Fd3 rows, latest Dec 31, 2024
From Schedule C (investment management, code 28)
- Principal Spectrum Asset Managementplan years 2024
- SEI Investment Management Coplan years 2022
Commitments
9 rows, 0 dated closings
Disclosed holdings (from the plan’s performance or holdings report, as of the report date)
| Date | Fund | Manager | Bucket | Amount | Vintage | Status | Source |
|---|---|---|---|---|---|---|---|
| as of Dec 31, 2024 | SEI Core Property Collective Inv Trcollective trust | SEI Core Property Collective Fund | Real estate | $3.5M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2024 | SEI Structured Credit Collective Fdcollective trust | SEI Structrued Credit Collective Fd | Private credit | $2.2M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2024 | SEI Gpa IV Cit Private Equity Fundcollective trust | SEI Trust Company | Private equity | $4.9M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2023 | SEI Core Property Collective Inv Trcollective trust | SEI Core Property Collective Fund | Real estate | $3.5M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2023 | SEI Structured Credit Collective Fdcollective trust | SEI Structrued Credit Collective Fd | Private credit | $4.1M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2023 | SEI Gpa IV Cit Private Equity Fundcollective trust | SEI Trust Company | Private equity | $2.2M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2022 | SEI Core Property Collective Inv Trcollective trust | SEI Core Property Collective Fund | Real estate | $3.9M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2022 | SEI Structured Credit Collective Fdcollective trust | SEI Structrued Credit Collective Fd | Private credit | $3.4M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2022 | SEI Gpa IV Cit Private Equity Fundcollective trust | SEI Trust Company | Private equity | $2.3M held | Disclosed holding | askebsa.dol.gov |
Size and funding
30 readings
Investment management fees
$178,645 (2023-12) · $242,694 (2022-12)
Form 5500 filings
3 plan years
| Plan year | Participants | Assets (SB market) | Funding target | FTAP | Total assets (H) | Partnerships / JV | Master trust | Real estate |
|---|---|---|---|---|---|---|---|---|
| 2024 to Dec 31, 2024 | 466 | n/a | n/a | n/a | $56.9M | n/a | n/a | n/a |
| 2023 to Dec 31, 2023 | 984 | n/a | n/a | n/a | $51.8M | n/a | n/a | n/a |
| 2022 to Dec 31, 2022 | 995 | n/a | n/a | n/a | $47.4M | n/a | n/a | n/a |
Service providers and investment entities as filed (Schedule C and D, latest year first)
- SEI Investment Mangament Corporatio codes 28 51 52 $313,450 PY2024
- The Segal Company codes 11 $208,265 PY2024
- Daniel H. Cook Associates, Inc. codes 15 50 $130,906 PY2024
- Novak Francella LLC codes 50 $33,666 PY2024
- Reid & Riege PC codes 29 50 $30,808 PY2024
- Principal Financial Group codes 28 51 52 $9,628 PY2024
- SEI Core Property Collective Invest Sched. D C $3.5M PY2024
- SEI Structured Credit Collect Trust Sched. D C $2.2M PY2024
- SEI Gloval Private Asset IV Collect Sched. D C $4.9M PY2024
- Segal codes 11 PY2024
- SEI Investment Mangament Corporatio codes 28 51 52 $178,645 PY2023
- Zenith American Solutions codes 13 $106,937 PY2023
- The Segal Company codes 11 $45,025 PY2023
- Reid & Riege PC codes 29 $39,698 PY2023
- Novak Francella LLC codes 50 $11,315 PY2023
- SEI Global Private Asset IV Collect Sched. D C $2.2M PY2023
- SEI Core Propterty Collective Inves Sched. D C $3.5M PY2023
- SEI Structured Credit Collect Trust Sched. D C $4.1M PY2023
- Segal codes 11 PY2023
- SEI Investment Mangament Corporatio codes 28 51 52 $242,494 PY2022
- Zenith American Solutions codes 13 $107,069 PY2022
- The Segal Company codes 11 $59,500 PY2022
- Reid & Riege PC codes 29 $24,106 PY2022
- Beers, Hamerman, Cohen & Burger codes 10 $18,640 PY2022
- Wells Fargo Bank Na codes 15 19 63 PY2022
- SEI Core Propterty Collective Inves Sched. D C $3.9M PY2022
- SEI Structured Credit Collect Trust Sched. D C $3.4M PY2022
- SEI Global Private Asset IV Collect Sched. D C $2.3M PY2022
- Segal codes 11 PY2022
What changed
2 events
- Dec 31, 2024Manager relationship startedPrincipal Financial Group appears on Sheet Metal Workers' Local No. 40 Pension Fund's Schedule C as investment manager (plan year 2024 vs 2023)with Principal Spectrum Asset Managementaskebsa.dol.gov
- Jan 1, 2023Assets changedSheet Metal Workers' Local No. 40 Pension Fund plan assets $57M -> $47M (-17.6%, 2022-01-01 to 2023-01-01)
Board record: approvals, recommendations, searches, terminations and re-up prospects for this system.
Provenance
Identifiers: EIN-PN 066157817-001
Cross-graph: no entry on another DFX graph
First observed Sep 15, 2026, last observed Sep 15, 2026. Classification confirmed. Every row above carries its source; a reported figure is the subject’s own, a derived one is arithmetic on reported figures, an estimated one is a model or a survey imputation and is never summed into a headline.