DFX Intelligence
Allocator Intelligence
The capital-owner graph behind private markets. Who owns the capital, who decides, how much, under what policy, on whose advice, to which managers, and what changed, with a source and a date behind every row. A target is never an actual, a disclosed holding is never an approval, and an estimate says so.
Taft-Hartley plan
Sports Arena Employees Local 137 Retirement Fund
Taft-Hartley planNEW York, NY
Assets
$44.2M
Total assets, Dec 31, 2024 reported
Funded
n/a
not filed
Private markets target
n/a
policy Dec 31, 2024
Commitments
9
none on the tape
Plan sponsor: Sports Arena Employees Local 137 Retirement Fund
Allocation policy
Form 5500, as of Dec 31, 2024
Actual allocation lines without a target (as filed)
- Interest-bearing cash 5.5%
- Non-interest-bearing cash 0.4%
- Corporate debt instruments (other) 16.8%
- Common/collective trusts 36.2%
- Registered investment companies 5.1%
- Common stock 4.8%
- Real estate (other than employer real property) 5.4%
Consultants and advisers
3 firms
- Investment Performance Services General consultantthrough Dec 31, 2022 Form 5500
- Cbiz Ris Actuarythrough Dec 31, 2022 Form 5500
- Wells Fargo & Company Custodianthrough Dec 31, 2022 Form 5500
People
No investment staff or executives have been read for this allocator yet.
Manager roster
3 managers on the commitment tape
From the plan’s own commitment disclosures
- Prudential Trust Co.3 rows, latest Dec 31, 2024
- Afl-Cio Equity Fund2 rows, latest Dec 31, 2024
- Northern Trust Collective Eafe Inde1 rows, latest Dec 31, 2024
From Schedule C (investment management, code 28)
- National Investment Servicesplan years 2023
- Chartwell Investment Partnersplan years 2022
- Prudential Trust Co.plan years 2022
- Wedge Capitalplan years 2022
Commitments
9 rows, 0 dated closings
Disclosed holdings (from the plan’s performance or holdings report, as of the report date)
| Date | Fund | Manager | Bucket | Amount | Vintage | Status | Source |
|---|---|---|---|---|---|---|---|
| as of Dec 31, 2024 | Russell 1000 Growth Indexcollective trust | Northern Trust Collective Eafe Inde | Pooled vehicles | $2.3M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2024 | Prudential High Yield Fundcollective trust | Prudential Trust Co. | Fixed income | $4.5M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2024 | NIS Intermediate Fixed Income Fundcollective trust | National Investment Services | Fixed income | $6.9M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2024 | ASB Labor Equity Index Fundcollective trust | Afl-Cio Equity Fund | Public equity | $2.3M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2023 | Prudential High Yield Fundcollective trust | Prudential Trust Co. | Fixed income | $1.2M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2023 | NIS Intermediate Fixed Income Fundcollective trust | National Investment Services | Fixed income | $1.6M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2022 | ASB Labor Equity Index Fundcollective trust | Afl-Cio Equity Fund | Public equity | $1.4M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2022 | Prudential High Yield Fundcollective trust | Prudential Trust Co. | Fixed income | $1.9M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2022 | NIS Intermediate Fixed Income Fundcollective trust | National Investment Services | Fixed income | $2.8M held | Disclosed holding | askebsa.dol.gov |
Size and funding
18 readings
Investment management fees
$78,182 (2023-12) · $95,303 (2022-12)
Form 5500 filings
3 plan years
| Plan year | Participants | Assets (SB market) | Funding target | FTAP | Total assets (H) | Partnerships / JV | Master trust | Real estate |
|---|---|---|---|---|---|---|---|---|
| 2024 to Dec 31, 2024 | 1,292 | n/a | n/a | n/a | $44.2M | n/a | n/a | $2.4M |
| 2023 to Dec 31, 2023 | 1,337 | n/a | n/a | n/a | $39.1M | n/a | n/a | $2.1M |
| 2022 to Dec 31, 2022 | 1,404 | n/a | n/a | n/a | $22.0M | n/a | n/a | $2.7M |
Service providers and investment entities as filed (Schedule C and D, latest year first)
- Njbls Welfare Fund codes 49 50 $108,000 PY2024
- Investment Performance Services codes 16 50 $59,375 PY2024
- Cbiz Retirement Plan Services codes 11 50 $53,350 PY2024
- Cohen, Weiss & Simon LLP codes 29 50 $38,564 PY2024
- Pension Benefit Information, LLC codes 49 50 $30,767 PY2024
- Novak Francella LLC codes 10 50 $18,750 PY2024
- Prudential Trust Co codes 28 51 52 $9,978 PY2024
- Wedge Capital Management codes 28 51 $5,505 PY2024
- Wells Fargo Bank codes 19 50 $5,290 PY2024
- NTC Russell 1000 Growth Index Fd Sched. D C $2.3M PY2024
- Prudential Investment High Yield Fd Sched. D C $4.5M PY2024
- NIS Intermediate Fixed Inc. Fd Sched. D C $6.9M PY2024
- ASB Labor Equity Index Fund Sched. D C $2.3M PY2024
- Local 108 Welfare Fund codes 49 50 $110,766 PY2023
- Cbiz Retirement Plan Services codes 11 50 $37,150 PY2023
- Investment Performance Services codes 16 50 $35,625 PY2023
- Novak Francella LLC codes 10 50 $18,000 PY2023
- Chartwell Investment Partners, LLC codes 28 51 $12,104 PY2023
- Cohen, Weiss & Simon LLP codes 29 50 $11,799 PY2023
- Wells Fargo Bank codes 19 50 $9,743 PY2023
- National Investment Services Inc codes 28 51 $7,187 PY2023
- Wedge Capital Management codes 28 51 $6,184 PY2023
- Chevy Chase Trust Sched. D C PY2023
- Prudential Investment High Yield Fd Sched. D C $1.2M PY2023
- NIS Intermediate Fixed Inc. Fd Sched. D C $1.6M PY2023
- Local 108 Welfare Fund codes 49 50 $122,554 PY2022
- Local 108 Pension Fund codes 15 50 $54,634 PY2022
- Investment Performance Services codes 16 50 $47,500 PY2022
- Cbiz Retirement Plan Services codes 11 50 $27,263 PY2022
- Novak Francella LLC codes 10 50 $25,150 PY2022
- Cohen, Weiss & Simon LLP codes 29 50 $23,390 PY2022
- Chartwell Investment Partners, LLC codes 28 51 $14,128 PY2022
- Wells Fargo Bank codes 19 50 $11,754 PY2022
- Prudential Trust Co codes 28 51 52 $8,280 PY2022
- Wedge Capital Management codes 28 51 $8,160 PY2022
- ASB Labor Equity Index Fund Sched. D C $1.4M PY2022
- Prudential Investment High Yield Fd Sched. D C $1.9M PY2022
- NIS Intermediate Fixed Inc. Fd Sched. D C $2.8M PY2022
What changed
8 events
- Dec 31, 2024Holding startedSports Arena Employees Local 137 Retirement Fund first reports an interest in Russell 1000 Growth Index (Northern Trust Collective Eafe Inde): $2M at 2024-12-31with Northern Trust Collective Eafe Indeaskebsa.dol.gov
- Dec 31, 2024Manager relationship endedinferenceChartwell Investment Partners, LLC no longer appears on Sports Arena Employees Local 137 Retirement Fund's Schedule C as investment manager (plan year 2024 vs 2023)with Chartwell Investment Partnersaskebsa.dol.gov
- Dec 31, 2024Manager relationship startedPrudential Trust Co appears on Sports Arena Employees Local 137 Retirement Fund's Schedule C as investment manager (plan year 2024 vs 2023)with Prudential Trust Co.askebsa.dol.gov
- Dec 31, 2024Manager relationship endedinferenceNational Investment Services Inc no longer appears on Sports Arena Employees Local 137 Retirement Fund's Schedule C as investment manager (plan year 2024 vs 2023)with National Investment Servicesaskebsa.dol.gov
- Dec 31, 2024Assets changedSports Arena Employees Local 137 Retirement Fund total assets $39M -> $44M (+12.9%, 2023-12-31 to 2024-12-31)
- Dec 31, 2023Manager relationship endedinferencePrudential Trust Co no longer appears on Sports Arena Employees Local 137 Retirement Fund's Schedule C as investment manager (plan year 2023 vs 2022)with Prudential Trust Co.askebsa.dol.gov
- Dec 31, 2023Manager relationship startedNational Investment Services Inc appears on Sports Arena Employees Local 137 Retirement Fund's Schedule C as investment manager (plan year 2023 vs 2022)with National Investment Servicesaskebsa.dol.gov
- Dec 31, 2023Assets changedSports Arena Employees Local 137 Retirement Fund total assets $22M -> $39M (+78.1%, 2022-12-31 to 2023-12-31)
Board record: approvals, recommendations, searches, terminations and re-up prospects for this system.
Provenance
Identifiers: EIN-PN 226073053-001
Cross-graph: no entry on another DFX graph
First observed Sep 15, 2026, last observed Sep 15, 2026. Classification confirmed. Every row above carries its source; a reported figure is the subject’s own, a derived one is arithmetic on reported figures, an estimated one is a model or a survey imputation and is never summed into a headline.