DFX Intelligence

Allocator Intelligence

The capital-owner graph behind private markets. Who owns the capital, who decides, how much, under what policy, on whose advice, to which managers, and what changed, with a source and a date behind every row. A target is never an actual, a disclosed holding is never an approval, and an estimate says so.

Corporate pension

The Retirement Benefit Plan for Employees of Aes NY, L.L.C.

Corporate pensionIndianapolis, IN
Assets
$24.3M
Total assets, Dec 31, 2024 reported
Funded
98.0%
Jan 1, 2024
Private markets target
n/a
policy Dec 31, 2024
Commitments
36
none on the tape
Plan sponsor: The Aes Corporation
Allocation policy
Form 5500, as of Dec 31, 2024
Actual allocation lines without a target (as filed)
  • Interest-bearing cash 1.0%
  • Common/collective trusts 97.4%
Consultants and advisers
3 firms
People
No investment staff or executives have been read for this allocator yet.
Manager roster
3 managers on the commitment tape
From the plan’s own commitment disclosures
Commitments
36 rows, 0 dated closings
Disclosed holdings (from the plan’s performance or holdings report, as of the report date)
DateFundManagerBucketAmountVintageStatusSource
as of Dec 31, 2024Mercer US Small/mid Cap Equity Portcollective trustMercer Trust Company LLCPublic equity$484,676 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2024Mercer Non-Us Core Equity Portfoliocollective trustMercer Trust Company LLCPublic equity$1.3M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2024Mercer Emerging Markets Equity Portcollective trustMercer Trust Company LLCPublic equity$594,142 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2024Mercer Global Low Volatility Equitycollective trustMercer Trust Company LLCPublic equity$239,759 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2024Mercer Opportunistic Fixed Incomecollective trustMercer Trust Company LLCHedge / diversifiers$734,347 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2024Mercer Active Long Corporate Fixedcollective trustMercer Trust Company LLCFixed income$6.2M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2024Mercer Active Intermediate Credit Fcollective trustMercer Trust Company LLCPrivate credit$4.6M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2024Ssga S&p 500 (r) Indx Nl Sf Cl acollective trustState Street - Russell 2000Pooled vehicles$3.0M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2024CF Ssga U.S.LONG Govt Bond Indx Sfcollective trustState Street Global Advisors TrustFixed income$3.7M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2024CF Ssga Intermediate US Govt Bond Icollective trustState Street Global Advisors TrustFixed income$1.5M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2024Real Asset Nl Series - Class acollective trustState Street Global Advisors TrustReal assets$728,723 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 202420+ Year U.S. Treasury Strips Indexcollective trustState Street Gbl EquityFixed income$665,684 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023Mercer US Small/mid Cap Equity Portcollective trustMercer Trust Company LLCPublic equity$702,314 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023Mercer Non-Us Core Equity Portfoliocollective trustMercer Trust Company LLCPublic equity$1.3M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023Mercer Emerging Markets Equity Portcollective trustMercer Trust Company LLCPublic equity$831,154 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023Mercer Global Low Volatility Equitycollective trustMercer Trust Company LLCPublic equity$1.4M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023Mercer Opportunistic Fixed Incomecollective trustMercer Trust Company LLCHedge / diversifiers$762,949 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023Mercer Active Long Corporate Fixedcollective trustMercer Trust Company LLCFixed income$6.5M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023Mercer Active Intermediate Credit Fcollective trustMercer Trust Company LLCPrivate credit$4.6M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023Ssga S&p 500 (r) Indx Nl Sf Cl acollective trustState Street - Russell 2000Pooled vehicles$1.9M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023CF Ssga U.S.LONG Govt Bond Indx Sfcollective trustState Street Global Advisors TrustFixed income$2.7M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023CF Ssga Intermediate US Govt Bond Icollective trustState Street Global Advisors TrustFixed income$1.4M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023Real Asset Nl Series - Class acollective trustState Street Global Advisors TrustReal assets$752,284 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 202320+ Year U.S. Treasury Strips Indexcollective trustState Street Gbl EquityFixed income$2.0M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022Mercer US Small/mid Cap Equity Portcollective trustMercer Trust Company LLCPublic equity$666,318 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022Mercer Non-Us Core Equity Portfoliocollective trustMercer Trust Company LLCPublic equity$1.3M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022Mercer Emerging Markets Equity Portcollective trustMercer Trust Company LLCPublic equity$859,793 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022Mercer Global Low Volatility Equitycollective trustMercer Trust Company LLCPublic equity$1.4M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022Mercer Opportunistic Fixed Incomecollective trustMercer Trust Company LLCHedge / diversifiers$800,934 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022Mercer Active Long Corporate Fixedcollective trustMercer Trust Company LLCFixed income$6.5M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022Mercer Active Intermediate Credit Fcollective trustMercer Trust Company LLCPrivate credit$4.8M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022Ssga S&p 500 (r) Indx Nl Sf Cl acollective trustState Street - Russell 2000Pooled vehicles$1.9M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022CF Ssga U.S.LONG Govt Bond Indx Sfcollective trustState Street Global Advisors TrustFixed income$2.7M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022CF Ssga Intermediate US Govt Bond Icollective trustState Street Global Advisors TrustFixed income$1.5M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022Real Asset Nl Series - Class acollective trustState Street Global Advisors TrustReal assets$782,543 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 202220+ Year U.S. Treasury Strips Indexcollective trustState Street Gbl EquityFixed income$2.0M heldDisclosed holdingaskebsa.dol.gov
Size and funding
33 readings
Total assets
$24.3M Dec 31, 2024 reported Form 5500
$25.9M (2023-12) · $25.4M (2022-12)
Plan assets
$25.9M Jan 1, 2024 reported Form 5500
$25.4M (2023-01) · $34.4M (2022-01)
Net assets
$24.3M Dec 31, 2024 reported Form 5500
$25.9M (2023-12) · $25.4M (2022-12)
Funded ratio
98.0% Jan 1, 2024 reported Form 5500
95.0% (2023-01) · 111.8% (2022-01)
Funding target
$28.0M Jan 1, 2024 reported Form 5500
$29.5M (2023-01) · $29.5M (2022-01)
Discount rate
5.00% Jan 1, 2024 reported Form 5500
5.12% (2023-01) · 5.30% (2022-01)
Participants
243 Jan 1, 2024 reported Form 5500
247 (2023-01) · 247 (2022-01)
Contributions
$400,000 Dec 31, 2024 reported Form 5500
$870,000 (2023-12) · $8,331 (2022-12)
Benefits paid
$2.4M Dec 31, 2024 reported Form 5500
$2.4M (2023-12) · $2.4M (2022-12)
Net investment income
$-1.6M Dec 31, 2024 reported Form 5500
$507,990 (2023-12) · $-8.9M (2022-12)
Investment management fees
$41,324 Dec 31, 2024 reported Form 5500
$42,455 (2023-12) · $49,158 (2022-12)
Form 5500 filings
3 plan years
Plan yearParticipantsAssets (SB market)Funding targetFTAPTotal assets (H)Partnerships / JVMaster trustReal estate
2024 to Dec 31, 2024243$25.9M$28.0M98.0%$24.3Mn/an/an/a
2023 to Dec 31, 2023247$25.4M$29.5M95.0%$25.9Mn/an/an/a
2022 to Dec 31, 2022247$34.4M$29.5M111.8%$25.4Mn/an/an/a
Service providers and investment entities as filed (Schedule C and D, latest year first)
  • Mercer codes 11 $45,819 PY2024
  • Mercer Investments LLC codes 18 19 51 $39,521 PY2024
  • The Northern Trust Company codes 19 21 $24,982 PY2024
  • Freed Maxick P.C. codes 10 $15,250 PY2024
  • Global Low Volatility Equity Portfo Sched. D C $239,759 PY2024
  • Opportunistic Fixed Income Portfoli Sched. D C $734,347 PY2024
  • Active Long Corporate Fixed Income Sched. D C $6.2M PY2024
  • Active Intermed Credit Fixed Income Sched. D C $4.6M PY2024
  • Ssga S&p 500(r)indx Nl Sf Cl a Cmm3 Sched. D C $3.0M PY2024
  • Ssga US Long Govt Bond Index(cmdf4) Sched. D C $3.7M PY2024
  • Ssga US Interm Gov Bd Index (cmew1) Sched. D C $1.5M PY2024
  • Real Asset Nl Series Cl a (cmgv1) Sched. D C $728,723 PY2024
  • 20+ Year US Treas Strips (cmqm4 Sched. D C $665,684 PY2024
  • US Small/mid Cap Equity Portfolio Sched. D C $484,676 PY2024
  • Non-Us Core Equity Portfolio Sched. D C $1.3M PY2024
  • Emerging Markets Equity Portfolio Sched. D C $594,142 PY2024
  • Mercer codes 11 PY2024
  • Mercer codes 11 $50,262 PY2023
  • Mercer Investments LLC codes 18 19 51 $40,379 PY2023
  • The Northern Trust Company codes 19 21 $24,455 PY2023
  • Freed Maxick, Cpa's, PC codes 10 $15,250 PY2023
  • US Small/mid Cap Equity Portfolio Sched. D C $702,314 PY2023
  • Non-Us Core Equity Portfolio Sched. D C $1.3M PY2023
  • Emerging Markets Equity Portfolio Sched. D C $831,154 PY2023
  • Global Low Volatility Equity Portfo Sched. D C $1.4M PY2023
  • Opportunistic Fixed Income Portfoli Sched. D C $762,949 PY2023
  • Active Long Corporate Fixed Income Sched. D C $6.5M PY2023
  • Ssga S&p 500(r)indx Nl Sf Cl a Cmm3 Sched. D C $1.9M PY2023
  • Ssga US Long Govt Bond Index(cmdf4) Sched. D C $2.7M PY2023
  • Ssga US Interm Gov Bd Index (cmew1) Sched. D C $1.4M PY2023
  • Real Asset Nl Series Cl a (cmgv1) Sched. D C $752,284 PY2023
  • 20+ Year US Treas Strips (cmqm4 Sched. D C $2.0M PY2023
  • Active Intermed Credit Fixed Income Sched. D C $4.6M PY2023
  • Mercer codes 11 PY2023
  • Mercer Investments LLC codes 18 19 51 $46,924 PY2022
  • Mercer codes 11 $43,454 PY2022
  • The Northern Trust Company codes 19 21 $24,195 PY2022
  • Freed Maxick, Cpa's, PC codes 10 $15,700 PY2022
  • US Small/mid Cap Equity Portfolio Sched. D C $666,318 PY2022
  • Non-Us Core Equity Portfolio Sched. D C $1.3M PY2022
  • Emerging Markets Equity Portfolio Sched. D C $859,793 PY2022
  • Global Low Volatility Equity Portfo Sched. D C $1.4M PY2022
  • Opportunistic Fixed Income Portfoli Sched. D C $800,934 PY2022
  • Active Long Corporate Fixed Income Sched. D C $6.5M PY2022
  • Active Intermed Credit Fixed Income Sched. D C $4.8M PY2022
  • Ssga S&p 500(r)indx Nl Sf Cl a Cmm3 Sched. D C $1.9M PY2022
  • Ssga US Long Govt Bond Index(cmdf4) Sched. D C $2.7M PY2022
  • Ssga US Interm Gov Bd Index (cmew1) Sched. D C $1.5M PY2022
  • Real Asset Nl Series Cl a (cmgv1) Sched. D C $782,543 PY2022
  • 20+ Year US Treas Strips (cmqm4 Sched. D C $2.0M PY2022
  • Mercer codes 11 PY2022
What changed
3 events
  • Jan 1, 2024Funded status changed
    The Retirement Benefit Plan for Employees of Aes NY, L.L.C. funded ratio 95.0% -> 98.0% (2023-01-01 to 2024-01-01)
    askebsa.dol.gov
  • Jan 1, 2023Funded status changed
    The Retirement Benefit Plan for Employees of Aes NY, L.L.C. funded ratio 111.8% -> 95.0% (2022-01-01 to 2023-01-01)
    askebsa.dol.gov
  • Jan 1, 2023Assets changed
    The Retirement Benefit Plan for Employees of Aes NY, L.L.C. plan assets $34M -> $25M (-26.0%, 2022-01-01 to 2023-01-01)
    askebsa.dol.gov
Board record: approvals, recommendations, searches, terminations and re-up prospects for this system.
Provenance
Identifiers: EIN-PN 541163725-001
Cross-graph: no entry on another DFX graph
First observed Sep 15, 2026, last observed Sep 15, 2026. Classification confirmed. Every row above carries its source; a reported figure is the subject’s own, a derived one is arithmetic on reported figures, an estimated one is a model or a survey imputation and is never summed into a headline.