DFX Intelligence
Allocator Intelligence
The capital-owner graph behind private markets. Who owns the capital, who decides, how much, under what policy, on whose advice, to which managers, and what changed, with a source and a date behind every row. A target is never an actual, a disclosed holding is never an approval, and an estimate says so.
Corporate pension
Southwest Retirement and Cash Balance Plan
Corporate pensionMiddleburg Heights, OH
Assets
$103M
Total assets, Dec 31, 2024 reported
Funded
102.7%
Jan 1, 2024
Private markets target
n/a
policy Dec 31, 2024
Commitments
4
1 managers on Schedule C
Plan sponsor: Southwest Community Health System
Allocation policy
Form 5500, as of Dec 31, 2024
Actual allocation lines without a target (as filed)
- Interest-bearing cash 0.7%
- Partnership/joint venture interests 5.3%
- Common/collective trusts 60.7%
- Registered investment companies 33.2%
Consultants and advisers
2 firms
- Bank of New York Mellon Custodianthrough Dec 31, 2022 Form 5500
- Willis Towers Watson US LLC Actuarythrough Dec 31, 2022 Form 5500
People
No investment staff or executives have been read for this allocator yet.
Manager roster
2 managers on the commitment tape
From the plan’s own commitment disclosures
- Wellington Fd2 rows, latest Dec 31, 2024
- Legal and General2 rows, latest Dec 31, 2024
From Schedule C (investment management, code 28)
- Legal & General Inv Mgmt Americaplan years 2024
- Ancora Advisorsplan years 2022
Commitments
4 rows, 0 dated closings
Disclosed holdings (from the plan’s performance or holdings report, as of the report date)
| Date | Fund | Manager | Bucket | Amount | Vintage | Status | Source |
|---|---|---|---|---|---|---|---|
| as of Dec 31, 2024 | Wtc-Cif II US Inv Grade Corp Long Bcollective trust | Wellington Fd | Pooled vehicles | $30.5M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2024 | Legal & General Long Duration U.S.collective trust | Legal and General | Fixed income | $32.0M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2023 | Wtc-Cif II US Inv Grade Corp Long Bcollective trust | Wellington Fd | Pooled vehicles | $31.0M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2023 | Legal & General Long Duration U.S.collective trust | Legal and General | Fixed income | $32.6M held | Disclosed holding | askebsa.dol.gov |
Size and funding
33 readings
Investment management fees
$41,667 (2023-12) · $83,242 (2022-12)
Form 5500 filings
3 plan years
| Plan year | Participants | Assets (SB market) | Funding target | FTAP | Total assets (H) | Partnerships / JV | Master trust | Real estate |
|---|---|---|---|---|---|---|---|---|
| 2024 to Dec 31, 2024 | 1,724 | $106M | $103M | 102.7% | $103M | $5.5M | n/a | n/a |
| 2023 to Dec 31, 2023 | 1,750 | $100M | $106M | 101.0% | $106M | $9.6M | n/a | n/a |
| 2022 to Dec 31, 2022 | 1,803 | $121M | $100M | 109.1% | $100M | $12.1M | n/a | n/a |
Service providers and investment entities as filed (Schedule C and D, latest year first)
- The Bank of NY Mellon codes 18 21 28 50 59 72 $282,247 PY2024
- Legal & General Investment Mgmt codes 28 50 51 $59,752 PY2024
- WTC Cif II US Inv Grd Corp Long Bnd Sched. D C $30.5M PY2024
- L&g Long Duration US Credit Cit Fnd Sched. D C $32.0M PY2024
- Willis Towers Watson US LLC codes 11 PY2024
- The Bank of NY Mellon codes 18 21 28 50 59 72 $394,970 PY2023
- Ancora Advisors LLC codes 28 50 51 $6,182 PY2023
- WTC Cif II US Inv Grd Corp Long Bnd Sched. D C $31.0M PY2023
- L&g Long Duration US Credit Cit Fnd Sched. D C $32.6M PY2023
- Willis Towers Watson US LLC codes 11 PY2023
- Ancora Advisors LLC codes 28 50 51 $83,242 PY2022
- The Bank of NY Mellon codes 18 21 50 59 72 $48,154 PY2022
- Willis Towers Watson US LLC codes 11 PY2022
What changed
5 events
- Dec 31, 2024Manager relationship startedLegal & General Investment Mgmt appears on Southwest Retirement and Cash Balance Plan's Schedule C as investment manager (plan year 2024 vs 2023)with Legal & General Inv Mgmt Americaaskebsa.dol.gov
- Dec 31, 2024Manager relationship endedinferenceAncora Advisors LLC no longer appears on Southwest Retirement and Cash Balance Plan's Schedule C as investment manager (plan year 2024 vs 2023)with Ancora Advisorsaskebsa.dol.gov
- Dec 31, 2023Manager relationship startedThe Bank of NY Mellon appears on Southwest Retirement and Cash Balance Plan's Schedule C as investment manager (plan year 2023 vs 2022)with Bank of New York Mellonaskebsa.dol.gov
- Jan 1, 2023Funded status changedSouthwest Retirement and Cash Balance Plan funded ratio 109.1% -> 101.0% (2022-01-01 to 2023-01-01)
- Jan 1, 2023Assets changedSouthwest Retirement and Cash Balance Plan plan assets $121M -> $100M (-17.4%, 2022-01-01 to 2023-01-01)
Board record: approvals, recommendations, searches, terminations and re-up prospects for this system.
Provenance
Identifiers: EIN-PN 341455141-001
Cross-graph: no entry on another DFX graph
First observed Sep 15, 2026, last observed Sep 15, 2026. Classification confirmed. Every row above carries its source; a reported figure is the subject’s own, a derived one is arithmetic on reported figures, an estimated one is a model or a survey imputation and is never summed into a headline.