DFX Intelligence
Allocator Intelligence
The capital-owner graph behind private markets. Who owns the capital, who decides, how much, under what policy, on whose advice, to which managers, and what changed, with a source and a date behind every row. A target is never an actual, a disclosed holding is never an approval, and an estimate says so.
Taft-Hartley plan
Roofers Local No. 74/ No. 203 Pension Plan
Taft-Hartley planWest Seneca, NY
Assets
$77.7M
Total assets, Jun 30, 2025 reported
Funded
86.1%
Jul 1, 2024
Private markets target
n/a
policy Jun 30, 2025
Commitments
0
none on the tape
Plan sponsor: Board of Trustees, Roofers Local No. 74/no. 203 Pension Fund
Allocation policy
Form 5500, as of Jun 30, 2025
Actual allocation lines without a target (as filed)
- Interest-bearing cash 1.8%
- Non-interest-bearing cash 0.8%
- Corporate debt instruments (other) 4.0%
- Corporate debt instruments (preferred) 2.9%
- U.S. Government securities 10.7%
- Other investments 3.1%
- Partnership/joint venture interests 3.0%
- Registered investment companies 23.8%
- Common stock 38.6%
- Preferred stock 0.0%
- Real estate (other than employer real property) 9.7%
Consultants and advisers
2 firms
- UBS Financial Services Inc. Investment adviser (plan)through Jun 30, 2023 Form 5500
- USI Consulting Group Actuarythrough Jun 30, 2023 Form 5500
People
No investment staff or executives have been read for this allocator yet.
Manager roster
7 managers on Schedule C
From Schedule C (investment management, code 28)
- Polen Capital Managementplan years 2024
- Equity Investment Corporationplan years 2023
- Thomas White Internationalplan years 2023
- Edgeplan years 2023
- Capital Research and Management Complan years 2023
- Invesco Advisers, Inc.plan years 2023
- Sage Advisory Services Ltd. Co.plan years 2023
Commitments
No fund commitments are on the tape for this allocator. The tape holds the plans that publish their own private-markets reports; a plan that publishes one and is not here is a gap we can close.
Size and funding
30 readings
Investment management fees
$302,872 (2024-06) · $289,374 (2023-06)
Form 5500 filings
3 plan years
| Plan year | Participants | Assets (SB market) | Funding target | FTAP | Total assets (H) | Partnerships / JV | Master trust | Real estate |
|---|---|---|---|---|---|---|---|---|
| 2024 to Jun 30, 2025 | 833 | n/a | n/a | n/a | $77.7M | $2.3M | n/a | $7.6M |
| 2023 to Jun 30, 2024 | 862 | n/a | n/a | n/a | $71.4M | $2.1M | n/a | $6.3M |
| 2022 to Jun 30, 2023 | 820 | n/a | n/a | n/a | $66.0M | n/a | n/a | $8.2M |
Service providers and investment entities as filed (Schedule C and D, latest year first)
- UBS Financial Services, Inc. codes 27 99 $164,026 PY2024
- Luke Baecker codes 30 $52,394 PY2024
- USI Consulting Group codes 11 50 $44,335 PY2024
- Trisha Lehr codes 30 $39,144 PY2024
- Equity Investment Corporation codes 28 51 $35,487 PY2024
- Sage Advisory Services, Ltd. codes 28 51 $28,434 PY2024
- Edge codes 28 51 $27,012 PY2024
- Thomas White International Ltd. codes 28 51 $25,281 PY2024
- Arcara Lenda Eusanio & Stacey, CPAS codes 10 $25,235 PY2024
- Polen Capital Management, Inc. codes 28 51 $17,863 PY2024
- Capital Research & Management Co. codes 28 51 $15,130 PY2024
- Lipsitz Green Scime Cambria LLP codes 29 $6,220 PY2024
- USI Consulting Group codes 11 PY2024
- UBS Financial Services, Inc. codes 27 99 $153,196 PY2023
- Luke Baecker codes 30 $46,341 PY2023
- USI Consulting Group codes 11 50 $37,850 PY2023
- Equity Investment Corporation codes 28 51 $31,240 PY2023
- Arcara Lenda Eusanio & Stacey, CPAS codes 10 $29,122 PY2023
- Sage Advisory Services codes 28 51 $26,088 PY2023
- Thomas White International Ltd. codes 28 51 $24,327 PY2023
- Edge codes 28 51 $23,887 PY2023
- Polen Capital Management codes 28 51 $21,554 PY2023
- Capital Research and Management Co codes 28 51 $16,384 PY2023
- Lipsitz Green Scime & Cambria codes 29 $8,101 PY2023
- Invesco Advisors, Inc. codes 28 51 $6,196 PY2023
- USI Consulting Group codes 11 PY2023
- UBS Financial Services, Inc. codes 27 99 $157,800 PY2022
- Luke Baecker codes 30 $43,839 PY2022
- Arcara Lenda Eusanio & Stacey CPAS codes 10 $39,811 PY2022
- Lipsitz Green Scime & Cambria LLP codes 29 $34,209 PY2022
- Equity Investment Corporation codes 28 51 $28,560 PY2022
- Sage Advisory Services, Ltd. codes 28 51 $26,236 PY2022
- Thomas White International Ltd codes 28 51 $25,916 PY2022
- USI Consulting Group codes 11 50 $25,250 PY2022
- Edge codes 28 51 $21,164 PY2022
- Capital Research & Management codes 28 51 $19,377 PY2022
- Invesco Advisor, Inc. codes 28 51 $10,320 PY2022
- USI Consulting Group codes 11 PY2022
What changed
2 events
- Dec 31, 2024Manager relationship endedinferenceInvesco Advisors, Inc. no longer appears on Roofers Local No. 74/ No. 203 Pension Plan's Schedule C as investment manager (plan year 2024 vs 2023)with Invesco Advisers, Inc.askebsa.dol.gov
- Dec 31, 2023Manager relationship startedPolen Capital Management appears on Roofers Local No. 74/ No. 203 Pension Plan's Schedule C as investment manager (plan year 2023 vs 2022)with Polen Capital Managementaskebsa.dol.gov
Board record: approvals, recommendations, searches, terminations and re-up prospects for this system.
Provenance
Identifiers: EIN-PN 166062398-001
Cross-graph: no entry on another DFX graph
First observed Sep 15, 2026, last observed Sep 15, 2026. Classification confirmed. Every row above carries its source; a reported figure is the subject’s own, a derived one is arithmetic on reported figures, an estimated one is a model or a survey imputation and is never summed into a headline.