DFX Intelligence
Allocator Intelligence
The capital-owner graph behind private markets. Who owns the capital, who decides, how much, under what policy, on whose advice, to which managers, and what changed, with a source and a date behind every row. A target is never an actual, a disclosed holding is never an approval, and an estimate says so.
Corporate pension
Third Federal Savings Retirement Plan
Corporate pensionCleveland, OH
Assets
$77.1M
Total assets, Dec 31, 2024 reported
Funded
138.5%
Jan 1, 2024
Private markets target
n/a
policy Dec 31, 2024
Commitments
2
none on the tape
Plan sponsor: Third Federal Savings and Loan Association of Cleveland
Allocation policy
Form 5500, as of Dec 31, 2024
Actual allocation lines without a target (as filed)
- Interest-bearing cash 0.2%
- Corporate debt instruments (other) 64.4%
- U.S. Government securities 11.7%
- Registered investment companies 21.4%
Consultants and advisers
6 firms
- Clearstead Advisors, LLC Investment adviser (plan)through Dec 31, 2024 Form 5500
- Principal Global Investors LLC Investment adviser (plan)through Dec 31, 2023 Form 5500
- Clearstead Investment adviser (plan)through Dec 31, 2022 Form 5500
- Principal Actuarythrough Dec 31, 2024 Form 5500
- Principal Trust Co. Custodianthrough Dec 31, 2023 Form 5500
- Principal Financial Group Actuarythrough Dec 31, 2022 Form 5500
People
No investment staff or executives have been read for this allocator yet.
Manager roster
1 managers on the commitment tape
From the plan’s own commitment disclosures
- Principal2 rows, latest Dec 31, 2022
Commitments
2 rows, 0 dated closings
Disclosed holdings (from the plan’s performance or holdings report, as of the report date)
| Date | Fund | Manager | Bucket | Amount | Vintage | Status | Source |
|---|---|---|---|---|---|---|---|
| as of Dec 31, 2022 | Prin Liquid Assets Sep Acct-Zseparate account | Principal | Pooled vehicles | $5.5M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2022 | Prin Ldi Long Duration Sa-Zseparate account | Principal | Fixed income | $38.4M held | Disclosed holding | askebsa.dol.gov |
Size and funding
32 readings
Form 5500 filings
3 plan years
| Plan year | Participants | Assets (SB market) | Funding target | FTAP | Total assets (H) | Partnerships / JV | Master trust | Real estate |
|---|---|---|---|---|---|---|---|---|
| 2024 to Dec 31, 2024 | 432 | $80.4M | $61.9M | 138.5% | $77.1M | n/a | n/a | n/a |
| 2023 to Dec 31, 2023 | 448 | $77.0M | $65.4M | 129.4% | $80.4M | n/a | n/a | n/a |
| 2022 to Dec 31, 2022 | 472 | $102M | $63.6M | 149.1% | $77.0M | n/a | n/a | n/a |
Service providers and investment entities as filed (Schedule C and D, latest year first)
- Principal Global Investors LLC codes 27 50 $148,535 PY2024
- Principal Custody Solutions codes 18 21 50 $129,753 PY2024
- Clearstead Advisors, LLC codes 27 51 $53,044 PY2024
- Principal Life Insurance Company codes 11 15 50 99 $41,216 PY2024
- Meaden & Moore Ltd codes 10 50 $12,300 PY2024
- Principal Financial Group codes 11 PY2024
- Principal Life Insurance Company codes 13 50 64 99 $101,001 PY2023
- Principal Global Investors LLC codes 27 50 $49,571 PY2023
- Clearstead Advisors, LLC codes 27 51 $25,519 PY2023
- Meaden & Moore Ltd codes 10 99 $12,000 PY2023
- Principal Custody Solutions codes 18 21 50 $9,587 PY2023
- Thompson Hine LLP codes 29 99 $1,709 PY2023
- Prin Liquid Assets Sep Acct-Z Sched. D P PY2023
- Prin Ldi Long Duration Sa-Z Sched. D P PY2023
- Principal Financial Group codes 11 PY2023
- Meaden and Moore codes 10 99 PY2022
- Principal Life Insurance Company codes 13 50 64 PY2022
- Clearstead Advisors, LLC codes 13 27 99 PY2022
- Prin Ldi Long Duration Sa-Z Sched. D P $38.4M PY2022
- Principal Overseas Sep Acct-R6 Sched. D P PY2022
- Prin Equity Income Sa-R6 Sched. D P PY2022
- Prin Bond Market Index Sa-R6 Sched. D P PY2022
- Prin Liquid Assets Sep Acct-Z Sched. D P $5.5M PY2022
- Prin Glbl Emerg Markets Sa-R6 Sched. D P PY2022
- Principal U.S. Property Sa-Z Sched. D P PY2022
- Prin Core Plus Bond Sep Acct-Z Sched. D P PY2022
- Prin Lgcap S&p 500 Index Sa-R6 Sched. D P PY2022
- Prin Midcap Value I Sa-R6 Sched. D P PY2022
- Prin Midcap Growth III Sa-R6 Sched. D P PY2022
- Prin Smallcap Growth I Sa-R6 Sched. D P PY2022
- Prin Largecap Growth I Sa-R6 Sched. D P PY2022
- Prin Smallcap Value II Sa-R6 Sched. D P PY2022
- Principal Financial Group codes 11 PY2022
What changed
4 events
- Jan 1, 2024Funded status changedThird Federal Savings Retirement Plan funded ratio 129.4% -> 138.5% (2023-01-01 to 2024-01-01)
- Dec 31, 2023Consultant changedinferencePrincipal Global Investors LLC appears on Third Federal Savings Retirement Plan's Schedule C as investment adviser (plan) (plan year 2023 vs 2022)with Principal Global Investors LLCaskebsa.dol.gov
- Jan 1, 2023Funded status changedThird Federal Savings Retirement Plan funded ratio 149.1% -> 129.4% (2022-01-01 to 2023-01-01)
- Jan 1, 2023Assets changedThird Federal Savings Retirement Plan plan assets $102M -> $77M (-24.2%, 2022-01-01 to 2023-01-01)
Board record: approvals, recommendations, searches, terminations and re-up prospects for this system.
Provenance
Identifiers: EIN-PN 340573493-003
Cross-graph: no entry on another DFX graph
First observed Sep 15, 2026, last observed Sep 15, 2026. Classification confirmed. Every row above carries its source; a reported figure is the subject’s own, a derived one is arithmetic on reported figures, an estimated one is a model or a survey imputation and is never summed into a headline.